- USAA (Phoenix, AZ)
- …in annuity and/or life insurance distribution through full-service brokerage and bank broker dealer firms. Excellent relationship management skills and ... level of business acumen in the areas of annuity business operations, broker dealer sales processes and paperwork, sales suitability, industry practices and emerging… more
- Madison Mortgage Services Inc. (Great Neck, NY)
- …Do * Source & engage experienced loan officers across the country (retail, wholesale, bank , broker , and IMB channels) * Leverage your relationships and referral ... proven network within mortgage banking *5+ years recruiting licensed loan officers (retail, bank , broker , or IMB) *You've got a book of business ,and you're not… more
- Huntington National Bank (Columbus, OH)
- …Segment Controller, this position will play a vital role in the broker -dealer's day-to-day accounting operations. The role will be responsible for preparing journal ... entries, reconciling GL accounts, summarizing and analyzing daily trade activity, assisting in the preparation of various financial and regulatory reports and serve as a liaison to both internal and external audits. This position will also provide a high level… more
- Millennium Management LLC (Old Greenwich, CT)
- …Required 8+ years of experience Experience at a regulatory authority, bank / broker or buy-side firm addressing compliance issues within Algorithmic/Systematic ... trading is preferred Bachelor's degree in Computer Science, Finance, Economics or similar with a strong academic record is preferred Strong analytical / conceptual problem-solving skills with great attention to detail Strong sense of ownership and personal… more
- Oppenheimer & Co. Inc. (New York, NY)
- Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker -dealer. With roots tracing back to 1881, ... services. Job Description: Oppenheimer & Co. Inc., a leading mid-tier investment bank , is currently seeking an equity research associate to join our Medical… more
- Oppenheimer & Co. Inc. (New York, NY)
- Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker -dealer. With roots tracing back to 1881, ... the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market… more
- Oppenheimer & Co. Inc. (North Palm Beach, FL)
- …We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full-service broker -dealer. With roots tracing back to 1881, the ... Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market making,… more
- SouthState Bank (Charleston, SC)
- …assigned position. To follow the policies and procedures of SouthState Bank Investment Services exercising competency, courtesy, and concern for the development ... of the bank . Provide support to the Investment Consultants in the...relationships. Must be well versed in all aspects of broker /dealer systems and technology, products, and services. Additional responsibilities… more
- Oppenheimer & Co. Inc. (Grosse Pointe, MI)
- Who We Are: Oppenheimer & Co. Inc. ("Oppenheimer") is a leading middle-market investment bank and full service broker -dealer. With roots tracing back to 1881, ... the Company is engaged in a broad range of activities in the financial services industry, including retail securities brokerage, institutional sales and trading, investment banking (both corporate and public finance), equity & fixed income research, market… more
- Regions Financial Corporation (Nashville, TN)
- …and retirement accounting (RMD distributions). A background as a paralegal, in a bank trust department, bookkeeper, broker -dealer back office, or RIA practice is ... desirable. This position may be filled at a higher level depending on the candidate's qualifications and relevant experience. Position Type Full time Compensation Details Pay ranges are job specific and are provided as a point-of-market reference for… more
- Mizuho Bank, Ltd. (New York, NY)
- …regulatory reports to the various regulators. The team's daily operations ensure the bank meets its regulatory reporting obligations and that data is reported in an ... key role in the development of this newly created team to ensure the bank meets its obligations to deliver timely, complete, and accurate regulatory reports. They… more
- C&F Bank (Midlothian, VA)
- …Duty : (20%) Assist Advisors with maintaining full compliance with Broker -Dealer and industry standards Maintain up-to-date knowledge of securities laws and ... be made to enable individuals with disabilities to perform the essential functions. C&F Bank reserves the right to make future revisions to this job description and… more
- MUFG Bank, Ltd. (New York, NY)
- …counterparty credit analysis on a range of counterparty types: banks, broker dealers, clearing houses, insurance companies, REITs, Mortgage originators and servicer ... Experience writing credit reviews on Mortgage Originators, REITS, servicers, banks, broker dealers and related FIG counterparty types. Interpersonal skills: Ability… more
- TD Bank Group (Charlotte, NC)
- …Wealth client relationships; manages all aspects of the client's relationships with TD Bank and refers to Retail and Wealth partners & affiliates as needed ... are attained Responsible for understanding and adhering to TD Bank & TD Wealth Policies and Procedures Responsible for...OCC Language: This position is with a FINRA member, broker and/or dealer and is subject to the requirements… more
- MUFG Bank, Ltd. (Tempe, AZ)
- …services industry; previous working experience within Capital Markets, Asset Management, Broker Dealer, Finance, Treasury and or risk management Strong knowledge of ... and talent for building and maintaining relationships. A commitment to protect the bank from all risk exposure. Experience working across a diverse set of… more
- East West Family of Companies (Denver, CO)
- …that received packages Key Control Verifying all keys released from Association's key bank have been authorized by Owner / Resident Ensure individuals that receive ... they have returned keys Place keys back in key bank promptly once returned Scheduling Real Estate Showings Have...returned Scheduling Real Estate Showings Have owner fill out Broker Key Release Only allow scheduled showings that have… more
- Howden Group Holdings (Minneapolis, MN)
- Howden Re is the global reinsurance broker and risk, capital & strategic advisor focused on relentless innovation & superior analytics for top client service. About ... Role Howden Re is the global reinsurance broker and risk, capital, & strategic advisor focused on...Fiduciary Accounting Team and undertake the monitoring of Fiduciary Bank Accounts and work with internal clients to ensure… more
- ION Group (New York, NY)
- …understand how overall cash impacts a company and the importance of reconciling bank statements. Candidate's that are familiar with the different bank statement ... and understanding how entries are generated from transactions within bank statements. Bachelor's degree in one of the following:...risk. *Over 800 of the world's leading banks and broker -dealers use our electronic trading platforms to operate the… more
- Jefferies (New York, NY)
- Job Description Top investment bank seeking an equity research associate to support a rising senior biotechnology analyst covering mid- and small-cap biotech ... securities firm. Our largest subsidiary, Jefferies LLC, a US broker -dealer, was founded in the US in 1962 and...first international operating subsidiary, Jefferies International Limited, a UK broker -dealer, was established in the UK in 1986. Our… more
- JPMorgan Chase & Co. (Thornwood, NY)
- …Job responsibilities Champion and support your teammates' success and the goals of the bank , while fostering a culture of diversity Build a book of business and ... Embrace digital innovations to help clients become more digitally confident and bank when, where, and how they want Required qualifications, capabilities, and skills… more
