- Merck & Co. (Rahway, NJ)
- …cost. Implement and sustain the end to end technical standardization of cell bank best practices across the network.Author required regulatory and technical ... risk assessment (RA), control strategy, comparability reports, and/or regulatory submissions (BLA/MAA/JNDA etc.).Working understanding of US/EU regulatory … more
- Merck & Co. (Rahway, NJ)
- …on standardization across programs.Technical scope:Direct projects focusing on cell bank process risk assessments, documentation, process characterization, ... our Company network and at contract manufacturing organizations (CMOs).-Author required regulatory and technical documentation associated with cell bank process… more
- TD Bank (New York, NY)
- …Supervising Principle FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and ... and adheres to the appropriate operating policies, procedures, controls, Bank & industry service standards, codes of conduct and...knowledgeable of all OCC, FRB, SEC, FINRA and state regulatory requirements as they pertain to US Wealth activities… more
- TD Bank (Mount Laurel, NJ)
- …judgement and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + ... can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The **Senior Group Risk Analyst, Internal Loss… more
- Bank of America (Hartford, CT)
- …money movement, and account maintenance + Ensures all fiduciary standards and Private Bank / regulatory compliance and risk policies are understood, align with ... Market Trust Executive Hartford, Connecticut **Job Description:** At Bank of America, we are guided by a...retention and expansion of existing business, as well as risk and compliance oversight of fiduciary policy rules and… more
- TD Bank (Portland, ME)
- …judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to ... start-up-like setting as we build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In this role, you'll need to… more
- FirstBank PR (San Juan, PR)
- …identify areas of fair lending concern to improve internal controls and reduce the bank 's reputation and regulatory risk exposure. The Compliance Specialist ... COMPLIANCE SPECIALIST REGULATORY COMPLIANCE (FAIR LENDING) FIRSTBANK PR Our Company...and business units to identify and manage Fair Lending risk across the Bank . . Provide support… more
- City National Bank (Beverly Hills, CA)
- …worth client servicing and transaction processing as well as in support of the Bank risk and regulatory requirements. Ensures quality client service, ... Bank policies and procedures and ensure team's adherence to the Bank 's regulatory requirements. * Responsible and accountable for appropriate quality… more
- M&T Bank (Buffalo, NY)
- …M&T applications, systems, and development environments.** **. Understand and adhere to the bank 's risk and regulatory standards, policies, and controls in ... accordance with the bank 's risk appetite.** **. Identify, rank, mitigate...medium to high complexity.** **PCI, SOX and Financial Services regulatory considerations** **API integration and development (REST/JSON)** **ITIL, ITSM… more
- M&T Bank (Buffalo, NY)
- …detrimental to the portfolio + Develop knowledge around various Bank regulatory requirements. Regularly present portfolio risk summaries and dashboards to ... to management and risk committees + Adhere to applicable compliance/operational risk controls in accordance with Company or regulatory standards and… more
- City National Bank (Los Angeles, CA)
- …independent, objective assurance over the design and operating effectiveness of the Bank 's risk management practices, Regulatory Compliance governance ... and work in a dynamically changing environment. - Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements. *… more
- City National Bank (Dallas, TX)
- …independent, objective assurance over the design and operating effectiveness of the Bank 's compliance risk management practices, Regulatory Compliance, ... to conduct consumer compliance engagements and projects with a focus on compliance risk management practices and regulatory compliance * Audit Assurance: Prepare… more
- SMBC (New York, NY)
- …considerations throughout the business and risk management. You will support bank 's climate-related financial risk regulatory reporting and disclosure to ... Department, which is the 2nd line of defense independent risk management function for the bank . As...execute the bank 's strategy for climate-related financial risk assessment and analytics. ** Regulatory Compliance &… more
- TD Bank (New York, NY)
- …staff and senior management of the Bank with respect to significant regulatory compliance risk matters. + Empowered to make prudent professional decisions in ... Description:** **Job Description:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build...and approving remediation action plans + Responsible for assessing regulatory risk associated with new products, services… more
- TD Bank (Greenville, SC)
- …across the Bank and evaluating compliance of the Bank 's model risk management practices with regulatory requirements as well as industry best practices. ... Market, Liquidity, Interest Rate, AML and Financial Crimes, including knowledge of model risk regulatory frameworks and governance practices (eg, SR 11-7, OCC… more
- TD Bank (Greenville, SC)
- …with staff and senior management of the Bank with respect to regulatory compliance and risk matters. + Independently researches, reviews, and maintains ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In...operations of the business + Works independently to learn regulatory requirements tied to business units assigned for review,… more
- Huntington National Bank (Columbus, OH)
- …Risk Manager is responsible for oversight and administration of operational and regulatory risk strategy programs for technology, software, and tools. Duties ... + Evaluate the adequacy and effectiveness of enterprise and regulatory controls and the resulting risk and...Site for more details. Note to Agency Recruiters: Huntington Bank will not pay a fee for any placement… more
- Huntington National Bank (Columbus, OH)
- … Manager is responsible for oversight and administration of operational and regulatory risk strategy programs and initiatives for Deposit Product Management. ... + Evaluate the adequacy and effectiveness of enterprise and regulatory controls and the resulting risk and...Site for more details. Note to Agency Recruiters: Huntington Bank will not pay a fee for any placement… more
- CIBC (Chicago, IL)
- …for the organization. They would ensure credit governance documents align with the bank 's risk appetite and regulatory requirements and would collaborate ... We're building a relationship-oriented bank for the modern world. We need talented,...visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Credit Risk Policy & Governance Manager is responsible for overseeing… more
- Huntington National Bank (Columbus, OH)
- Description Summary: Huntington's Consumer and Regional Bank Risk Specialist, Senior will prepare and maintain recurring risk reports and dashboards, ... Develop, maintain and continually enhance a proactive operational and regulatory risk management program and related initiatives.... risk analysis and reporting in Compliance, or Risk Management at a financial institution or bank… more
