- Merck & Co. (Rahway, NJ)
- …role in driving member satisfaction, improving efficiencies, and ensuring regulatory compliance while advancing the credit union's payments strategy in alignment ... requirements, and member experience standards.Cross-Functional CollaborationWork closely with Digital Banking , IT, Marketing, Member Services, and Finance to deliver… more
- TD Bank (New York, NY)
- …debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... new laws, regulations, rules, and interpretations or guidance relating to Investment Banking Compliance across all jurisdictions. + Ensure day-to-day activities… more
- Commerce Bank (Kansas City, MO)
- …of compliance -related rules, regulations, and guidance in an effort to assist the Banking Compliance Manager, Chief Compliance Officer, and bank staff + ... in compliance -related matters + Serve as liaison between the Banking Compliance department and the assigned business unit(s) on identifying and addressing … more
- Mastercard (Salt Lake City, UT)
- …greatest potential._ **Title and Summary** Senior Analyst - Anti Financial Crime (Open Banking , Risk & Compliance ) Who is Mastercard? Mastercard is a global ... of the company. The Senior Analyst - Anti Financial Crime, Open Banking , Risk & Compliance will be responsible for conducting AML related activities as part of… more
- American Express (Salt Lake City, UT)
- …in a business-aligned or first line of defense role. + Deep expertise in banking regulations and compliance frameworks, including but not limited to: + ... you will help us define the future of American Express. Technology Control & Compliance is seeking an experienced and strategic Director - First Line of Defense… more
- CIBC (Chicago, IL)
- …the Bank's compliance with all applicable federal, state, and local banking regulations and other relevant regulatory frameworks + Monitor and analyze changes in ... board of directors and regulators + Extensive knowledge of applicable banking laws and compliance and enterprise risk frameworks + Ability to drive innovation or… more
- American Express (Salt Lake City, UT)
- …in a business-aligned or first line of defense role. + Deep expertise in banking regulations and compliance frameworks, including but not limited to: + ... you will help us define the future of American Express. Technology Control & Compliance is seeking an experienced and strategic Director - First Line of Defense… more
- US Bank (Irvine, CA)
- …Description** SUMMARY As the First Line of Defense (FLOD) for Consumer and Business Banking (CBB), the CBB Compliance Team collaborates with business units, risk ... Bachelor's degree or equivalent work experience PREFERRED - Consumer Compliance expertise in Business Banking (eg, TCPA,...PREFERRED - Consumer Compliance expertise in Business Banking (eg, TCPA, CAN-SPAM, ECOA, CRA, FCRA, HMDA, Fair… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …line compliance with banking rules and regulations within Corporate Banking . Manages Corporate Banking compliance functions/programs to ensure ... **Knowledge of** + Advanced knowledge of concepts, practices and procedures of banking compliance . + Strong understanding of the principles of banking and… more
- Scotiabank (Tampa, FL)
- Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition ID:** 222945 **Salary Range:** 153,000.00 - 256,275.00 _Please note that the ... an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** **Global Transaction Banking… more
- Banc of California (Gardena, CA)
- …specialty software programs + Intermediate knowledge of related state and federal banking compliance regulations governing lending including but not limited to ... BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, Banc of California (the "bank"). Banc of California is one of… more
- SMBC (Phoenix, AZ)
- …subject matter expert and advise the lines of business, operational areas and Compliance colleagues on Fair and Responsible Banking issues, including business ... exam materials **POSITION SPECIFICATIONS:** + Bachelor's Degree or equivalent experience in banking and compliance functions. CRCM certification preferred. + 15+… more
- Wells Fargo (Charlotte, NC)
- …and compliance requirements + Collaborate and consult with Commercial Banking Portfolio Management peers, colleagues, and mid level managers to resolve issues ... complex financial information clearly. + In-depth knowledge of industry standards, banking regulations, and compliance requirements. + Familiarity with the… more
- Bank of America (New York, NY)
- …Leading discussions with the Global Payments Services Front Line Unit (FLU), Global Banking FLUs, Global Compliance & Operational Risk (GCOR) and Global ... Global Financial Crimes Executive - Correspondent Banking Charlotte, North Carolina;Washington, District of Columbia; New York, New York **To proceed with your… more
- Zions Bancorporation (Phoenix, AZ)
- …(1LOD) is responsible for integrating Community Reinvestment Act (CRA) and Fair Lending compliance into the daily operations of Retail Banking , Mortgage Lending, ... Business, Finance or a related field and 8+ yrs of CRA compliance , banking , mortgage and/or small business compliance regulations, community development… more
- Wells Fargo (Charlotte, NC)
- …complex financial information clearly. + In-depth knowledge of industry standards, banking regulations, and compliance requirements. + Familiarity with the ... while developing expertise in the function, policies, procedures, and compliance requirements + Collaborate and consult with functional colleagues, internal… more
- USAA (Charlotte, NC)
- …Account Manager supporting USAA' Banking & Oversight teams - spanning Audit, Banking , Enterprise Risk & Compliance and Legal - you'll lead the development ... effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. **What you have:** + Bachelor's Degree in… more
- Guidehouse (New York, NY)
- …and experience in one or more of the following areas: o Consumer Banking regulations and compliance o Operational improvement and effectiveness o Technology ... Minimum three (3)+ years of prior experience in consumer banking as a consultant and/or in the industry +...for participation in a recruitment event. Never provide your banking information to a third party purporting to need… more
- Flatirons Bank (Boulder, CO)
- …+ At least seven years of related experience and/or educational experience in banking compliance and lending. + Educational experience, through in-house training ... lending related. + Advanced knowledge of related state and federal banking compliance regulations, and other Bank operational policies. + Advanced experience,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …**Knowledge of:** + Concepts, practices, and procedures of securities industry and/or banking compliance reviews. + Rules and regulations of the Securities ... through experience, specialized training, and/or certification in project management, information compliance risk management, and the securities and/or banking … more
