- BankPlus (Jackson, MS)
- …and appropriate regulatory issues as related to daily job functions including but not limited to: Bank Secrecy Act ; Privacy Act ; Fair Lending Act ; ... a position. General Position Scope: The Wealth & Fiduciary Compliance Manager is responsible for writing new...provide information and answer questions. Work closely with the BSA and Compliance departments. Review and monitor… more
- Central One Federal Credit Union (Milford, MA)
- …the branch as needed. 15. Act in a supervisory capacity as required. 16. Perform BSA compliance duties as required in the Credit Union BSA Policy. 17. Be ... Job Type Full-time Description JOB STATUS: Non-Exempt REPORTS TO: Branch Manager SUPERVISES: None Schedule: Monday, Tuesday, Wednesday & Friday - 7:45AM - 5:15PM,… more
- Northeast Credit Union (Dover, NH)
- …stress points, initiate, and participate in leadership development opportunities, and act in the best interest of members and the organization, setting ... and track OKR's. Coordinates with Risk Management to ensure product compliance , identify and mitigate portfolio risks, and maintains sound underwriting practices… more
- Vibe Credit Union (Waterford, MI)
- …we invite you to explore this exciting opportunity at Vibe! Position Purpose The Compliance Manager must be passionate about the credit union culture and ... reviews of loan, share, and member account activities. The Compliance Manager should be prepared to embrace...compliance related questions. + Maintain required reporting of BSA and other regulatory mandates. + Conduct branch … more
- KeyBank (Brooklyn, OH)
- …rules and regulations and Bank policies/procedures. + Ensures that all BSA /AML and other compliance monitoring aspects of card programs are appropriately ... **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Sr Compliance Manager is responsible for leading...BSA /AML strategy and Program in the payments, sponsor bank , and fintech marketplace. The ideal candidate will have… more
- US Bank (Minneapolis, MN)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...excel at-all from Day One. **Job Description** The USBCDE Compliance Manager is responsible for managing … more
- Insight Global (New York, NY)
- Job Description Our client is seeking a detail-oriented Compliance Manager to support the business in managing compliance risk across products, processes, ... interactions. This individual would be supporting First Line of Defense (1LOD) compliance by providing business-specific expertise to their business unit. This role… more
- Regions Bank (Atlanta, GA)
- …of the system. **Job Description:** At Regions, the BSA AML and OFAC Compliance Function Manager operates as a first, second, or third line of defense ... reviews to identify potential areas of risk related to BSA , AML, and OFAC compliance and develops...of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** +… more
- Galileo Financial Technologies, LLC (Sandy, TX)
- …Management, and understands Regulatory frameworks to fill the role of Senior Card Compliance Program Manager at Galileo Financial Technologies. The Card Program ... aligned with BSA /AML, OFAC, and other applicable regulations. + Ensure compliance with federal and state consumer protection laws. + Manage relationships with… more
- American Express (Sunrise, FL)
- …Express is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk ... translate risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to...regulations, and internal standards (eg, UDAAP, Fair Lending, Privacy, BSA /AML). + Track and remediate compliance issues… more
- US Bank (Minneapolis, MN)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our best....you excel at-all from Day One. **Job Description** The Compliance Risk Manager is responsible for leading a… more
- Mastercard (Harrison, NY)
- …businesses and governments realize their greatest potential._ **Title and Summary** Manager , Legal Compliance - Crypto Mastercard Transaction Services Overview ... used to facilitate money laundering and terrorist financing. The Manager , Legal Compliance -Crypto, MTS will report to...problem-solving, and communication skills. * Deep knowledge of AML, BSA , USA PATRIOT Act , and OFAC requirements.… more
- Banc of California (Santa Ana, CA)
- …Real Estate Settlement Procedures Act (RESPA), Fair Credit Reporting Act (FCRA), Bank Secrecy Act ( BSA ) in conjunction with the USA PATRIOT ... TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program... Compliance Program plan and other initiatives in compliance with the Sarbanes-Oxley Act ("SOX"). Works… more
- M&T Bank (Clanton, AL)
- …risk management framework aligned with M&T Bank BSA /AML and sanctions compliance standards. + Act as the enterprise-wide financial crimes compliance ... intelligence and digital assets that could materially impact our financial crimes compliance risk profile and strategic direction. Provides strategic insight to the … more
- US Bank (Tempe, AZ)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...current or future visa sponsorship._** Fraud Strategy Risk and Compliance is hiring a leader with oversight of Controls… more
- City National Bank (Charlotte, NC)
- …with the Compliance Training Officer, develops, implements, and manages the Bank 's BSA compliance training program, including partnering with business ... * MANAGER FINANCIAL CRIMES COMPLIANCE II* WHAT IS...with specific emphasis on BSA , USA Patriot Act and OFAC, and general bank policies and… more
- US Bank (Gresham, OR)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... At US Bank , we're on a journey to do our...Data Flow Diagrams and documentation, and how to maintain compliance + Determining Scope and proposing solutions for reducing… more
- Enterprise Bank & Trust (St. Louis, MO)
- …researching of state and federal compliance requirements, acts, and laws related to the Bank Secrecy Act , Office of Foreign Assets Control (OFAC) and ... and support to the Bank and the BSA Specialists. **Essential Duties and Responsibilities:** + Act...Participate in providing training for associates related to the Bank 's BSA Compliance Program. +… more
- Capital One (Wilmington, DE)
- …leaders who will perform a centralized review function to capture, document and assess customer Bank Secrecy Act ( BSA )-AML risks. -Manage the rollout of ... certification, or Certified Financial Crime Specialist certification, or Certified Regulatory Compliance Manager (CRCM) certification **_At this time, Capital… more
- FirstBank PR (San Juan, PR)
- …focusing on compliance with consumer financial protection laws, regulations, and the Bank Secrecy Act ( BSA ), including anti-money laundering (AML), ... and training with vendors. Further responsibilities include supporting the Compliance Manager with compliance issue...follow-up on identified compliance issues. + Regulatory Compliance Risk Assessments & BSA Risk Assessment… more
