- BNP Paribas (New York, NY)
- …of norms activities, execution and review of quality assurance checks and 1LoD controls , management of findings and recommendations, creation and update ... Business Overview: The Management of the BNP Paribas...developing and implementing an industry-leading Office of Foreign Asset Control ("OFAC") Compliance Program. GFS US is responsible for… more
- City National Bank (Los Angeles, CA)
- * BUSINESS CONTROLS OFFICER 1LOD -...as the senior-most advisor and partner to the Commerical business on risk and control related activities ... Commercial business and aligned to the Chief Controls Officer who is responsible for objective...experience in first line or second line risk and control *Additional Qualifications* * Broad understanding of business… more
- Citigroup (Getzville, NY)
- …RCSA is the Citi-wide program that enables the recording and management of key controls in accordance with the Control Standard. RCSA provides a well-controlled ... firm, and our reputation. **Job Description:** Join Citi's Markets Controls team to lead several critical control ...preparation of management metrics and presentations + Support the In- Business Risk & Control and Business… more
- Comerica (Farmington Hills, MI)
- …and to ensure that effective controls are proactively integrated into key business processes. The Business Control Director Senior is a trusted ... on a plan to increase the completeness of the controls inventory within the line of business ...of business . Articulates and demonstrates risk and control environment to key stakeholders including 1LOD ,… more
- Truist (Orlando, FL)
- …examine key risk metrics to evaluate the effectiveness of established business controls . 3. Responsible for leading team performing 1LOD review and assurance ... Leader will help Issue Execution Officer and business units incorporate any observations from 1LOD ...complexity issue remediation for individual issues. 4. Advise assigned business leaders on how to manage the control… more
- Truist (Atlanta, GA)
- …of America) **Please review the following job description:** The Senior Issues Assurance Officer is responsible for supervising a team that reviews and ensures the ... of issue remediation for the Risk Management Organization (RMO) business unit. Responsibilities include verifying artifacts against remediation plans, assessing… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Issues Execution Officer is responsible for overseeing the end-to-end management and remediation of ... a subset of a Business Unit risk issues portfolio of risk issues with...to appropriately design, document, sequence, and manage remediation of control gaps or weaknesses. This teammate is responsible for… more
- Truist (Greensboro, NC)
- …of America) **Please review the following job description:** The Issues Execution Officer is responsible for overseeing the end-to-end management and remediation of ... a subset of a Business Unit risk issues portfolio of risk issues with...to appropriately design, document, sequence, and manage remediation of control gaps or weaknesses. This teammate is responsible for… more
- Citigroup (Irving, TX)
- Serves as a senior function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) Global Functions Fraud responsible for ... to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues… more
- City National Bank (Los Angeles, CA)
- …WHAT IS THE OPPORTUNITY? This position will report to City National Bank's ("CNB") Business Controls Officer ("BCO") for Consumer Banking; however, this role ... for assigned enterprise programs * Design, develop, and/or implement business -specific controls , for assigned programs, to strengthen...or external audits. * Act as a liaison representing Business Control Office at both internal and… more
- American Express (New York, NY)
- …reporting, training, and quality assurance. This role is responsible for advising business 1LOD Compliance Teams on regulatory obligations and ensuring that ... financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and...Practices will interact with the first line of defense (" 1LOD ") Business Unit ("BU") Compliance Teams (within… more
- Truist (Raleigh, NC)
- …and identify risk/ control improvement opportunities in risk management principles/ controls , broad based business practices, and Business ... made in the remediation plans. Teammate will help Issue Execution Officers and business units incorporate any observations from 1LOD review and assurance into… more
