- SMBC (Jersey City, NJ)
- …tracking. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It… more
- SMBC (Jersey City, NJ)
- …matters. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It… more
- Heritage Environmental Services, LLC (Indianapolis, IN)
- …as a key strategic leader, collaborating with the COO on supply and capacity planning, the Chief Commercial Officer ( CCO ) on demand planning, and the ... to influence positive financial results for the Company. Reporting to the Chief Operating Officer (COO), this role ensures cost-effective short-, medium-,… more
- GE Vernova (New York, NY)
- …to the strategic risk profile of the Company to the EDGE Chief Compliance Officer and commercial resources. + Risk Assessment: Demonstrate strategic ... Stamford, CT, and will report to the Enterprise Development, Growth & Excellence ("EDGE") Chief Compliance Officer in New York, NY. **Job Description**… more
- Nelnet (Lincoln, NE)
- …and oversight, credit review, and credit approval within Nelnet Bank. In addition, the Chief Credit Officer ( CCO ) reviews and updates loan policy and ... for people where they live, learn, and work. The Chief Credit Officer ("CCrO") is a senior...overall credit quality of the Bank's loan portfolio. The CCO will establish and direct all lending activities, ensure… more
- JPMorgan Chase (New York, NY)
- …Investment Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer ( CCO ) where you will lead oversight of ... complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely...Act of 1940. + Experience serving in a designated compliance leadership capacity (eg, Deputy CCO , … more
- GE Appliances, a Haier company (Louisville, KY)
- …and decision-making. **Governance & Risk Management** + Serve as the GE Appliances Chief Compliance Officer . + Oversee corporate governance matters, ... Interested in joining us on our journey? Reporting directly to the President & Chief Executive Officer , the Vice President, General Counsel & Secretary serves as… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …implemented by the bank. + Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document collection for audits and regulatory ... loan reviews and/or directly conducting reviews of the Bank's commercial loan portfolio to ensure compliance with...Bank's Risk Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then… more
- Roche (Indianapolis, IN)
- …and implementation of third-party collaborations and partnering. + Collaborate with the RDC US Chief Compliance Officer to support Roche's compliance ... Assess the impact of labeling language on promotional strategies to ensure compliance and alignment with commercial objectives. + Work collaboratively throughout… more
- Globus Medical, Inc. (Audubon, PA)
- …The Senior Compliance Manager works with the Director of Compliance and Chief Compliance Officer to support our Global business on compliance ... partners with specific compliance related issues + Identifies and communicates compliance risks associated with commercial programs or practices + Improves… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... value of its relationships in Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal clients. It… more
- Prime Therapeutics (Carson City, NV)
- … Committee and the Compliance and Audit Committee and supports the Chief Compliance Officer 's compliance governance responsibilities + Represents ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal - Remote **Job Description** The Compliance Principal is… more
- Prime Therapeutics (Pierre, SD)
- …collect, prepare and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, ... **Preferred Qualifications** + PBM/health care experience related to Medicare, Medicaid, Commercial , HIM + Certified Compliance and Ethics Professional (CCEP)… more
- Touro University (Hawthorne, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... communication skills. Applicant must adhere to Patient confidentially. Handling COI, compliance issues for the college researchers, faculty, and others as needed.… more
- Touro University (Valhalla, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... a combination of validated Electronic Data Capture (EDC) systems and/or otherinternal or commercial software tools and proven ability to learn and apply new software… more
