- SMBC (Jersey City, NJ)
- …tracking. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- SMBC (Jersey City, NJ)
- …matters. The role will work closely with the SMBC Nikko Securities America, Inc., Chief Compliance Officer , SMBC Americas Division Head of Ethics Office, ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- Nelnet (Lincoln, NE)
- …oversight, credit review, and credit approval within Nelnet Bank. In addition, the Chief Credit Officer ( CCO ) reviews and updates loan policy and ... for people where they live, learn, and work. The Chief Credit Officer ("CCrO") is...credit quality of the Bank's loan portfolio. The CCO will establish and direct all lending activities, ensure… more
- Nelnet (Draper, UT)
- …by our mission of creating opportunities for people where they live, learn, and work. The Chief Compliance Officer (" CCO ") is a consumer advocate with ... focus of protecting the end consumer and customer. The CCO will ensure the development and maintenance of a...possible compliance issues or inquiries. Assist the Chief Risk Officer in developing the annual… more
- University of Michigan (Ann Arbor, MI)
- …and background experience that directly relate to this position. **Job Summary** The Chief Communications Officer ( CCO ) leads strategic communications for ... LSA Chief Communications Officer Apply Now **How...to conduct background checks. Background checks are performed in compliance with the Fair Credit Reporting Act.… more
- JPMorgan Chase (New York, NY)
- …Investment Funds within the Asset Management Compliance team , you will serve as the Chief Compliance Officer ( CCO ) where you will lead oversight of ... complex and dynamic fund structures in the industry as Chief Compliance Officer , working closely...Act of 1940. + Experience serving in a designated compliance leadership capacity (eg, Deputy CCO , … more
- Robert Half Finance & Accounting (Washington, DC)
- …deadlines. + Assist with regulatory filings and compliance reporting alongside the Chief Compliance Officer ( CCO ). + Lead budgeting, forecasting, ... deal closings and realizations, ensuring smooth transaction execution. + Monitor compliance with credit facility requirements and coordinate with… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …implemented by the bank. + Assists the Director of Compliance and BSA/AML ( Chief Compliance Officer ) with document collection for audits and regulatory ... Bank's Risk Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then...Officer for approval, and then reporting to the Credit Sub-Committee and ERM. This includes cross-checking the policy… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... and USDOE staff. Interns may be eligible to receive credit for the time spent in the Office of...you will be assigned work with one of our legal/ compliance offices located at: Touro University, New York Medical… more
- Alight (NC)
- …at careers.alight.com (https://careers.alight.com/us/en) . Join a dynamic team working directly with the Chief Compliance Officer to build and maintain a ... Investment Advisory and Broker-Dealer sales practices. You'll provide comprehensive compliance support, proactively identifying and addressing risks, and partnering… more
- Touro University (New York, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... regarding student admission decisions, holds, and clearances. + Records transfer credit requests, if needed. + Performs preliminary degree completion audits. +… more
- Touro University (Brooklyn, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... collaboration with the Academic Fieldwork Coordinator. Responsibilities + Teach required credit load + Course preparation, delivery, management, grading, and use of… more
- SMBC (New York, NY)
- …the management of the broker dealer's compliance risk and is represented by the Chief Compliance Officer as either a member or observer of various ... Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices… more
- Touro University (Brooklyn, NY)
- …11th Floor, New York, New York, 10036, ###@touro.edu (###) or, alternatively, to the Chief Compliance Officer at ###@touro.edu and ### x55330. Job Locations ... Education Department and is an ASHA certified program. It offers a 58 credit Master's degree program. Faculty members are involved in teaching, scholarly activities… more
