- Morgan Stanley (Cleveland, OH)
- POSITION SUMMARY Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth ... PWAs/ teams in delivering against their business plan and client service model *Remaining current on all...and/or Experience *High School Diploma/Equivalency *College degree preferred *Active Series 7 (GS), and Series … more
- LPL Financial Holdings, Inc. (Edmonds, WA)
- …several avenues for professional development and advancement. The primary role of the Client Service Associate (CSA) is to provide administrative support to an ... to adapt to a changing work environment. Responsibilities: Inbound client calls, schedule appointments, and prepare materials for ...be onsite M-F in our Edmonds, WA office Preferences: Series 7 , Series 66 OR… more
- SDL Search Partners (Newton, MA)
- About the job Client Service Associate Client ...If you have, or are looking to obtain your Series 7 / 66 licenses and kickstart your ... Greater Boston based Wealth Management firm is seeking a Client Service Associate to add to their...and investment reviews Ad hoc projects when required Qualifications: Series 7 / 63 / 66, SIE… more
- Charles Schwab Inc. (Wichita, KS)
- …Schwab's Investment Consultant role. What you have Required Qualifications: A valid and active Series 7 license is required (license may be obtained under a ... FCs and learn how to deliver unparalleled value and service through collaboration and mentoring. If you are seeking...through Branch Network Licensing Program) A valid and active Series 66 (63/65) license required (license(s) may be obtained… more
- Morgan Stanley (Melville, NY)
- POSITION SUMMARY: Registered Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth ... PWAs/ teams in delivering against their business plan and client service model Remaining current on all...and/or Experience High School Diploma/Equivalency College degree preferred Active Series 7 (GS), and Series … more
- Morgan Stanley (San Jose, CA)
- POSITION SUMMARY Client Service Associates provide exceptional service to our clients and support Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) ... Assist FAs/PWAs/teams in delivering against their business plan and client service model Remaining current on all...preferred Industry experience is a plus Willingness to obtain Series 7 (GS), and Series … more
- UBS (San Francisco, CA)
- …oriented? Do you know how to take care of people? We're looking for a Client Service Associate to: *keep management systems up-to-date with client ... and services specifically designed for them. Your expertise *SIE, Series 7 and 66 licenses (for registered...registered CSAs only) *ideally 3-5 years of experience in client service , within the finance sector *bachelor's… more
- Oppenheimer & Co. Inc. (North Palm Beach, FL)
- …& Co. Inc.'s Private Client Division is currently seeking a Registered Client Service Associate for their Palm Beach, FL branch office. The RCSA's ... Local office interaction with other support members, Financial Advisors and Management Skills/Requirements Series 7 and 63/65 (or 66) required (within first six… more
- RIA Recruiting (Trenton, NJ)
- …hire but must be willing to obtain Series 7 and Life & Health " Client Service Plus" work style Detail oriented and able to manage your own time and tasks ... Client Service Associate Personal Wealth Strategies, a well-established wealth management firm in the Hamilton, NJ area, seeks a talented and professional … more
- Cetera Financial Group, Inc. (Minnetonka, MN)
- …pathing program to future opportunities that require industry experience and licenses (Insurance, FINRA Series 7 , & 66 or 63/65 combo). What You Will Do: Act ... time with clients on the phone, via virtual visits and in person to ensure client service level needs are met. Organize client events and follow up tasks.… more
- Raymond James Financial, Inc. (Savannah, GA)
- …supervision. Licenses/Certifications SIE required provided that an exemption or grandfathering cannot be applied. Series 7 , 9 & 10 required. Series 63, 65 ... and operating statements. Researches and resolves complex problems relating to client accounts and inquiries. Assists Branch Manager in disseminating information at… more
- JPMorgan Chase & Co. (Manhattan Beach, CA)
- …partners Demonstrated ability and commitment to goals-based planning and advice A valid and active Series 7 A valid and active Series 66 (63/65) license is ... care of our employees, building relationships, and delivering extraordinary customer service while maintaining a strong commitment to diversity and inclusion. Using… more
- Citigroup, Inc. (Chicago, IL)
- The Senior Client Service Manager accomplishes results through the management of professional team(s) and leveraging key relationships. Integrates subject matter ... with Banking teams to ensure escalated issues addressed and client service requirements are being exceeded Coach...verbal and written communication skills Required US FINRA: SIE, Series 7 , Series 63 (or… more
- JPMorgan Chase & Co. (Walnut Creek, CA)
- …in JP Morgan Wealth Management, you will be tasked with delivering exceptional client service , operational marketing, and administrative support to our Private ... Maintain and foster team culture Required qualifications, capabilities, and skills A valid and active Series 7 license is required or may be obtained within a 60… more
- SHELL FEDERAL CREDIT UNION (Pasadena, TX)
- …years of work related experience with a proven track record of success Required Licenses: FINRA Series 7 State Securities ( Series 63 or Series 66) State ... and Responsibilities Consistently meet all Game Changer Commitments and Shell FCU Service Distinctions. Accountable to maintain knowledge of and comply with all… more
- US Bank (Greenacres, WA)
- …industry experience preferred - To be eligible for business incentives, must have FINRA SIE, Series 6 or 7 , 63 registrations and life, variable life, health and ... Job Description Provides sales, processing, operational, administrative and customer service support to Investment Relationship Managers of US Bancorp Investment… more
- Raymond James Financial, Inc. (Beverly Hills, CA)
- …goals for assets under management and required production. * Provides a high level of client service . * Manages the full scope of a client relationship ... by effectively communicating portfolio losses when necessary, while preserving client loyalty. * Develops client pipeline by...that an exemption or grandfathering cannot be applied. * Series 7 and Series 66… more
- Northwestern Mutual (Jamison, PA)
- …management Bonus programs and expense allowances Support for insurance licensing, Securities Industry Essentials(R), Series 6, Series 7 , Series 63, and ... licenses: Life/Accident & Health Certifications, Securities Industry Essentials (SIE), and Series 6, 7 , and 63. Northwestern Mutual provides… more
- Fidelity Investments (Roanoke, TX)
- …them through wealth management and retirement planning strategies The Expertise We're Looking For FINRA Series 7 & 63 required prior to hire Series 65 and/or ... you. Join a team that also invests in you with key product and service offerings, sophisticated technology and a premier investment platform. Here, you will build… more
- Morgan Stanley (Chicago, IL)
- …relevant to the position required *4-year college degree or professional certification preferred *Active Series 7 (GS), and Series 66 (AG/RA) or Series ... personal computer, MS Office and internet applications *Exceptional writing, interpersonal and client service skills *Strong time management skills *Team player… more
