- Citigroup, Inc. (San Antonio, TX)
- …Regulatory breaks. Has the ability to operate with a limited level of direct supervision . Can exercise independence of judgement and autonomy. Acts as SME to senior ... stakeholders and /or other team members. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …interpret laws and regulations in light of operations. A Senior Associate, Supervision would be expected to conduct ongoing electronic communications reviews and ... financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk.… more
- County of St. Clair, MI (Port Huron, MI)
- …with locally defined timeframes to ensure the timely and appropriate processing of workflow . Assists with client change information by gathering client ... client changes in MiCSES. Other duties as assigned. SUPERVISION RECEIVED: Works under the general supervision ... of the Friend of the Court and direct supervision of the Systems Coordinator/Support Staff Supervisor. SUPERVISORY… more
- Fifth Third Bank (New York, NY)
- …maintaining and growing their own portfolio while providing leadership, direction, and supervision to a team Aerospace, Defense, and Transportation (AD&T) of CIB ... Analysts. This leader ensures coordination of due diligence and workflow of team members to ensure compliance with appropriate...the highest profit potential for the Bank based on client need. . Develop profitable new business, cross-sell all… more
- Pike Corporation (Winston Salem, NC)
- …expected to demonstrate a high level of experience with customer design and workflow processes/procedures and technical skills in the client 's specific areas of ... less experienced employees. ESSENTIAL DUTIES AND RESPONSIBILITIES : With minimal supervision and guidance, the incumbent is responsible for performing the following… more
- Hydro Recruiting (Chapel Hill, NC)
- …Chapel Hill, NC Salary: $80,000 - $85,000 per year Schedule: Full-Time Our client is currently hiring a Lead Occupational Therapist to provide pediatric services ... and Certified Occupational Therapy Assistants (COTAs) to deliver high-quality, client -centered care for children with physical, emotional, developmental, or mental… more
- EPIC Brokers (Newport Beach, CA)
- …of claims to a satisfactory conclusion. Participate in carrier claim reviews with the client . Set priorities and manage workflow to ensure efficient and timely ... the agency management systems. Notify account managers and producers of any potential client or coverage issues. Notify Loss Control of any potential safety issues… more
- Michael Page (Denver, CO)
- …IPP Join the shift toward creating a sustainable energy future! About Our Client Our client is seeking an experienced Assistant Construction Manager (Renewables) ... functions to minimize schedule delays. Identifying potential schedule changes, workflow and staffing issues. Performing site investigations for potential… more
- Citigroup (San Antonio, TX)
- …Regulatory breaks. + Has the ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy. + Acts as SME to ... senior stakeholders and /or other team members. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with… more
- Raymond James Financial, Inc. (Denver, CO)
- …conducts certain back-end exception reviews, as well as some packaged product supervisory functions. The team conducts analysis as part of complex suitability ... use knowledge of industry regulations to support the Traditional Products supervision function that administers and analyzes suitability reviews to detect trends… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …problems. The Senior Advisor in this role will support Raymond James' Private Client Group to analyze various supervisory and general fiduciary reviews to ... **Job Summary:** The Advisory Supervision team provides fiduciary oversight of Investment Adviser...and resolution by effectively communicating and partnering with Private Client Group IARs on sensitive issues and manages conflict… more
- Raymond James Financial, Inc. (Denver, CO)
- …annuity and insurance transaction exception reviews as well as packaged product supervisory functions. The team conducts analysis as part of complex suitability ... with sales management associates to inform them of any supervisory concerns that may arise with branch office managers/FAs...to resolve any conflicts that may arise related to client accounts. * Monitors and keeps up to date… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …basis of merit and business needs. **Job Summary** Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized training ... Approves day-to-day trading activity. May be responsible for coordinating supervision functions, developing training programs and ability to liaison between… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals, and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Summary:** Under limited supervision , uses specialized knowledge and skills obtained through experience, specialized training or certification to administer ... platform sales management associates to inform them of any supervisory concerns that may arise with financial advisors and...to resolve any conflicts that may arise related to client accounts of the branch managers. . + Monitors… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (Memphis, TN)
- …financial planning, in addition to capital markets and asset management. The Supervision department partners closely with the business to proactively mitigate risk. ... product oversight, escalation/approvals and governance guided by specialized knowledge. Supervision is committed to supporting and protecting clients and the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …research, and resolve problems. **Essential Duties and Responsibilities:** + Conducts supervision review of communications, through the use of various reports and ... systems. + Interfaces with divisional leadership to inform them of any supervisory concerns that may arise with branch office managers/FAs and works together with… more
