- Morgan Stanley (Houston, TX)
- *POSITION SUMMARY:* The Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions. In conjunction with the ... Senior Complex Risk Officer , the Complex Risk Officer has accountability for maintaining a consistent controlled environment through adherence of… more
- Morgan Stanley (Houston, TX)
- POSITION SUMMARY: The Senior Complex Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to the ... Complex Risk Officers within the Complex , the Senior Complex Risk Officer has accountability in the Complex for maintaining a consistent… more
- Morgan Stanley (Northfield, NJ)
- … Complex Manager, Complex Business Service Officer , Sr. Complex Risk Officer ) *EDUCATION, EXPERIENCE, KNOWLEDGE, and SKILLS:* _*E**ducation and/or ... for multiple branch locations at the direction of the Complex Management team. As a BA, you must act...management information in collaboration with CBSO and/or Business Service Officer (BSO) *Management Support* * Navigate the firm's resources… more
- Morgan Stanley (Walnut Creek, CA)
- …(including Complex Manager, Complex Business Service Officer , Senior Complex Risk Officer and Associate Complex Manager). Responsibilities ... and education programs to maintain current status on policies, procedures and risk awareness (including licensing requirements for Complex personnel) *… more
- Morgan Stanley (Los Angeles, CA)
- …lifestyles, perspectives and needs is an important part of our culture. The National Risk Officer is responsible for a wide variety of supervisory, compliance ... risk functions. In conjunction with the Senior Risk Officer (SRO) and the Associate/Regional ...and verbal communication skills Ability to prioritize and resolve complex problems and escalate as necessary Ability to identify… more
- Morgan Stanley (Birmingham, AL)
- *POSITION SUMMARY:* *__* The Senior Risk Officer is responsible for a wide variety of supervisory, compliance, and risk functions related to the Market. In ... Risk Officers within the Market, the Senior Risk Officer has accountability in the Market...attention to detail . Ability to prioritize and resolve complex problems and escalate as necessary . Ability to… more
- Citigroup (Tampa, FL)
- …and timely assurance to the Board of Directors, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior management and ... determine regulatory capital treatment for various exposures. The VP, COBRA Regulatory Risk Officer assists in managing COBRA's independent reviews of regulatory… more
- City of New York (New York, NY)
- …the resources of plan beneficiaries and the City of New York. The Senior Risk Officer will assist in analysis and provide recommendations on portfolio ... risk at the portfolio and manager level across asset classes, The Senior Risk Officer will independently identify and undertake risk projects,… more
- Morgan Stanley (South Jordan, UT)
- …and risk management of Financial Advisors within Wealth Management. The CRU Risk Officer provides centralized risk oversight of the Wealth Management ... suitability, and regulatory focus issues.This role involves working on complex risk matters and requires a high...will be a self-starter with a strong business and risk analysis acumen. * Risk Officer … more
- TIAA (Frisco, TX)
- **Technology Risk Officer ** The Technology Risk ...and Duties** + Advises vendors in the area of risk to resolve complex issues related to the ... perform data quality checks and analysis for reporting to Risk Managers. As a subject matter expert in ...risk and/or compliance + Demonstrated ability to communicate complex information in an easily understood and actionable manner.… more
- Bank of America (Charlotte, NC)
- Credit Risk Officer /GCIB GMC Associate-Global Renewable Energy Credit New York, New York;Charlotte, North Carolina **Job Description:** At Bank of America, we ... complex transactions and negotiate credit documentation to mitigate risk appropriately + Develop and maintain a deep understanding...understanding of loans, trading, and treasury products for Credit Risk Officer , 3+ yrs experience for GCIB… more
- Arena Investors LP (New York, NY)
- …spectrum in areas where conventional sources of capital are scarce. We are seeking a Chief Risk Officer (CRO) to join Arena. The newly created role will create a ... global investment management firm that seeks to generate attractive risk -adjusted, consistent, and uncorrelated returns by employing a fundamentals-based,… more
- Truist (Charlotte, NC)
- …under the leadership of the Senior Treasury Market and Liquidity Group Risk Officer , perform independent quantitative and qualitative assessments of Truist's ... 4. Assist the Senior Treasury Market and Liquidity Group Risk Officer , in some cases as a...complex financial institutions in a related field including Risk Management, Regulatory Oversight, Corporate Treasury, or Investment Banking.… more
- Truist (Charlotte, NC)
- …to Head of Operational Risk Governance and Transformation in support of Chief Risk Officer , Operational Risk Management Committee, other risk ... (United States of America) **Please review the following job description:** Operational Risk Governance and Transformation Officer is primarily responsible for… more
- Santander US (New York, NY)
- Associate, CIB Corporate Credit Risk Officer New York, United States of America The Associate - Credit Risk Officer , supports the 2LOD CIB Corporate ... attention to details, ability to quickly focus on the key risk factors and visually present complex concepts. + Ability to manage deal volume in a fast-paced… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Enterprise Risk Officer in Strategic Enterprise Risk Management (SERM) as part of Enterprise ... reporting programs, plans, specifications, resources, and long-term goals for highly complex business corporate governance risk programs and technical needs… more
- Citigroup (Wilmington, DE)
- …cyber risks are managed, mitigated, and aligned with our risk appetite. The Tech/Cyber Risk Sr Officer is part of the Finance and Data Technology second line ... **Overview:** The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr Officer I...needed updates + Identify solutions for a variety of complex and unique control issues, utilizing complex ... Regulatory Quality Control team is a central team within Risk , reporting to the Head of Regulatory Quality Control...of independent review of the regulatory issues owned by Risk . The team is responsible for effective check and… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, ... law, rule, or regulation and design and deliver a risk management framework that maintains risk levels...Compliance programs, policies and practices for ICRM. + Analyzing complex comparative data, preparing and presenting regional and global… more
- Citigroup (New York, NY)
- The Market Risk Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering ... areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or… more