- Tiplink, Inc (New York, NY)
- …as the subject matter expert to both internal and external stakeholders on compliance risk factors, mitigation best practices, and the current regulatory ... experienced individual to be the founding member of our Compliance team. The Head of Compliance... program from the ground up, defining the company's compliance framework through the development of policies, risk… more
- Shore United Bank (Annapolis, MD)
- …to the same. Participates in required training sessions, including training for compliance with BSA/ AML policies and procedures. Location: West Street Branch ... United Bank is seeking a full-time Branch Banking Supervisor ( Head Teller) to join our team. The Branch Banking...all internal policies, procedures, and practices in support of risk management and overall safety and soundness and the… more
- Crdit Agricole CIB (New York, NY)
- …standards. Review daily transactions to ensure that all activity is in compliance w/ current BSA/ AML regulatory standards. Evaluate clients and financial ... with ESG principles, good governance practices, and regulatory expectations. Integrate AML considerations into broader compliance assessments, ensuring that… more
- BNP Paribas (New York, NY)
- Business Overview: The Management of the BNP Paribas has committed to ensure compliance with AML /Embargo & Sanctions rules within the entire Group. In this ... context, Group Compliance has decided to have a strong and permanent...risk acceptance reviews. Finally, they will assist the Head of GFS US Norms in responding to all… more
- MUFG (Irving, TX)
- …of client or control issues to the Head of Trade Finance AML Advisory. + Coordinates risk re-evaluation and reviews of trade relationships globally ... Engages with relevant first-line business leaders to support their AML risk -management efforts. + Oversees the timely...regulations administered by the Federal Reserve bank, FDIC, OCC, compliance risk management and regulatory oversight. +… more
- Capital One (Mclean, VA)
- … program. * Provide leadership and execution of key strategic initiatives across the AML Compliance Risk Management program and key stakeholders. * Lead ... horizontal programs. This position will report to the MVP, Head of Compliance Risk Management,...and new and emerging risks * Provide leadership across AML Compliance Risk Management department… more
- MUFG (Irving, TX)
- …forms of misconduct and risk . The Vice President will report into the Head of the Global AML Oversight and Strategic Initiatives Team. More specifically, the ... Division ("GFCD") is seeking a Vice President for a compliance role with experience in AML Program...+ Review and identify (collecting additional information where necessary) AML Risk metrics & reporting information provided… more
- Amalgamated Bank (New York, NY)
- …is now available at America's Socially Responisble Bank! Amalgamated Bank is seeking a Head of Financial Crimes Compliance to oversee all aspects of the ... bank-wide BSA/ AML /OFAC Compliance program and to ensure that the Bank is...)/Office of Foreign Assets Control (OFAC) Policy, conducting the BSA/ AML /OFAC Risk Assessment, and reporting Suspicious Activity… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Understand how ... Director & Head , Global RFP / Proposals, Global Transaction Banking...simplify payments, improve working capital performance, and mitigate financial risk . At Scotiabank, we embrace your strengths, ideas, and… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational, compliance , AML /ATF/sanctions and conduct risk . + Understand how ... Director & Head , Digital Channels - Portal and Mobile, Global...changes throughout the development lifecycle and ensure adherence to risk & compliance guideline. + Produce and… more
- SMBC (Jersey City, NJ)
- …compliance with Financial Crimes regulations, including Anti-Money Laundering ( AML ) and Sanctions. **Key Responsibilities** + **Strategic Leadership:** Develop ... portfolio of benefits to its employees. **Role Description** The " Head of FCC Technology" at SMBC is a senior...overseeing and managing the technology strategy for Financial Crimes Compliance (FCC). This role involves leading a team of… more
- Santander US (Dallas, TX)
- …and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to ... across key non-financial risk areas, including operational risk and AML , to assess the adherance...methodologies, tools, and reporting. * Engage with senior business, Compliance , Operational Risk , and Internal Audit stakeholders… more
- Citigroup (New York, NY)
- …team lead will also work in close partnership with control functions such as Legal, Risk , Compliance and AML /KYC teams to ensure appropriate governance and ... The NAM CCB Client Executive Head will proactively drive improvement in Decision Maker...to address any potential areas of dissatisfaction via the Client@ Risk process. + Compiling and analyzing data to measure… more
- Capital One (Plano, TX)
- …(KYC) regulations and maintaining regulatory standards. This position will report to the MVP, Head of Compliance Risk Management, who in turn reports to ... Senior Director, Know Your Customer (KYC) Compliance Program The Senior Director, AML ...The successful candidate will lead a team of dedicated AML risk managers with the goals of… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML /ATF risk and conduct risk , ... analysis, for delivery to and discussion with the respective head traders/business line heads; + Directs day-to-day activities in...the + Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML /ATF… more
- SMBC (Jersey City, NJ)
- …levels of management and maintain solid working relationships. + Maintains a regulatory compliance risk mindset to understand underlying risks and weaknesses to ... and regulations with specific emphasis on Bank Secrecy Act/Anti-Money Laundering ("BSA/ AML "), Sanctions Compliance , Anti-Bribery and Corruption ("ABC"), and… more
- American Express (New York, NY)
- …impact, and together, you will help us define the future of American Express. Model Risk Management Group (MRMG) is responsible for the model risk management of ... all American Express models. The role will report to Head of MRMG and lead global team based out...out of US and India to manage enterprise-wide model risk . The successful candidate will be responsible to manage… more
- AIG (Houston, TX)
- …necessary. * Assist in the development and maintenance of AIG's Financial Crimes Risk compliance programs and assist corporate functions and business units ... AIG's global anti-corruption, sanctions, antiboycott, antitrust, and anti-money laundering ( AML ), programs (collectively, "Financial Crime Risks"). The Compliance… more
- MUFG (Irving, TX)
- …our recruitment team will provide more details. Reporting into the Director - Head of Financial Institutions EDD Operations in the Center of Excellence ("CoE") ... conducting transactional analysis of clients' activity and identifying high risk indicators or information that does not align to...activity * Review and evaluate information about the FI's AML programs, for example by using the Wolfsberg CBDDQ… more
- MUFG (Irving, TX)
- …QA functions across the region. + Implementation of a coordinated, consistent, and risk -based AML and Sanctions QA program. + Articulating and establishing the ... (QA) team organizationally resides within the Global Financial Crimes Compliance (FCC) Program Management. GFCD works to ensure that...controls to protect clients' assets and to mitigate the risk that MUFG might be used to further financial… more
