- Windsor Federal Bank (Windsor, CT)
- …Corporate Secretary serves as a key executive support within Windsor Federal Bank , responsible for ensuring the integrity of governance processes and maintaining ... upholding confidentiality while contributing to the overall effectiveness of the bank 's executive management team. The Corporate Secretary may interact with… more
- Crowe LLP (New York, NY)
- …will have a solid understanding of Anti-Money Laundering (AML) Compliance and Bank Secrecy Act (BSA) laws; internal audit processes and best practices; risk ... Bachelor's Degree 3+ years of experience in BSA/ AML/BSA, consulting/advisory, bank internal audit , or compliance testing Ability to travel up to… more
- River Bend Food Bank (Davenport, IA)
- …Manager to ensure proper facility upkeep, a safe work environment, and compliance with safety protocols and audit requirements. Build Interdepartmental ... focus. Policy Compliance : Understand, uphold, and model compliance with River Bend Food Bank 's employee handbook policies, serving as an example to others.… more
- Cathay Bank (El Monte, CA)
- … Executive and the VP, Internal Audit Manager, the AVP, Internal Audit Supervisor will lead operational, compliance , lending and/or financial audits, of ... to the Bank 's requirements and emerging risk topics, then amends audit work programs and documentation as appropriate. Evaluates the adequacy and effectiveness… more
- Origin Bank (Spring, TX)
- …personnel issues. Ensures the protection of all bank assets through compliance with operational audit procedures. Formulates annual budget in conjunction ... merchandising. Focuses on sales activities both inside and outside of the bank . Maintains and develops relationships with existing small business customers. Refers… more
- TD Bank Group (New York, NY)
- …Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance Contributes to ... Screening team (GSA) is the designated Owner of TD Bank 's Enterprise-wide Sanctions and ABAC programs which apply to...by OFAC, Global Affairs Canada, and support for sanctions compliance in all jurisdictions where TD operates. Depth &… more
- USAA (Phoenix, AZ)
- …analysis, digital crime, data analysis and/or AML. 4 years of fraud, compliance , risk, audit , or regulatory related experience with accountability for ... Senior is a member of the Fraud Intelligence Team within the Bank Fraud Prevention organization, reporting directly to the Director, Fraud Intelligence. This… more
- Huntington National Bank (Columbus, OH)
- …as assigned. Basic Qualifications: Bachelor's degree Minimum of 7 years of experience in Audit , Compliance , Risk Management or Operational Risk. In lieu of a ... overall risk function is effectively supporting strategic goals. Collaborate with audit /business segment/corporate risk to address issues with plausible action plans… more
- Scotiabank (New York, NY)
- …leads the planning, execution and reporting of Global trade surveillance Compliance Audit by assessing the control effectiveness and Bank 's adherence to the ... improve the control environment. Assess the effectiveness of the bank 's trade surveillance compliance program through an...other relevant area. At least 8+ years' experience in Compliance , Compliance Audit , Regulatory body,… more
- Umpqua Bank (Hillsboro, OR)
- …Act as a change agent for the promotion of a risk management culture. Demonstrates compliance with all bank regulations for assigned job function and applies to ... Keeps up to date on regulation changes. Follows all Bank policies and procedures, compliance regulations, and...experience Required 3 + years of banking, risk management, compliance , finance, or IT/Ops audit experience. Required… more
- TD Bank Group (Flourtown, PA)
- …day Understands the importance of and follows dual control Follows all security and audit measures to minimize potential loss Utilizes bank tools and processes ... problem resolution, escalating more difficult issues to management Ensures compliance when completing operational activities in accordance with company guidelines… more
- Metropolitan Commercial Bank (New York, NY)
- …Attend client meetings and/or site visits as appropriate. Strong understanding of compliance , regulations and the Bank 's commercial lending policies, clearly ... ad hoc reports as necessary. Assisting in gathering information required by Bank examiners and internal audit . Preferred experience, education, and… more
- Bangor Savings Bank (Concord, NH)
- …relationships as well as processes and closes basic consumer loan requests in compliance with Bank policies and procedures Provides customers with information on ... services Customer Transactions: Accurately, efficiently and courteously processes transactions in compliance with Bank policies and procedures Performs routine… more
- Shore United Bank (Annapolis, MD)
- …in support of risk management and overall safety and soundness and the Bank 's compliance with all regulatory requirements, eg, Community Reinvestment Act (CRA), ... Shore United Bank is seeking a full-time Branch Banking Supervisor...paying and receiving activities and processing work while maintaining audit standards, security, and control functions to protect the… more
- TD Bank Group (New York, NY)
- …: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $150,000 - $250,000 USD TD is committed to providing fair and ... more specific details for this role. Job Description: The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- Cedent (New York, NY)
- …efficiently in a fast-paced environment. Required Qualifications: Minimum 5-7 years of internal audit or front office business control or compliance or risk ... is responsible for independently performing test work during highly complex audit activities for Lines of Business (LOBs). Key responsibilities include independently… more
- First Horizon (Memphis, TN)
- …at location listed in job posting SUMMARY: Primarily responsible for completing audit engagement assignments with minimal supervision. The Audit Project Manager ... and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, evaluate control design adequacy in complex… more
- Bank of Hope (Los Angeles, CA)
- …Participate with and/or supervise less experienced auditors on assigned audits Review the audit team's work to ensure compliance with stated requirements and ... control weakness, policy violations, or other issues Review the audit team's work to ensure compliance with...compensation may vary based on your skills and experience. Bank of Hope is an equal employment opportunity employer… more
- WesBanco Bank, Inc. (Fort Thomas, KY)
- …the control of cash levels, and adhere to the adequate supply of inventory, audit and compliance requirements. Actively participates in regular sales and staff ... standpoint, the CSA is responsible to comply with all established Bank policies, procedures, and security measures. Responsibilities include operating as a… more
- Deutsche Bank (New York, NY)
- …and operational set-up perspective including assisting with sourcing tax and audit vendors, ensuring appropriate set-up within the relevant accounting and reporting ... teams involved in the product development process including Portfolio Management, Compliance , Governance, and Client Servicing & Marketing. Primary contact and first… more
