- Truist (Richmond, VA)
- …facing teammates as well as other leadership in the designated geography, the Wealth leadership team and the Compliance , Supervision and Risk departments to ... of potential areas of risk and emerging risk for Wealth . Following is a summary of the essential functions...for the successful and timely completion of supervisory and compliance initiatives for assigned regions. 3 . Perform… more
- Regions Bank (Birmingham, AL)
- …business + Establishes partnerships with line of business leadership and serves as a consultant on issues related to compliance + Conducts research of laws and ... line of business + Or Bachelor's degree and three ( 3 ) years of experience in Compliance , Quality...knowledge of rules and regulations and their impact on Wealth Management products, services, and operations + Demonstrates proficient… more
- Vanguard (Chesterbrook, PA)
- …Audit & SOX department is seeking a Senior Engagement Manager within our Advice & Wealth Management (AWM) team! This role is crucial for evaluating risks for AWM as ... key risk topics. This is a hybrid role requiring 3 days per week in the office; fully remote...commuting distance. Responsibilities: + Serve as trusted advisor and consultant to the department and business leaders to share… more
- NTT America, Inc. (Charlotte, NC)
- …and forward-thinking organization, apply now. We are currently seeking a Risk & Compliance Consultant to join our team in Charlotte, North Carolina (US-NC), ... https://us.nttdata.com/en/services/consulting-services/banking-and-financial-services-consulting **How You'll Help Us:** As a Risk & Compliance Consultant you will play a role… more
- Brokers International (Urbandale, IA)
- We are currently seeking a dedicated and driven Life Sales Support Consultant to join our team. The Life Sales Support Consultant role is responsible for ... businesses and serve their customers through innovative products, marketing, compliance , and operational support. In June of 2021, we...As an added bonus, we close every Friday at 3 pm Our Culture At Brokers International, our thriving,… more
- HUB International (Metairie, LA)
- …property, casualty, risk management, life and health, employee benefits, investment and wealth management products and services. With over 18,000 employees in 500+ ... support and involvement through HUB Gives** **SUMMARY:** A Benefits Consultant (BC) interfaces with a group of clients (a...in employee benefits, 2) their annual renewal process, and 3 ) other possible options that would enhance or meet… more
- HSBC (Irvine, CA)
- …our communities and the planet we all share. The Community Mortgage Consultant will be responsible to originate high quality residential first lien mortgage ... loans that meet HSBC's credit, compliance , workflow and other rules and guidelines. Counsel customers...resolve any problems that arise. As our Community Mortgage Consultant you will: + Self-source diverse mortgage applicants, engaging… more
- Wells Fargo (Seal Beach, CA)
- **About this role:** Wells Fargo is seeking a Financial Consultant in Wealth and Investment Management as part of Wells Fargo Advisors. Learn more about the ... license(s) is required for ongoing employment in this position. Compliance with state law registration and licensing requirements is...Act of 1934 and FINRA Bylaws, Article III, Section 3 , which states that Associated Persons should not be… more
- HUB International (Cincinnati, OH)
- …(sales), as well as mentor and develop their support team. The Benefits Consultant accomplishes this by bringing a consultative approach to our clients while ... services firm providing risk management, insurance, employee benefits, retirement and wealth management products and services. With more than 18,000 employees in… more
- M&T Bank (Buffalo, NY)
- **THIS ROLE WILL BE HYBRID 3 DAYS/WEEK OUT OF: BUFFALO NY, BRIDGEPORT CT, or WILMINGTON DE** **Overview:** + Provides senior level expertise for audits over the ... audit portfolio / team. **Other Responsibilities** + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- M&T Bank (Buffalo, NY)
- **THIS ROLE WILL BE HYBRID 3 DAYS A WEEK IN: BUFFALO NY, WILMINGTON DE, or BRIDGEPORT CT** **Overview:** + This role provides senior level expertise in audit ... their skills and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards… more
- First Horizon Bank (Raleigh, NC)
- …Loan Closing Checklist and the documents received. + Request and review bids from 3 rd . party Construction Consultant (s) when required. + Review and approve ... required project construction documents, and forward to 3 rd . party consultant as required...Works closely with senior management, RMs, PMs, Credit Risk, Compliance and Internal Audit partners to ensure that the… more
- San Francisco Federal Credit Union (San Francisco, CA)
- …Federal Credit Union's (SFFedCU) membership is now over 43,000, with assets surpassing $1. 3 billion and branches located in San Francisco and San Mateo County. ... solutions for customer onboarding, financial planning, account management, and compliance . Work with business stakeholders to configure Salesforce Marketing Cloud… more
- Parker Hannifin Corporation (Kent, WA)
- …and alignment. + Serves as a subject expert and internal consultant on overall contracting processes, regulatory requirements, negotiation techniques, and evaluation ... other business issues as applicable. + Monitors contract performance by determining compliance to contract requirements and determining the need for amendments or… more
- Customs and Border Protection (Harpers Ferry, WV)
- …Border Protection, Office of Operations Support, Law Enforcement Safety and Compliance Directorate located in Harpers Ferry, WV Responsibilities Joining the Customs ... and Border Protection, Operations Support, Law Enforcement Safety and Compliance Directorate, will allow you to use your expertise...Secondary CBPO SRC Position and you have less than 3 years in a Primary CBPO SRC Position: Please… more
- Customs and Border Protection (Presidio, TX)
- …export of cargo and merchandise and articles accompanying persons; international mail compliance ; arrival or departure of vessels, aircraft, and vehicles involved in ... canine officers and dogs while conducting training to ensure compliance with safe handling practices. If going from a...Secondary CBPO SRC Position and you have less than 3 years in a Primary CBPO SRC Position: Please… more
- Customs and Border Protection (Philadelphia, PA)
- …to exchange information and provide guidance on agriculture cargo admissibility and/or compliance . Applying the laws and regulations of a wide range of Federal, ... level, performing duties such as: Serving as a technical consultant and providing guidance to CBPAS, CBP Officers, researchers,...of appointment. The duration of the training will include 3 weeks of in-residence training in Harpers Ferry, WV.… more
- Customs and Border Protection (Harpers Ferry, WV)
- …Border Protection, Office of Operations Support, Law Enforcement Safety and Compliance Directorate located in Harpers Ferry, WV Responsibilities Joining the Customs ... Protection Office of Operations Support, Law Enforcement Safety and Compliance Directorate will allow you to use your expertise...Secondary CBPO SRC Position and you have less than 3 years in a Primary CBPO SRC Position: Please… more
- Truist (Norcross, GA)
- …risk management and retail lending solutions. (Banking experience may include Retail, Wealth , Advisory, and/or Retail Lending experience) OR, 3 years' experience ... accounts for adherence to investment and asset allocation objectives and policies. 3 . Keep abreast of changing economic, legal, financial planning, investment trends… more
- US Bank (St. Paul, MN)
- …custody, IRA, revocable and irrevocable trusts, and estate accounts + Ensure compliance and mitigate risk by confirming account coding, documentation, fees, and ... and applicable laws and regulations + Serve as the primary consultant /resource for assigned regions/branches; work collaboratively with internal partners to address… more