- Unknown (New York, NY)
- Vice President, Compliance Monitoring and Testing Officer About the Company Prominent investment bank Industry Investment Banking Type Privately Held About ... the Role The Company is seeking a VP, Compliance Monitoring and Testing Officer to join their team. The successful candidate will be responsible for planning… more
- Unknown (New York, NY)
- Vice President, Compliance Monitoring and Testing About the Company Renowned investment bank Industry Investment Banking Type Privately Held About the Role ... The Company is seeking a VP, Compliance Monitoring and Testing Officer to join their team. The successful candidate will be responsible for planning and… more
- Unknown (New York, NY)
- …The role requires interaction with federal and state regulators, supporting the global compliance monitoring program, and performing testing and ... Assistant Vice President of Compliance About the Company Premier investment bank Industry...The Company is seeking an Assistant Vice President of Compliance to join their team. The successful candidate will… more
- Unknown (San Francisco, CA)
- …spearhead the establishment and leadership of its independent testing and monitoring function for financial crime compliance . The successful candidate will ... Head of AML Monitoring and Testing About the Company...monitoring , audit, or quality assurance within financial crime compliance programs, and the ability to build and operationalize… more
- WALGREENS (Dodgeville, WI)
- …Offers preventive and clinical healthcare services, including immunizations, diagnostic testing , and patient outcome services. Ensures prescribed medications are ... reviews, and perform clinical, or wellness services such as immunizations, diagnostic testing , and patient outcomes services) thereby promoting the shift of the… more
- Rush University Medical Center (Chicago, IL)
- …nursing. Assist with protocol or guideline development, implementation, and compliance . Additionally, in Pulmonary Function Testing Laboratory/Diagnostics, ... one of three specialty areas: neonatal/pediatrics, adults, or pulmonary function testing & diagnostics. Orient new employees and precept students. Provides… more
- Unknown (New York, NY)
- …President, Business Risk Analyst - Markets 1st Line of Defence Control Testing About the Company Renowned commercial investment banking company with an international ... Risk Analyst for Markets 1st Line of Defence Control Testing . The successful candidate will be part of a...and functions to identify, evaluate, and manage operational and compliance risks. This role is pivotal in supporting the… more
- Texas Childrens Hospital (Houston, TX)
- …appropriate health care professionals to help ensure patient safety and compliance . Performs outcome-directed pharmacokinetics monitoring for patients according ... workplace, all successful candidates will be required to undergo respiratory fit testing in compliance with occupational health and safety standards.… more
- Texas Childrens Hospital (Austin, TX)
- …workplace, all successful candidates will be required to undergo respiratory fit testing in compliance with occupational health and safety standards. Skills ... ventilation and monitors effectiveness by blood gas analysis, end tidal CO2 monitoring and pulse oximetry * Performs advanced skills and procedures as indicated… more
- TK Elevator Corporation (Phoenix, AZ)
- …in Phoenix, AZ ESSENTIAL JOB FUNCTIONS: Generates proposals for code compliance and state work. Coordinates work with branch service superintendent, repair ... of the work to be completed. Sends letters of compliance to the State and to the customer when...responds to all inquiries regarding permits, preliminary orders and testing . Works with Regional repair coordinators; provides completed booking… more
- Unknown (New York, NY)
- …The successful candidate will be responsible for the identification, assessment, monitoring , measurement, analysis, communication, and reporting of both market and ... the risks from banking and trading activities are within acceptable levels, in compliance with regulations, and aligned with the risk appetite of the Branch. The… more
- Unknown (New York, NY)
- …risk appetite. This includes reviewing and challenging first-line risk assessments, control testing , loss event data, and issue management. The role also involves ... supporting the development and monitoring of Key Risk Indicators (KRIs) and Key Performance...with a strong background in governance, controls, and regulatory compliance . The role requires a leader who is adept… more
- Unknown (New York, NY)
- …to automate reporting and optimize decision-making, as well as manage stress testing and exposure monitoring to enhance risk management practices. Applicants ... The successful candidate will be responsible for ensuring the accuracy and compliance of valuation processes with industry standards, driving innovation in valuation… more
- Unknown (New York, NY)
- …candidate will be responsible for conducting market risk analysis and monitoring activities for internal stakeholders, as well as providing in-depth analysis ... A key aspect of the role is the familiarity with the onboarding, testing , and implementation processes of new product risk factors to support business growth.… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst is responsible for ... for New York Branch. + Serves as a tester for all facets of compliance monitoring and testing engagements. + Assists in the development and refinement of… more
- TD Bank (Greenville, SC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- KeyBank (Brooklyn, OH)
- …state securities and insurance divisions.** **Develop and manage routine and annual KIS compliance monitoring , testing that are aligned with KeyCorp's ... 4900 Tiedeman Road, Brooklyn Ohio **The Key Investment Services Sr. Compliance Manager - Compliance Testing and Regulatory Management role is direct report… more
