- Amazon (Arlington, VA)
- …teams. Apply regulatory knowledge to recommend solutions and consulting with the Compliance Officer when appropriate. * Support examination and external audit ... legal, operations, and technical teams to define and implement compliance and risk management solutions to address AML...Be point of escalation for reviewing complex suspicious activity investigations and/or high risk compliance issues from… more
- MUFG Bank, Ltd. (Tempe, AZ)
- …compliance policies and procedures. Ensure implementation of all compliance regulations including OFAC/BSA/ AML /JFEL//Anti-boycott regulations in the Section's ... checking all daily back office operations of the Supply Chain Finance(SCF) Unit The Officer is expected to: Ensure prompt review and monitoring of workflows of the… more
- Citigroup (Tampa, FL)
- …US SAR working group and Global SAR Governance meetings. **Purpose of Role:** Global AML SAR Program Officer : This role demands a deep understanding of ... Anti-Money Laundering ( AML ) regulations and their practical application within the business....complex information and presenting it clearly. + Conduct in-depth investigations and ad-hoc reviews of various operational, system, and… more
- MUFG (Irving, TX)
- …service protocols with internal business partners. Provide governance and oversight for AML investigations , ensuring alignment with global standards and local ... the AML Operations Team Leader supervises a team of AML professionals responsible for transaction surveillance, detailed investigations , quality control… more
- KeyBank (Brooklyn, OH)
- …Relations, Business, or a related field. + Minimum 5 years of experience in AML investigations , financial crime compliance , or risk analysis. + Strong ... **About the Job** The Emerging Threat and Surveillance Oversight Compliance Officer works with a specialized team...expertise and documentation support relative to the enterprise wide BSA/ AML risk assessments. + Actively engage with the team,… more
- TD Bank (New York, NY)
- …more specific details for this role. **Job Description:** **Position:** Senior FCRM Compliance Officer **Reports to:** Director, Financial Crime Risk Oversight, ... opine on financial crime risks of new products and mandates. The Senior FCRM Compliance Officer is responsible for supporting the firm's FCRM program and plays… more
- Vanguard (Malvern, PA)
- …crimes compliance program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the ... and Strategy: Develop and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and mentor a team of compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for the firm's global sanctions compliance program. Reporting to the Chief AML Officer , you'll be responsible for ensuring adherence to OFAC and ... As the Vice President, Sanctions Officer , you will be the strategic and operational...end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives and work plans.… more
- Banc of California (Durham, NC)
- …computing environment, security testing and documentation, as well as investigations , software research, emerging technology research, vendor security analysis and ... YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more
- Citigroup (Miami, FL)
- Job Description A Service Officer provides service support to the Citi Private Latin America businesses. Their focus is to ensure that effective client service is ... relationships they build to recognize business growth opportunities. The Service Officer strives to continuously improve all of its end-to-end processes, procedures… more
- DHL Express, Inc. (Washington, DC)
- …Vice President for Global Customs for DHL Global Forwarding, the Supply Chain Divisional Compliance Officer , the Vice President and Head of Customs and Trade ... divisions, and Global Divisional leads. Lead discussions within the committee on customs compliance issues and internal investigations where there is a US nexus.… more
- Banco Popular Puerto Rico (Miami Lakes, FL)
- …of banking products, services, policies, procedures, and regulations to ensure compliance related to area of responsibility ( AML /BSA/etc). Computer Skills ... status, billing, escrows, and loan histories and account analysis. Conduct investigations for loans, researching client disputes, incorrect billing, non-receipt of… more
- FirstBank PR (San Juan, PR)
- …Annual Audit Plan within the unit staff, monitoring its completion and compliance with target dates, Bank's policies and applicable regulations. Leads the execution ... specific audits with the Assistant General Auditor, Audit Supervisor and Audit Officer , including risk assessment, planning memoranda and engagement procedures. + .… more
