- Citigroup (Tampa, FL)
- …patterns and creating insights etc. + 6+ years relevant professional experience in AML compliance , risk, or a control-related function within a medium or ... Operations, and Technology teams. Support covers a range of areas including compliance with AML regulatory and legal requirements, client implementations and… more
- Citigroup (Tampa, FL)
- …Name Screening Program's monitoring and maintenance of the CENSE engine, ensuring compliance with AML Name Screening Policies and Procedures and in-line with ... performing data analysis with a focus on risk and compliance reviews for AML Name Screening. The...the line testing, non-detection inquiries, and ongoing Screening Platform monitoring and maintenance + Document and report findings to… more
- CIBC (Chicago, IL)
- …of data pipelines and analytics workflows using Databricks and SAS Viya for AML transaction monitoring and customer risk rating. Develop solution requirements - ... regulatory changes and industry trends. + **Collaboration** - Partner with technology and AML stakeholders, including CIBC's BSA Officer and our Canadian parent… more
- MUFG (Irving, TX)
- …transaction risks based upon this analysis. _Additional duties as assigned Compliance and Regulatory Responsibilities:_ Assist assigned AML Department Manager ... audit and regulatory examination reviews. Under the direction of the assigned AML Department Manager, ensure compliance with federal information sharing requests… more
- KeyBank (Brooklyn, OH)
- …the development of new transaction monitoring techniques and tools. The Compliance Officer will also review alerts, cases, Suspicious Activity Reports ... Brooklyn, Ohio 44144 **About the Job** The Emerging Threat and Surveillance Oversight Compliance Officer works with a specialized team focused on identifying and… more
- FirstBank PR (San Juan, PR)
- Compliance Officer Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones that ensure we deliver on our ... number one place for you. A Brief Overview The Compliance Officer supports the effective implementation of...One to three years' experience in consumer protection and/or BSA/ AML /OFAC Compliance . + Skills : Good knowledge… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …that reflects the organization's unique characteristics. This will include oversight and monitoring of the Compliance (CMS), Model Risk Management, Third Party ... and other improprieties, without fear of retaliation. . Coordinating internal compliance review and monitoring activities, including periodic reviews of… more
- US Bank (Chicago, IL)
- …Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing ... and providingfeedbackon theCCOSupportStaffassigned totheMST + ActingastheMSTanti-moneylaundering( AML )OfficerfortheirrespectiveTrust + ManagingtheMST'sregulatoryexaminations + PreparinganddeliveringtheMSTscompliancereports,includingthe38a-1annualreport… more
- AIG (Houston, TX)
- …and anti-money laundering ( AML ), programs (collectively, "Financial Crime Risks"). The Compliance Officer , Global Financial Crimes Group will also serve an ... The Compliance Officer , Global Financial Crimes Group...monitoring of Financial Crimes Risk programs to evaluate compliance with regulatory requirements and internal policies and procedures,… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review (testing and monitoring ); . Conflicts of interest… more
- Citigroup (Tampa, FL)
- … is a senior-level position responsible for leading Anti-Money Laundering ( AML ) monitoring , governance, oversight and regulatory reporting activities in ... coordination with the Compliance and Control team. The overall objective of this...globally on interpretation and implementation of new Anti-Money Laundering ( AML ) policies + Develop project plans and ongoing KYC… more
- Principal Financial Group (Des Moines, IA)
- …to the President of Principal Securities. In partnership with the firm's Chief Compliance Officer , you will define, implement, and lead a best-in-class ... office supervision program for both broker-dealer and RIA channels. + **Drive Compliance Excellence** : Oversee surveillance and monitoring operations, including… more
- Banc of California (Santa Ana, CA)
- …as assigned. **WHAT YOU'LL BRING** + At least 12 years of direct experience in BSA/ AML compliance with strong knowledge of the USA PATRIOT Act and OFAC ... WE WIN(R) **THE OPPORTUNITY** Reporting to the SVP, BSA Officer , the incumbent will assist the BSA Officer...and administering those requirements + Subject matter expertise in AML governance and AML compliance … more
- Banc of California (Los Angeles, CA)
- …as assigned. **WHAT YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations ... procedures. May review reports to identify exceptions, monitor quality and ensure compliance . May participate in risk mitigation activities. + Leads by example,… more
- Banc of California (Durham, NC)
- …as assigned. **WHAT YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations ... Secrecy Act (BSA) in conjunction with the USA PATRIOT Act, Anti-Money Laundering ( AML ) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA,… more
- KeyBank (NY)
- …institution laws and regulations, as applicable. + Collaborate with the Chief AML Officer , Financial Crimes Risk Management Directors, and other stakeholders ... compliance with financial crimes regulatory requirements. Support the AML Enterprise Team Director with reporting, project tracking, and administrative matters.… more
- Synchrony (New York, NY)
- Job Description: **Role Summary/Purpose:** Reporting to the SVP, BSA/ AML /OFAC Officer , this position will oversee and provide strategic thought leadership ... BSA/ AML /OFAC program: Sanctions and Watchlist Screening, 314(a) and (b) compliance , identification and monitoring of Politically Exposed Persons. This role… more
- Pioneer Bank (Albany, NY)
- … Compliance Associate LOCATION: Headquarters REPORTS TO: Financial Crimes Compliance Operations Officer CLASSIFICATION: Full Time, Non-Exempt PAY GRADE: ... ensuring compliance with the Bank Secrecy Act/Anti Money Laundering (BSA/ AML ) and related laws and regulation. Essential Job Functions: + Creates, reviews… more
- Capital One (Mclean, VA)
- …team that manages suppliers and vendors. This position reports to the Enterprise Services Compliance Officer (CO). The Director, ES Compliance will advise ... Compliance Director - Enterprise Services Capital One's technology...(such as Privacy, Fair Lending, and Anti- Money Laundering ( AML )), Risk Management, Audit, Legal, and Regulatory Affairs. **Key… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …services implemented by the bank. + Assists the Director of Compliance and BSA/ AML (Chief Compliance Officer ) with document collection for audits and ... assisting in policy and procedure development, supporting regulatory examinations, monitoring regulatory changes, and providing compliance training to… more