- Fifth Third Bank, NA (Cincinnati, OH)
- …proposing new approaches and methods to accomplishing work. + #LI-GM1 Compliance Officer I - Compliance Testing Programs LOCATION -- Cincinnati, Ohio ... FUNCTION:Responsible for conducting testing in accordance with the Compliance Testing Standards and Operating Procedures to ensure compliance with… more
- First Horizon Bank (Knoxville, TN)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background preferred (2-3 years) + Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred. +… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... to address reported issues. Key Activities include: + Developing, implementing, and executing compliance testing and reporting programs in accordance with the … more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- Byline Bank (Chicago, IL)
- … Officer opportunity! **Objective of Position** : The Compliance Officer assists with the monitoring and testing components of the Compliance ... policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking… more
- Amalgamated Bank (New York, NY)
- Amalgamated Bank is seeking a Testing Compliance Officer to assist the Compliance Officers to ensure the Bank's loan, deposit products and services ... relative to lending, deposit, and loan servicing regulations. 3. Collaborate with Chief Compliance Officer in executing the Bank's Compliance Management… more
- TD Bank (New York, NY)
- … Monitoring and Testing + Assist with developing and executing the annual Compliance Testing plan + Determine scope of reviews; build detailed review steps; ... globally + Assist in identifying areas for enhanced Monitoring, Testing or training Core Compliance + Develop...**Depth & Scope:** + Works independently as the senior officer and may coach and educate others + Individual… more
- City of La Mesa, CA (La Mesa, CA)
- Code Compliance Officer I/II Salary $5,092.53 - $7,335.47 Monthly Location La Mesa City Hall, CA Job Type Regular Full-Time Job Number 25-17 Department ... + Description + Benefits + Questions Position Summary Code Compliance Officer I/II performs a variety of...and writing assignment. Eligible candidates will be notified when testing dates have been established. NOTE : Employment is… more
- University of Delaware (Newark, DE)
- Environmental Compliance Officer Job no: 501615 College / VP Area:Campus & Public Safety Work type: Staff Location: Newark Categories: Public Safety, Security, & ... Grade: 31E Context of the Job: Under limited direction, the Environmental Compliance Officer (ECO) develops and implements environmental health policies,… more
- Banc of California (Santa Ana, CA)
- …and participate in management meetings; + Report/communicate LOB risks to their SVP Compliance Officer lead; + Responsible for ensuring all operating procedures ... RCSA and report high risk exposures to their SVP Compliance Officer lead; and + Ensure appropriate...adherence to the risk governance framework; + Ensure ongoing testing of key consumer compliance risk controls;… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance risks and ... reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...are in place as appropriate. + Provide support for Compliance testing , Audits, Regulatory Exams and Inquiries… more
- Scotiabank (Tampa, FL)
- Compliance Officer , Global Banking & Markets, US...process for the TAO and GTB business. + Provide Compliance support for Compliance Testing , Audits, ... driven winning team, committed to results, in an inclusive and high-performing culture. ** Compliance Officer - Global Banking & Markets - US Compliance -… more
- Equitable (Charlotte, NC)
- Compliance Officer ( 25000075 ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** At ... is based in our Charlotte, NC office. Equitable is currently looking to hire a Compliance Officer within Equitable Distributors Compliance , which is a part… more
- Citigroup (Charlotte, NC)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... and financial requirements; Advanced degree preferred **Additional Job Description:** The Compliance Product Officer for Enterprise Workforce Management will: +… more
- Edward Jones (St. Louis, MO)
- …of applicants. THIS POSITION IS LOCATED IN SALT LAKE CITY, UTAH. The Chief Compliance Officer (CCO) of Edward Jones Bank is responsible for designing, building ... Compliance policy framework for the entity; oversee all compliance testing and formulation of reports to...financial and banking products. + Experience as a Chief Compliance Officer with Utah chartered ILCs. +… more
- Tompkins Community Bank (Wyomissing, PA)
- …Selected candidate must be able to work in the office two (2) days a week. The Compliance Officer - Deposits reports to the Director of Bank Compliance and ... not limited to, Regulation CC, DD, E, Overdraft Programs, Privacy, Garnishments, UDAAP. The Compliance Officer - Deposits will serve as a representative of the … more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... . **What You'll Do** + Acting as a senior compliance officer and Compliance team... compliance -related issues identified in internal audits and Compliance Testing reviews. + Playing a key… more
- Citigroup (New York, NY)
- …on internal policies and procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission Merchant and covers the FDC ... Serves as a senior function/business/product compliance risk officer for Independent ...inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance… more
- Citigroup (Tampa, FL)
- …processing rules, assessment of operational structures for new products and services, Compliance Testing , Payments Data Analytics, overall guidance and oversight ... **Global Funds Transfer (GFT) AML Compliance Risk Management Officer ** **About the role** The Anti-Money Laundering Compliance Risk Management (ACRM)… more