- Equitable (New York, NY)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500009Y ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** ... a systematic, disciplined approach to evaluate and improve the effectiveness of risk management , control and governance processes. Key responsibilities include… more
- Insight Global (Charlotte, NC)
- …crimes, anti money laundering and sanctions. Support execution of compliance and operational risk management program elements, Delivering each element on ... Description An enterprise banking client is looking for a Compliance and Operational Risk Specialist...for supporting the Enterprise Data Testing program and support risk oversight of data management - Enterprise… more
- Regions Bank (Birmingham, AL)
- …offers internship opportunities to college students which includes positions across Corporate Compliance , Operational Risk Management , Enterprise Credit ... to the various groups within Regions Risk Management . Intern Placement Opportunities: + **Corporate Compliance **...how data can be utilized to inform decision-making. + ** Operational Risk Management ** - The… more
- JPMorgan Chase (Tampa, FL)
- …Excellence, you will play a pivotal role in enhancing our compliance and operational risk management . You will be responsible for executing testing ... ensuring our operations align with strategic goals. As a ** Compliance and Operations Risk Test Senior Lead**...different parts of a department. + Advanced proficiency in risk management and controls, with a history… more
- JPMorgan Chase (Columbus, OH)
- …in identifying and mitigating risks, thereby enhancing compliance and operational risk management . Additionally, your aptitude in stakeholder ... with regulatory and firm requirements. Your deep understanding of risk management and control evaluation will be...financial management , and public image, while maintaining compliance with operational policies and precedents. As… more
- JPMorgan Chase (Tampa, FL)
- …of Excellence, you will play a pivotal role in enhancing our compliance and operational risk management . Your expertise in test execution will be crucial ... ratings and metrics to enhance the firm's compliance and operational risk management . **Required qualifications, capabilities, and skills** + 3+ years… more
- JPMorgan Chase (Tampa, FL)
- …Excellence, you will play a pivotal role in enhancing our compliance and operational risk management . Your expertise in executing tests with precision ... Join JPMorgan Chase to drive excellence in compliance and risk management . Leverage your analytical skills and collaborate with cross-functional teams to… more
- Bank of America (Charlotte, NC)
- …challenge FLU and CF leaders to support the Compliance and Operational Risk Management Program objectives, balancing business strategy with ... Executive provides advisement and oversight to leaders within Global Risk Management , Compliance and Operational Risk ("C&OR") Officers of the Front… more
- TD Bank (Charlotte, NC)
- …The ideal candidate would be willing to work hands-on to drive key initiatives across compliance , operational risk management , and audit functions. Works ... Bank US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key… more
- PNC (Dallas, TX)
- …for this role will be to manage the Enterprise Compliance and Operational Risk Management RCSAs as the RCSA Coordinator. This responsibility ... Control, Strategic Objectives **Competencies** Decision Making and Critical Thinking, Fraud Management , Internal Controls, Operational Risk , Organizational… more
- Capital One (Richmond, VA)
- …business and vertical Risk Advisory, as well as Compliance and Operational Risk Management to proactively identify and remediate potential risks. * ... Risk Advisors at Capital One are highly motivated risk management professionals with an ability to...collaboration across the organization while meeting the 2nd line compliance requirements for the well managed agenda. * Problem… more
- American Express (New York, NY)
- … risks are identified, assessed, and managed in compliance with enterprise Operational Risk Management programs and reporting. The manager will be ... with policies, regulatory frameworks, and/or operational standards + Experience in operational risk management (eg, within Risk and/or Internal Audit… more
- TD Bank (New York, NY)
- …The successful candidate is willing to work hands-on to drive key initiatives across compliance , operational risk management , and audit functions, works ... a mission to build a more resilient and scalable compliance risk management function. As...compliance risk management , enterprise risk management , operational risk… more
- Capital One (Plano, TX)
- …senior business and risk office leaders, technology, compliance , legal, and Operational Risk Management . In this role, you will: + Test regulatory ... Sr Associate, Risk Management (Testing Controls) Job Description... policies and programs; + Drive collaboration between the risk , compliance , legal, and other business support… more
- Citigroup (Jacksonville, FL)
- …the technology and cyber conscience of the bank. In line with the Operational Risk Management (ORM) and Independent Compliance Risk Management ... provide subject matter expertise in line with our operational and compliance risk management frameworks. A successful candidate will have expertise in… more
- KeyBank (Buffalo, NY)
- …and assist in the review, update, and enhancement of operational and/or compliance risk management policies and procedure standards. + Effectively and ... **About the Job** Reporting to the Director of Finance Operational Risk Management Oversight, this... Management staff and others on regulatory matters, compliance policies and procedures, operational risk… more
- Bank of America (Charlotte, NC)
- …Units (FLUs) and Control Functions (CFs) to complete compliance , policy, operational /fraud risk management requirements. The Global Financial Crimes ... independent financial crimes risk management reporting to Global Compliance & Operational Risk (GC&OR) Senior Leaders and FLU/CF Senior Leaders +… more
- JPMorgan Chase (Columbus, OH)
- …leaders and partners + Ensure compliance with firmwide Compliance and Operational Risk Issue Management standard and procedure + Identify, escalate, ... and upholding operational excellence, driving innovation in risk management . As a Tech Risk...compliance + Manage end-to-end execution of the CTC Compliance and Operational Risk Evaluation… more
- Charles Schwab (Southlake, TX)
- …3+ years of experience in audit, SOX testing, compliance testing, and enterprise/ operational risk management . + Self-motivated along with the ability to ... Risk Testing (EORT) team is part of the Enterprise and Operational Risk Management organization and executes objective and thematic evaluations of … more
- Signature Aviation (Orlando, FL)
- … management skills. + Strong understanding of security, compliance , and operational risk management . + Proven track record of delivering complex ... seeking a visionary Architect - Ops Engineering to lead the transformation of operational technology at our FBO locations. You will design next-generation systems to… more