- Citigroup (Irving, TX)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... comparative data, preparing and presenting regional and global reports related to compliance risk assessments, and monitoring of compliance related issues. +… more
- Citigroup (Getzville, NY)
- …of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and implementing elements of ... the data compliance risk oversight program, including developing systems and reporting to facilitate ongoing oversight and monitoring of data compliance … more
- Pioneer Bank (Albany, NY)
- TITLE: Compliance & Risk Management Associate LOCATION: Headquarters REPORTS TO: Assistant Compliance Officer CLASSIFICATION: Full Time, Non Exempt PAY ... ($22.00 - $35.21 per hour) AVAILABILITY: Monday-Friday 8:30am-5:00pm Position Summary : The Compliance and Risk Management Associate will assist the Assistant … more
- American Express (Sandy, UT)
- …while fostering a culture of integrity and effective second line independent Compliance oversight.** The Director, Compliance Risk Assessment Program, ... is a key member of the 2nd Line of Defense (2LOD) Compliance Risk Management team responsible for designing, governing, and overseeing the enterprise-wide … more
- Citigroup (Jacksonville, FL)
- Team/Role Overview The Regulatory & Compliance Risk SVP will be a part of the Regulatory & Compliance Risk , Services Controls Regulatory Management ... implementing internal strategies, procedure, and programs to address Regulatory, and Compliance Risk . + Successful candidate will design and deliver a risk… more
- TD Bank (Portland, ME)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... a team of enthusiastic colleagues dedicated to setting new industry standards. **U.S. Compliance Risk and Reporting Team is responsible for supporting change… more
- TD Bank (New York, NY)
- …US Compliance , we're on a mission to build a more resilient and scalable compliance risk management function. As part of our team, you'll play a key role ... compliance lens. The role requires a strategic mindset, deep knowledge of compliance risk frameworks, excellent business writing skills, and strong executive… more
- SMBC (Jersey City, NJ)
- …other resources as new emergent risks are identified. This role will include conducting compliance risk assessments of certain US legal entities in the role of ... managing other SMEs outside of the CRA team in their conduct of compliance risk assessments for the legal entities they cover (primarily non-U.S. entities). The… more
- Fannie Mae (Reston, VA)
- …place to call home. Job Description As a member of the Multifamily Operational and Compliance Risk team, you will play a critical role in identifying, assessing, ... regulatory requirements. *THE IMPACT YOU WILL MAKE* The Multifamily Operational and Compliance Risk - Lead Associate role will offer you an opportunity to play… more
- KeyBank (Brooklyn, OH)
- …Brooklyn, Ohio 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program ... with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products,… more
- JPMorgan Chase (New York, NY)
- …alternative investment strategies in private market investments. You will lead regulatory and compliance risk oversight for some of the most complex and dynamic ... Bring your expertise to JPMorganChase (the firm). As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and… more
- JPMorgan Chase (New York, NY)
- …the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Vice President within Compliance Conduct and ... business and other regions on regulatory matters, cross border questions, compliance risk assessments, project management and formulating consistent approaches… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Compliance Risk Management Lead within our Compliance team, you will be ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help… more
- Bloomberg (New York, NY)
- Executive Administrative Assistant - Legal, Compliance & Risk Location New York Business Area Legal, Compliance , and Risk Ref # 10046292 **Description & ... Requirements** Bloomberg's Legal, Compliance , and Risk Department plays a critical role in supporting our businesses and operations around the world. We move… more
- Zions Bancorporation (Salt Lake City, UT)
- **Intern - Compliance Analyst, Compliance Risk Management** **2026 Paid Summer Internship** **May thru mid-August** **This internship is not eligible for ... we bring the opportunity. **Zions Bancorporation** is currently seeking a Compliance Analyst Intern to support the Analytics, Operations, Program, and Privacy… more
- Charles Schwab (Lone Tree, CO)
- …and regulations + Familiarity with the execution of Second Line of Defense compliance testing including compliance risk management principles **What's in ... to join the team, as a Senior Manager, responsible for conducting risk -based compliance testing within our affiliated investment advisory programs and… more
- Shuvel Digital (Vienna, VA)
- Description: The IT Risk and Compliance Analyst will carry out IT security assessment activities including IT risk assessments and security reviews for ... and maintenance of documentation/procedures in support of the IT Risk and Compliance program, and should identify opportunities for leveraging automation to… more
- Citigroup (Tampa, FL)
- …role in the Quality Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison with the global ... will be primarily partnering with the audit teams responsible for Risk and Compliance globally and also supporting the global QA team. **Responsibilities:** +… more
- Ankura (Chicago, IL)
- …Support project teams on advisory matters relating to corporate and healthcare compliance , including risk assessments, compliance program effectiveness ... on driving value to Life Sciences clients and external counsel through compliance , disputes, investigations and advisory services. The position has tremendous growth… more
- Amazon (Bellevue, WA)
- Description The Compliance and Risk Manager will be responsible for End to End (E2E) compliance and risk management solutions expanding across the ... risk program and legal compliance , including risk assessment, assurance processes design, development, testing, implementation, verification, and continual… more