- USAA (Phoenix, AZ)
- … activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: High ... members with foundational to moderately complex quotes, binding new business , rating, policy, billing, payment, underwriting, contract and coverage provisions,… more
- USAA (San Antonio, TX)
- … activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: High ... members with foundational to moderately complex quotes, binding new business , rating, policy, billing, payment, underwriting, contract and coverage provisions,… more
- Novo Nordisk Inc. (Olathe, KS)
- …a trusted advisor in care for chronic diseases through using business ownership and account-centric mindset grounded in our understanding of our customers. The ... part of the team, you will have frontline exposure to our portfolio vision, business strategies, and critical market insights that drive our business forward.… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …to identify market trends, leading a high-performing team while ensuring compliance with legal standards. The Director will drive informed decision-making and ... by MPS, F&O leadership and in conjunction with current and anticipated business priorities Drives and directs assimilation of market intelligence to ensure that… more
- USAA (Colorado Springs, CO)
- … activities are effectively identified, measured, monitored, and controlled in accordance with risk and compliance policies and procedures. What you have: High ... members with foundational to moderately complex quotes, binding new business , rating, policy, billing, payment, underwriting, contract and coverage provisions,… more
- Santander Holdings USA Inc (Buzzards Bay, MA)
- Financial Advisor , Falmouth, MA Country: United States of America Your Journey Starts Here: Santander is a global leader and innovator in the financial services ... We Want to Talk to You! The Difference You Make: The Financial Advisor is responsible for identifying needs, understanding client objectives, and making appropriate… more
- RSM Global (Chicago, IL)
- …or legal profession *Prior experience working in an accounting or consulting firm, a business risk management or advisory role, or a government or commercial ... services organization while developing a deep understanding of the business and the risk management knowledge and...regulations, policies and procedures *Ability to understand and ensure compliance with firm, lines of business , and… more
- Citigroup, Inc. (Hewlett, NY)
- …to ensure all clients have a positive in-branch experience Appropriately assess risk when business decisions are made, demonstrating particular consideration for ... Citi to serve the entire continuum of wealth clients. The unified business supports ultra-high-net-worth individuals and family offices through Citi Private Bank,… more
- SHELL FEDERAL CREDIT UNION (Pasadena, TX)
- …required compliance training as assigned. Follow high standards of business and professional ethics and legal and regulatory requirements when serving clients ... Friday : 9:00 AM - 5:00 pm A Financial Advisor with Shell Wealth Services shapes our community and...instructed or scheduled. Perform job duties and responsibilities in compliance to Shell FCU procedures, philosophy and standards of… more
- BNP Paribas (Jersey City, NJ)
- …and Optimization, FIU/BLRA/QA, and Project Management. KYC is seeking a VP-level advisor to provide compliance coverage primarily for Financial Institutions ... character; upholds corporate values and displays high ethical standards. Responsibilities Provide Compliance advice and support to Business Lines, Due Diligence… more
- Raymond James Financial, Inc. (Beverly Hills, CA)
- …* Become trained and skilled to effectively and efficiently perform the Financial Advisor role: * If hired as a team candidate, the team will provide ... overall company revenue goals. * Develops a book of business consistent with AMP program goals for assets under...and clients based on predetermined client needs, time horizons, risk profile, and preferences. * Seeks expertise of internal… more
- Vanguard Group (Malvern, PA)
- …with overarching goals across stakeholders. Ensure all steps are taken to mitigate risk and maintain control, compliance , audit, and legal requirements. Maintain ... a collaborative, client focused and results-oriented professional to join the FAS Business Intelligence team. This is a unique opportunity that will directly enable… more
- New York Life (Irving, TX)
- …your feet while you complete our training program and grow your business . You'll also get rewarded and acknowledged with sales incentives and ... and gain expertise in different areas, such as by becoming a financial advisor with Eagle Strategies LLC, our investment advisory division, to offer wealth… more
- USAA (Colorado Springs, CO)
- …and drive business value through automation, revenue generation, and expense and risk reduction. Works with business leaders to ideate, valuate, and scope ... stakeholders. Responsible for the teams model inventory and ensures compliance with USAA model risk policies and...you'll do: Acts as advanced analytics thought leader and advisor to the business to shape strategies… more
- Bank of Montreal (Portland, OR)
- …though the sales of managed products and services. Provides strategic input into business decisions as a trusted advisor . Makes recommendations to senior leaders ... with internal/external stakeholders. Ensures alignment between stakeholders. Follows through on the risk and compliance processes and policies to ensure we… more
- Citigroup, Inc. (Jacksonville, FL)
- …and other compliance norms are strictly adhered to Appropriately assess risk when business decisions are made, demonstrating consideration for the firm's ... segment partners where appropriate (including, but not limited to Senior Wealth Advisor , Small Business Partners, Home Lending Officer, Digital Wealth Solutions,… more
- Raymond James Financial, Inc. (Birmingham, AL)
- …learning, apprenticeship and training at the firm's international headquarters, the Advisor Mastery Program (AMP) offers a comprehensive education for the next ... a Mentor, Branch Manager, and/or a team of Financial Advisors, the Financial Advisor Trainee will learn to build an individual practice. The Trainee will balance… more
- MassMutual Metro NY (Englishtown, NJ)
- …expertise across all areas of wealth management. As a Wealth Management Advisor , your responsibilities will include: Protection Planning: Guiding clients through ... risk management strategies, including life, disability, and long-term care...solutions, including retirement and estate planning, tax optimization strategies, business succession planning, and charitable giving. Responsibilities *Develop and… more
- Santander Holdings USA Inc (New York, NY)
- …materials and financing analyses for pitches and live mandates Operate within compliance parameters and demonstrate sound business judgement Oversees, mentors ... You Make: The Vice President will be a strategic advisor and transaction lead to our clients in financing...relationships, in order to support the team in growing business in the region, including preparation of marketing related… more
- SWBC (Austin, TX)
- …plan sponsors. Why you'll love this role: You will love being an Investment Advisor with SWBC Retirement Plan Services because you have the opportunity to not just ... internal Investment Committee meetings. Maintains and responds to all ongoing compliance requirements. Participates in on-going peer review meetings and assignments.… more
