- SMBC (Jersey City, NJ)
- …**Role Description** SMBC's Compliance Department Americas Division ("CPAD") is seeking an Analyst for Compliance Monitoring and Testing . The Analyst ... York Branch. + Serves as a tester for all facets of compliance monitoring and testing engagements. + Assists in the development and refinement of monitoring and… more
- Robert Half Management Resources (New York, NY)
- Description We are looking for an experienced Compliance Analyst to join our team within the real estate and financial services industry in New York, New York. ... a dynamic and evolving organization. Ideal candidate will have 3+ years of compliance testing experience as a primary skill set, along with other compliance … more
- UCLA Health (Los Angeles, CA)
- …and driving system enhancements to improve efficiency and compliance . The analyst will also support testing , report generation, and documentation efforts ... Description The Business Data Analyst plays a key role within the Medicare...implement Tapestry ISS and other system enhancements + Ensure compliance with organizational policies and regulatory standards Salary Range:… more
- System One (Ashburn, VA)
- Job Title: Operational Risk Testing Analyst Location: Vienna, VA Hybrid: onsite 2-3 days a week Pay Rate: Open to Both 1099 and W2 options Position Type: ... Multiyear Contract We are seeking a detail-oriented Operational Risk Testing Analyst to support control testing...* 3+ years of experience in operational risk, audit, compliance , or internal controls testing , ideally in… more
- JPMorgan Chase (Wilmington, DE)
- …customers-whether they land in a mailbox or pop up online. As the Business UAT Analyst I - Campaign Testing within the Card marketing validation team, you will ... every Chase Card campaign shine! As a Business UAT Analyst , you'll be the quality champion behind the scenes,...test scenarios, test plans, and test cases used for testing . You will collaborate with Card Marketing, Marketing Channel… more
- Scotiabank (Dallas, TX)
- Analyst , US AML Monitoring and Testing ...or similar field. * Prior experience in AML Monitoring, Testing or Audit in a regulatory, compliance , ... and controls analysis. * In addition: o An understanding of compliance and testing best practices. o Good analytical, investigative, project management, planning… more
- Capital One (Mclean, VA)
- Risk and Strategy Analyst - Capital Stress Testing This role supports Capital One's Stress Testing Analytics & Strategy team in the planning and execution of ... process, this role provides a unique perspective on stress testing and capital planning processes associated with a large...At least 1 year of experience with risk management, compliance , audit, or finance, OR At least 1 year… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- **Summary of the** **Position:** The Controls Management and Testing Analyst is responsible for the identification, assessment, monitoring, reporting, testing ... supporting activities to management of the Bank's risk and control management programs. The analyst partners with control owners in the first line of defense as they… more
- TD Bank (Greenville, SC)
- …on availability and individual circumstances._** **Job Description Summary:** The Senior FCRM Testing Analyst executes independent testing of FCRM controls ... Risk Management **Job Description:** **Department Overview:** The US FCRM Monitoring & Testing Team is responsible for maintaining a dynamic, risk-based, 2LoD … more
- HCA Healthcare (Nashville, TN)
- …Do you want to join an organization that invests in you as a Lead IT Compliance Analyst ? At HCA Healthcare, you come first. HCA Healthcare has committed up to ... difference. We are looking for a dedicated Lead IT Compliance Analyst like you to be a...this role include overseeing the design, implementation, effectiveness, and testing of IT general controls and IT application controls… more
- UGI Corporation (King Of Prussia, PA)
- Sr SOX Compliance Analyst - Business Process Location: King Of Prussia, PA, US, 19406 Workplace Environment: Onsite Company: UGI Corporation Requisition Number: ... * Employee Discount Programs Position Summary: The Senior SOX Compliance Analyst - Business Process plays a...statement risks. This role supports the evaluation, design, and testing of internal controls across all UGI family of… more
- Robert Half Finance & Accounting (King Of Prussia, PA)
- …One of our premier clients is currently looking for a Sr. SOX Compliance Analyst with proven expertise overseeing organizational Sarbanes-Oxley programs. As the ... Sr. SOX Compliance Analyst , you will assess, document, test,...analysis . Maintain and update risk assessments . Perform compliance monitoring and testing . Account Analysis… more
- Heritage Financial Credit Union (Middletown, NY)
- Senior Lending Compliance Analyst - Remote (Onsite as Needed) Fully Remote * Middletown, NY ... & Compliance team as the Senior Lending Compliance Analyst Do you specialize in lending...+ Monitor various indicators of risk - QC results, Compliance Testing results, complaints, risk assessment results,… more
- Guardian Life (Trenton, NJ)
- …to be part of a collaborative Compliance Legal Team? As a Senior Compliance Analyst , Park Avenue Securities, and Park Avenue Investment Advisory, you will ... conduct branch office inspections using risk-based testing methodologies to ensure compliance with FINRA...in certain circumstances, various state insurance laws. The Lead Compliance Analyst is responsible for developing a… more
- CARMAX (Richmond, VA)
- …23220 CarMax, the way your career should be! We are looking for a Technology Compliance Analyst II to maintain and enhance the IT control environment of an ... What you will do - Essential Responsibilities + Perform compliance testing and control assessments (eg, SOX,... goals. **Purpose of the role** As a Technology Compliance Analyst II, you will play a… more
- ADM (Chicago, IL)
- **103420BR** **Job Title:** Senior Compliance Analyst - Chicago, IL **Department/Function:** Investor Relations **Job Description:** **Senior Compliance ... position. **Position Summary:** We are looking for a Senior compliance analyst that supports various functions within...daily trading activity alerts within Validus system. + Perform testing and reviews of compliance policies and… more
- MUFG (Irving, TX)
- …the banking industry? This opportunity might be right for you. As part of the Compliance Analyst Program, the Analyst will work closely with both financial ... to collaborate with colleagues globally. Analysts are expected to transition out of the Compliance Analyst Program and into a position within a financial crime … more
- M&T Bank (Buffalo, NY)
- …assisting with the identification and assessment of risks, risk monitoring and testing , and issues management. Provide assistance in the development of various ... operational risk/ compliance related initiatives within the line of business and...planning, execution and reporting of the business unit's risk-based testing program. Perform control testing in accordance… more
- North Wind Group (Livermore, CA)
- Job Title: Compliance Analyst - AI Performance Analyst (NWS 00835) North Wind Services is actively seeking individuals who can contribute to national ... The Director's Office Directorate has an opening for an experienced AI Policy Analyst to develop and implement strategies in building out our Institutional Policy… more
- New York eHealth Collaborative (New York, NY)
- Cybersecurity Compliance Analyst Job Details Job Location Albany or NYC Office - Albany or New York, NY Position Type Full Time Salary Range $70000.00 - ... Job Shift M - F 9am - 5pm New York eHealth Collaborative: Cybersecurity Compliance Analyst New York eHealth Collaborative (NYeC) is a not-for-profit organization… more