- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- First Horizon Bank (Dallas, TX)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background preferred (2-3 years) + Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred. +… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a ... Trading businesses by acting as a team leader for Markets Compliance . **What You'll Do** + Acting.... **What You'll Do** + Acting as a senior compliance officer and Compliance team… more
- Scotiabank (Houston, TX)
- …(GS), Mortgage Capital Markets , Structured Credit and Equity Research businesses. The Compliance Officer will serve as (1) primary compliance advisory ... Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary...are in place as appropriate. + Provide support for Compliance testing , Audits, Regulatory Exams and Inquiries… more
- Equitable (Charlotte, NC)
- Chief Compliance Officer ( 250000CZ ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** At ... will help unlock your potential? Equitable is currently looking to hire a Chief Compliance Officer within Equitable Distributors Compliance , which is a part… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide ... individuals within the various Marex Business lines from a Compliance perspective. Marex has unique access across markets...for broker-dealer Regulatory Reporting process. + Carry out assigned compliance testing . + Coordinate and provide … more
- First Horizon Bank (Memphis, TN)
- …best at serving their customers one opportunity at a time. **Summary:** The Senior Compliance Officer is primarily responsible for helping to ensure adherence to ... processes and procedures promulgated by Federal and State regulators. The Senior Compliance Officer is responsible for adherence to First Horizon Trust… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding...Wealth Management is monitored on and adheres to. Review compliance testing and perform policy maintenance and… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $125,000 - $140,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Senior Compliance Office provides advice, guidance and support to business units in adhering… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …to Regulatory Monitoring and Change management Program ownership. + Recommend protocols for compliance testing . + Contribute updates to the compliance risk ... bench strength and succession planning; recognizing and rewarding employees for accomplishments. Compliance Officer II - Newline Total Base Pay Range 80,500.00… more
- MyFlorida (Tallahassee, FL)
- COMPLIANCE OFFICER - 42003557 (FOR INTERNAL AGENCY EMPLOYEES ONLY) Date: Jul 23, 2025 The State Personnel System is an E-Verify employer. For more information ... . Requisition No: 857104 Agency: Agriculture and Consumer Services Working Title: COMPLIANCE OFFICER - 42003557 (FOR INTERNAL AGENCY EMPLOYEES ONLY) Pay… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER I - 76002636 Date: Jul 24, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER I - 76002636 Pay Plan:...workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, FS, Drug-Free Workplace… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER I - 76003649 Date: Jul 30, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER I - 76003649 Pay Plan:...workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, FS, Drug-Free Workplace… more
- MyFlorida (Tampa, FL)
- MS COMPLIANCE OFFICER III - 76004644 Date: Jul 28, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER III - 76004644 Pay Plan:...workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, FS, Drug-Free Workplace… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER III - 76005390 Date: Jul 25, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER III - 76005390 Pay Plan:...workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, FS, Drug-Free Workplace… more
- MyFlorida (Tallahassee, FL)
- MS COMPLIANCE OFFICER I - 76003751 Date: Jul 29, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Agency: Highway Safety and Motor Vehicle Working Title: MS COMPLIANCE OFFICER I - 76003751 Pay Plan:...workplace. All employees are subject to reasonable suspicion drug testing in accordance with Section 112.0455, FS, Drug-Free Workplace… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD) Team in managing and delivering employee ... are accountable for execution of all applicable risk programs (Credit, Market , Financial Crimes, Operational, Regulatory Compliance ), which includes effectively… more
- Navy Federal Credit Union (Vienna, VA)
- …of regulations representing top compliance risks. Lead and perform risk-based compliance testing for the purpose of independently validating business unit's ... ADA, ESIGN, and Regulation CC. Responsibilities + Performs targeted compliance testing for compliance requirements...on qualified applicant volume. Navy Federal Credit Union assesses market data to establish salary ranges that enable us… more
- Mizuho Corporate Bank (New York, NY)
- …Officers may also be asked to support non-financial risk Regulatory exams, Audit reviews and Compliance Testing in the capacity of SME and / or to support ... and corporate functions to ensure an effective control environment. First Line Risk & Control Officer The First Line Control Officer is a member of a centralized… more
- MyFlorida (Tallahassee, FL)
- CORRECTIONAL PROBATION SENIOR OFFICER - 70023579 Date: Jul 31, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify ... 857844 Agency: Department of Corrections Working Title: CORRECTIONAL PROBATION SENIOR OFFICER - 70023579 Pay Plan: Career Service Position Number: 70023579 Salary:… more