- Raymond James Financial, Inc. (St. Petersburg, FL)
- As the Vice President , Sanctions Officer , you will be the strategic and operational lead for the firm's global sanctions compliance program. Reporting to ... Lead the end-to-end design, execution, and oversight of the firm's sanctions compliance program + Establishes operational objectives and work plans. + Develops,… more
- Citigroup (Tampa, FL)
- …Analytics (CORA) group within Citi is looking to add an experienced quantitative analyst at Vice President level to join the Default Risk team in Tampa, FL. The ... is responsible for development of the credit risk models used for Basel, stress- testing , loss reserves for Citi's wholesale credit portfolios. This is a highly… more
- Arena Investors LP (Jacksonville, FL)
- …others won't. Arena is looking to expand the team through the addition of a senior Compliance Officer . In this role, this individual will work closely with the ... and procedures; . Administration of firm (Investment Adviser and Broker-Dealer) annual compliance review ( testing and monitoring); . Conflicts of interest… more
- Dana-Farber Cancer Institute (Boston, MA)
- We are seeking a dynamic and experienced Chief Medical Informatics Officer (CMIO) with a minimum of eight years of leadership experience, specifically in the ... our prestigious cancer center leadership team. Reporting directly to the Chief Medical Officer (CMO) and working in close collaboration with the Chief Data and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a **Lead Control Management Officer ** within the Corporate & Investment Banking (CIB) Control Team, which is responsible ... support Electronic Trading (E-Trading) across Capital Markets. The E-Trading Business Control Officer will be an individual contributor responsible for the line of… more
- CAI (Columbus, OH)
- …Type** Full time **Worksite Flexibility** Onsite **Job Summary** We are looking for a Vice President , IT Operations ready to take us to the next level! ... apply now! **Job Description** We are looking for a ** Vice President , IT Operations** who will drive...and mitigate risks related to IT operations + Ensure compliance with industry standards and regulations + Establish metrics… more
- ASM Global (West Conshohocken, PA)
- POSITION: Vice President of Cybersecurity DEPARTMENT: Global Technology REPORTS TO: Chief Technology Officer FLSA STATUS: Salaried, Exempt LEGENDS & ASM ... Join us to make legends happen! THE ROLE The Vice President , Cybersecurity is a senior leader...a diverse portfolio of venues, platforms, and services. The VP will lead a team of security professionals and… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This Compliance Officer is a key member of...Testing + Develop and design annual and cycle-based Compliance Testing and Monitoring plans + Execute… more
- Citigroup (New York, NY)
- …as a function/business/product compliance risk officer as a **Senior Vice President for Equities Independent Compliance Risk Management (ICRM)** ... inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance... testing and audit. + Designing and lead compliance and control reviews. + Partnering with other ICRM… more
- Financial Partners Credit Union (Costa Mesa, CA)
- …Position Type Full Time Job Description Financial Partners Credit Union is seeking a Vice President of Information Security & Data Privacy to join our ... related certifications + 5+ years' senior leadership experience as a Information Security, Compliance Officer or Compliance Manager + 5+ years' experience… more
- Qualtrics (Provo, UT)
- …Systems leader to help guide the company through the next phase of growth. As the Vice President of GTM Systems, you will own the GTM technology stack, which ... down complex requirements, capturing detailed acceptance criteria, building release plans, testing , change management, etc.). + Experience supporting compliance … more
- Citigroup (Jacksonville, FL)
- The Technology and Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's reliable second set of eyes. Our mission is to drive comprehensive and ... to identify, measure, monitor, report and manage operational and compliance risks while promoting the implementation of actions to...with our risk appetite. The Technology / Cyber Risk Officer is part of the US Personal Banking team… more
- American Express (New York, NY)
- …expectations. + **Serve as a key liaison to senior leaders in Risk and Compliance ,** including the Chief Risk Officer , Operational Risk and Compliance ... professionals come from diverse backgrounds including internal controls, regulatory compliance , financial accounting, operational risk, technology, and data analytics.… more
- Citigroup (Irving, TX)
- …timely assurance to the Board, the Committees, the Citigroup Chief Risk Officer ("Citigroup CRO"), Citibank CRO, senior management and regulators over the ... AI automation and data integration opportunities + **Quality Assurance & Testing Leadership:** Lead the development and execution of comprehensive User Acceptance… more
- Berkshire Bank (Boston, MA)
- …- $170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP , Compliance Officer Asset Management will develop, strengthen, and maintain ... business and the Berkshire Banc Investment Services business. The VP , Compliance Officer is also...Wealth Management is monitored on and adheres to. Review compliance testing and perform policy maintenance and… more
- Citigroup (Tampa, FL)
- The Services Recovery and Resolution VP role within the Services Regulatory Risk Team, manages Recovery and Resolution Plan (RRP) submissions to regulatory ... are amongst other activities the annual refresh of Citi's RRP submissions, testing of capabilities and the continuous enhancement of underlying processes. The ideal… more
- GCI Communication Corp (Anchorage, AK)
- …innovation and the broader business objectives of GCI. Reporting directly to the Senior Vice President & Chief Technology Officer (CTO), this role is ... GCI's VP , Operations will be a strategic executive leadership...on forecasting, capital planning, and cost control measures. Regulatory Compliance , Risk & Governance: + Ensure full compliance… more
- Sumitomo Pharma (Austin, TX)
- …seeking a dynamic, highly motivated, and experienced individual for the position of Vice President , Regulatory Affairs, Biopharma R&D. This position leads the ... Regulatory Affairs for biopharma R&D, report to the Chief Development Officer for biopharma R&D. Responsible for providing leadership regulatory strategies for… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... more specific details for this role. **Job Description:** This VP , Compliance is a key member of...to key stakeholders and exercise credible challenge. + Assist Compliance testing with test execution that contributes… more
- First National Bank of Omaha (Fort Collins, CO)
- …organization's success.** **Summary of the Job:** We are seeking a dynamic and experienced Vice President , Wealth Risk & Operations to lead Risk and Operations ... regulatory trends to position the Wealth division for future success. **Risk Governance and Compliance ** + Serve as a senior risk officer across the Wealth… more