- Wintrust (Chicago, IL)
- …preferred, such as Certified Fiduciary Investment Risk Specialist (CFIRS), Certified Bank Compliance Officer (CBCO), Certified Regulatory Compliance Manager ... Wintrust Wealth Management serves the financial needs of private...laws, regulatory requirements, and firm policies and procedures Conduct compliance monitoring and testing reviews to evaluate… more
- State Street Corporation (Boston, MA)
- SVP, Senior Compliance Officer of Independent Risk Management Who we are looking for: Corporate Compliance is seeking a dedicated and knowledgeable Senior ... Compliance Officer (SCO) to oversee compliance activities related...as the execution and /or oversight of monitoring and testing activities while providing insights on proportionate risk mitigation… more
- Scotiabank (New York, NY)
- …Purpose Seeking a detail-oriented Senior Audit Manager who is seasoned Compliance Auditor with significant experience in Trade Surveillance audits, focused on ... internal policies. The successful candidate will leverage their expertise to lead compliance audits for trade surveillance to identify potential market abuse and… more
- Citigroup, Inc. (Irving, TX)
- …Review (BICR) Manual, monitoring and evaluation of Banking & International, Global Wealth and Markets portfolios, strategies, and credit risks, assessment of the ... to the Boards, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior...BICR Manual and Review Guides Approval of relationship-level file testing prepared by BICR Credit Risk Analysts Evaluation of… more
- First Horizon Bank (Memphis, TN)
- …best at serving their customers one opportunity at a time. **Summary:** The Senior Compliance Officer is primarily responsible for helping to ensure adherence to ... processes and procedures promulgated by Federal and State regulators. The Senior Compliance Officer is responsible for adherence to First Horizon Trust… more
- First Horizon Bank (Dallas, TX)
- …the review, providing timely status and potential issue updates to the Compliance Testing (CT) Director, issuance of preliminary findings to management, ... background preferred (2-3 years) + Background in preparing for internal ( Compliance Testing and/or Audit) and external (regulatory) examinations preferred. +… more
- US Bank (Minneapolis, MN)
- …- 6+ years' experience in Risk Management or applicable line of business (eg, compliance , testing and monitoring, or audit), preferably in financial services or ... closely with key stakeholders in the business line within Wealth , Corporate, Commercial and Institutional Banking (WCIB) and throughout...Management is led by the Business Line Chief Risk Officer and works with the business to help identify,… more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding... Management is monitored on and adheres to. Review compliance testing and perform policy maintenance and… more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...are in place as appropriate. + Provide support for Compliance testing , Audits, Regulatory Exams and Inquiries… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …of responsibility and accountability within compliance Include: consumer, commercial, Wealth & asset management, testing & practices, financial Crimes and ... to Regulatory Monitoring and Change management Program ownership. + Recommend protocols for compliance testing . + Contribute updates to the compliance risk… more
- Scotiabank (New York, NY)
- Director, Markets Compliance Officer **Requisition ID:** 225527 **Salary Range:** 180,000.00 - 301,500.00 _Please note that the Salary Range shown is a guideline ... . **What You'll Do** + Acting as a senior compliance officer and Compliance team... compliance -related issues identified in internal audits and Compliance Testing reviews. + Playing a key… more
- Customs and Border Protection (Presidio, TX)
- …export of cargo and merchandise and articles accompanying persons; international mail compliance ; arrival or departure of vessels, aircraft, and vehicles involved in ... canine officers and dogs while conducting training to ensure compliance with safe handling practices. If going from a...CBP follows the DHS Drug-Free Workplace Plan for drug testing procedures You must have taken the required CBP… more
- Citigroup (Irving, TX)
- …Review (BICR) Manual, monitoring and evaluation of Banking & International, Global Wealth and Markets portfolios, strategies, and credit risks, assessment of the ... to the Boards, the Committees, the Citigroup Chief Risk Officer , the Citigroup Chief Credit Officer , senior...Manual and Review Guides + Approval of relationship-level file testing prepared by BICR Credit Risk Analysts + Evaluation… more
- Citigroup (Irving, TX)
- …banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi ... join us. We'll enable growth and progress together. The Cyber Information Security Officer is a senior level professional position responsible for driving efforts to… more
- Comerica (Frisco, TX)
- Job Description MODEL RISK OFFICER SR The Model Risk Officer Senior is responsible for providing thought leadership on assessment of risk management framework ... provide training to MRM team. Responsible for conducting independent model testing , including evaluation of conceptual soundness and developmental evidence, checking… more
- Lockheed Martin (Fort Meade, MD)
- …full lifecycle support including analysis, design, development, integration, testing , procurement, deployment, security, training and sustainment for collection ... and antenna systems\. **Why Join Us:** Your Health, Your Wealth , Your Life Our flexible schedules, competitive pay and...be substituted for a bachelor's degree * DoD 8570\.01\-M compliance with IASAE Level 2 is required CISSP Certification… more
- Comerica (Farmington Hills, MI)
- …the line of business and to expand the reach and frequency of control testing . Engages with business leaders and holds them accountable as risk and control owners. ... Diploma or GED and 6 years of Risk Management, Compliance , or Audit experience + 10 years of experience...business segments; the Commercial Bank, the Retail Bank, and Wealth Management. Comerica's colleagues focus on relationships, and helping… more
- CIBC (Chicago, IL)
- …innovative and relationship-oriented bank for a modern world. JOB PURPOSE The Senior Compliance Officer will support CIBC Bank USA and CIBC Inc. (collectively ... all applicable laws, regulations, and internal policies. The Senior Compliance Officer reports to the Deputy Chief...10th Fl **Employment Type** Regular **Weekly Hours** 40 **Skills** Compliance Reporting, Compliance Testing , Decision… more
- Scotiabank (Tampa, FL)
- …to results, in an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** **Global ... results, in an inclusive and high-performing culture. **Purpose** The Compliance Officer will serve as the primary...process for the TAO and GTB business. + Provide Compliance support for Compliance Testing ,… more
- Scotiabank (New York, NY)
- …Capital USA ("SCUSA") Futures Commission Merchant ("FCM"), and Security-Based Swap Dealer Chief Compliance Officer in: + the business as usual execution of the ... and efficiency of the Compliance function. + Coordinate with central compliance groups, including Testing and Surveillance, to provide reasonable assurance… more
