- Monster (Long Beach, CA)
- …inspections, documenting findings, recommending improvements to maintain regulatory compliance , improving safety practices, and mitigating overall safety risk ... personnel. This position oversees vendor and contractor relationships to ensure compliance with all safety, security, and environmental protocols. ESSENTIAL DUTIES… more
- TD Bank (New York, NY)
- … Compliance team is looking for Vice President candidates to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and ... of issues + Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion + Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …regulatory compliance by developing and maintaining a comprehensive Trade Surveillance program, including identifying emerging risks, regulatory developments ... This position will focus on the trade surveillance portfolio and related initiatives. The VP Compliance...and Portfolio Management, DDI, technology and key stakeholders (eg, Trade Surveillance Leads, and Chief Compliance… more
- TD Bank (New York, NY)
- …The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in surveillance of ... of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and...in the discussion * Gain an understanding of new trade surveillance modules and surveillance … more
- TD Bank (New York, NY)
- …mechanisms for senior management. + Stakeholder Engagement: Serve as primary contact to Trade Surveillance teams, CDO, Compliance Technology, and Front ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- TD Bank (New York, NY)
- …enhance reporting mechanisms for senior management. + Stakeholder Engagement: Collaborate with Trade Surveillance teams, CDO, Compliance Technology, and ... ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large investment… more
- Wells Fargo (Charlotte, NC)
- …Wells Fargo is seeking a **Lead Control Management Officer** within Equities Trade Surveillance . The Corporate & Investment Banking (CIB) Control organization ... Mortgage Servicing, Fraud & Claims Management (FCM), and Prime Services businesses. The Trade Surveillance Equities Subject Matter Expert (SME) will report to… more
- TD Bank (New York, NY)
- … with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads, who ... and global regulatory expectations. **Department Overview:** Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD… more
- JPMorgan Chase (Jersey City, NJ)
- …for diverse stakeholder audiences + Should be subject matter expertise in Regulatory, Trade surveillance platforms and capital markets + Should advocate and ... for diverse stakeholder audiences + Candidate must have strong knowledge in Regulatory, Trade surveillance platforms and capital markets + Candidate must have… more
- SMBC (Jersey City, NJ)
- …of experience in the financial industry, with a strong focus on compliance , surveillance , or electronic communications monitoring. + Proven leadership experience ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...managing compliance teams and developing surveillance programs. +… more
- Citigroup (Jersey City, NJ)
- …The ICRM Global Surveillance platform encompasses a number of Surveillance /Control related portfolios including trade surveillance , e-communications and ... reporting control issues with transparency. **Qualifications:** + 6+ Years serving in a compliance or surveillance role within financial services preferred + 3+… more
- Sandia National Laboratories (Albuquerque, NM)
- …What Your Job Will Be Like: Organization 05358 (Inertial Sensors & Surveillance ) is seeking an enthusiastic R&D Electrical Engineer to join our dynamic ... and stakeholder-focused team member, actively engaging in the design and trade space assessment of new inertial sensor-based electronic products. You will… more
- RTX Corporation (Woburn, MA)
- …(DCMA). + Update proposals for current cost or pricing data, including TINA compliance . + Partner with Global Trade to ensure Export/Import Licensing strategies ... Specialist, Contracts_ to manage several contracts within the Ground Based Surveillance (GBS) Sub Strategic Business (SSBU) portfolio. In addition, the candidate… more
- General Atomics (Washington, DC)
- … surveillance systems. We have an exciting opportunity for a senior trade compliance professional to join the company's International Trade ... role will enable and shape global business strategies, by providing critical trade compliance guidance and obtaining effective export authorizations. The… more
- AeroVironment (Simi Valley, CA)
- **Worker Type** Regular **Job Description** **Summary** Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade ... Specialist II is to be a strong individual contributor to the AeroVironment Trade Compliance function and organization. One is responsible for performing the… more
- AeroVironment (Manassas, VA)
- **Worker Type** Regular **Job Description** **Summary** Under the direction of the Trade Compliance Leadership, the primary responsibility of the Trade ... + Ensure that AV is fully compliant with all Trade Compliance Laws and Regulations. Maintain currency...awareness to tactical operating units through real-time, airborne reconnaissance, surveillance , and target acquisition. _We are proud to be… more
- TP-Link North America, Inc. (Irvine, CA)
- …Act as a spokesperson for key technologies and software applications across events, trade shows, conferences, webinars, and with the media. + Create compelling demos ... any other characteristic protected by federal, state, or local laws. Beyond compliance , we strive to create a supportive and growth-oriented workplace for everyone.… more
- General Atomics (Poway, CA)
- …General Atomics Aeronautical Systems (GA-ASI) has an exciting opportunity for a Trade Compliance Classification Specialist to join our International Trade ... Classification Number (ECCN), and Harmonized Tariff Schedule (HTS) code. The Trade Compliance Classification Specialist will play a critical role in mitigating… more
- Marex (New York, NY)
- …Supervisory Procedures. + Provide Compliance Advisory services for Swap Dealer Trade Surveillance process and other Compliance functions. + Conduct ... provide guidance to Compliance teams that support those businesses (such as Surveillance ). Implementation of the MDP and MSP Compliance programs may include… more
- Marex (New York, NY)
- …Supervisory Procedures. + Provide Compliance Advisory services for US Broker Trade Surveillance process. + Provide Compliance Advisory services for ... For more information visit www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance … more
