- Louisiana Department of State Civil Service (LA)
- Compliance Examiner 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4930974) Apply Compliance Examiner 1-4 Salary $3,345.00 - ... good judgement, are skills necessary to be an effective Compliance Examiner . Compliance Examiner...or insurance companies to ensure financial solvency and fair consumer practices. Level of Work: Entry. Supervision Received: Direct… more
- Federal Reserve Bank (Minneapolis, MN)
- …facts, researching regulatory requirements, and analyzing the institution's adherence with consumer compliance laws, regulations, and regulatory policies with a ... Knowledge of the financial services or banking industry. + Knowledge of consumer compliance laws, regulations, and risk management practices. + Knowledge of the… more
- MyFlorida (Margate, FL)
- MV COMPLIANCE EXAMINER - 76002364 Date: Dec 1, 2025 The State Personnel System is an E-Verify employer. For more information click on our E-Verify Website ... Requisition No: 865596 Agency: Highway Safety and Motor Vehicle Working Title: MV COMPLIANCE EXAMINER - 76002364 Pay Plan: Career Service Position Number:… more
- MyFlorida (Miami, FL)
- HIGHWAY SAFETY SPECIALIST (WT: MV COMPLIANCE EXAMINER ) - 76003372 Date: Dec 1, 2025 The State Personnel System is an E-Verify employer. For more information ... Highway Safety and Motor Vehicle Working Title: HIGHWAY SAFETY SPECIALIST (WT: MV COMPLIANCE EXAMINER ) - 76003372 Pay Plan: Career Service Position Number:… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …companies' market conduct and/or business practices or investigation and mediation of consumer complaints for compliance with relevant statutes and regulations; ... Insurance Associate Examiner Recruitment # 251110-1781AR-001 Location Hartford, CT Date...and recommendations will directly support the development of compliant, consumer -focused health insurance offerings. Key Responsibilities: + Conduct thorough… more
- Federal Reserve Bank (Richmond, VA)
- …(assessing a bank's financial performance and risk to the FDIC insurance fund) and consumer compliance (assessing a bank's compliance with consumer ... money can be lent to organizations in need of funding. The Assistant Examiner Internship Program provides a unique experience to explore SRC's supervision business… more
- State of Minnesota (St. Paul, MN)
- **Working Title: Assistant Examiner Non-Depository** **Job Class: Financial Institutions Assistant Examiner ** **Agency: Commerce Department** + **Job ID** : ... examination of non-depository financial institutions, with a primary focus on consumer credit lenders, student loan servicers, debt management, and debt settlement… more
- JPMorgan Chase (Tampa, FL)
- …If so, this is the team for you! As a **Commercial LC Documents Examiner ** within the Trade & Working Capital team at JPMorganChase, you will be responsible ... + Minimum of 5 years of experience as an Examiner of Commercial LCs Documents. + Strong Knowledge of...Documents (ISBP), Boycott regulations, Office of Foreign Assets Control compliance , and Anti- Money Laundering is required. + Experience… more
- PNC (Philadelphia, PA)
- …have an opportunity to contribute to the company's success. As a Field Examiner within PNC's Business Credit organization, you will be based in/around Philadelphia, ... of collateral on the Borrowing Base Certificates.Ensures that the Borrowing Base is in- compliance and being managed per the terms and conditions stipulated in the… more
- TD Bank (New York, NY)
- …regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible for auditing US Consumer ... as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner + Banking industry audit experience...with focus on Governance, Risk & Oversight of US Consumer Compliance Function preferred + Relevant professional… more
- Capital One (Richmond, VA)
- …Preferred Qualifications: + Master's Degree or Juris Doctor + 6+ years of compliance risk management, risk management, legal, regulatory examiner , audit, or ... Compliance Advisor Manager Capital One's Retail Bank has...below. Specific Responsibilities: + Maintain expert knowledge of applicable consumer and small business banking laws and regulations, keeping… more
- Walmart (Bentonville, AR)
- **Position Summary ** Join the Financial Services Compliance team to be a key leader in the Financial Intelligence Unit (FIU) for the world's largest retailer. The ... AML Investigator, Specialty Compliance and Ethics role is critical to ensure that...Intelligence Unit and mitigate financial risk by conducting quality consumer investigations. **What you'll do ** **The selected hire… more
- TD Bank (Greenville, SC)
- …planning, risk assessment, and execution of audits and related processes. The US Consumer Compliance team is primarily responsible for auditing US Consumer ... Qualifications:** + Experience as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner + Banking industry audit experience with focus on Governance, Risk &… more
- KeyBank (Brooklyn, OH)
- …CIP, CDD, EDD), OFAC, Fraud compliance regulations and laws including banking/ consumer compliance regulations and laws, industry trends, emerging issues, and ... Laundering Specialist (CAMS), Certified AML and Fraud Professional (CAFP), Certified Fraud Examiner (CFE), etc.). + Prior financial services compliance testing… more
- KeyBank (Buffalo, NY)
- …relevant professional certifications or specialized knowledge in risk management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- SMBC (Jersey City, NJ)
- …monitoring and testing engagements is essential. **Role Objectives** + Supporting examiner -in-charge of Compliance Monitoring and Testing engagements. + Assists ... range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees… more
- State of Indiana (Indianapolis, IN)
- … Consumer Credit: + Perform various examination duties related to regulatory compliance with state and federal consumer credit laws and regulations. + ... position reports directly to the Deputy Director of the Consumer Credit. Salary Statement: The salary for this position...Lenders, and Money Transmitter Licensees. + Serve as an Examiner -In-Charge (EIC) to evaluate the degree of compliance… more
- City of Coral Gables, FL (Coral Gables, FL)
- …Building official and Directors of Development Services. Serves as liaison to consumer regulatory agencies to build consensus and strengthen rapport in support of ... the department's databases. Tracks plans throughout the plan review process to ensure compliance and provides status to the public. May calculate square footages &… more
- HCA Healthcare (Richmond, VA)
- …elder and pet care, home and auto repair, event planning and more + Consumer discounts through Abenity and Consumer Discounts + Retirement readiness, rollover ... achievement of internal/external benchmarks, accreditations, and designations. + Ensures compliance with all policies, procedures, and regulatory standards. +… more
- HCA Healthcare (Englewood, CO)
- …elder and pet care, home and auto repair, event planning and more + Consumer discounts through Abenity and Consumer Discounts + Retirement readiness, rollover ... achievement of internal/external benchmarks, accreditations, and designations. + Ensures compliance with all policies, procedures, and regulatory standards. + … more