- Federal Reserve Bank (Richmond, VA)
- …(assessing a bank's financial performance and risk to the FDIC insurance fund) and consumer compliance (assessing a bank's compliance with consumer ... money can be lent to organizations in need of funding. The Assistant Examiner Internship Program provides a unique experience to explore SRC's supervision business… more
- JPMorgan Chase (Tampa, FL)
- …If so, this is the team for you! As a **Commercial LC Documents Examiner ** within the Trade & Working Capital team at JPMorganChase, you will be responsible ... the control environment, and weekly and regular reporting to senior management. The Trade & Working Capital provides its...+ Minimum of 5 years of experience as an Examiner of Commercial LCs Documents. + Strong Knowledge of… more
- TD Bank (New York, NY)
- …regulatory guidelines for TD Bank's Governance, Risk & Oversight Functions. The US Consumer Compliance team is primarily responsible for auditing US Consumer ... as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner + Banking industry audit experience...with focus on Governance, Risk & Oversight of US Consumer Compliance Function preferred + Relevant professional… more
- Capital One (Richmond, VA)
- …Preferred Qualifications: + Master's Degree or Juris Doctor + 6+ years of compliance risk management, risk management, legal, regulatory examiner , audit, or ... Compliance Advisor Manager Capital One's Retail Bank has...below. Specific Responsibilities: + Maintain expert knowledge of applicable consumer and small business banking laws and regulations, keeping… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Analytics Consultant within Fraud & Claims Management (FCM) as part of Consumer and Small Business ... role, you will:** + Act as an advisor to senior leadership to develop or influence analytical strategies for...that align to the enterprise + Ensure adherence to compliance and legal regulations and policies on all projects… more
- Walmart (Bentonville, AR)
- **Position Summary ** Join the Financial Services Compliance team to be a key leader in the Financial Intelligence Unit (FIU) for the world's largest retailer. The ... AML Investigator, Specialty Compliance and Ethics role is critical to ensure that...Intelligence Unit and mitigate financial risk by conducting quality consumer investigations. **What you'll do ** **The selected hire… more
- TD Bank (Greenville, SC)
- …planning, risk assessment, and execution of audits and related processes. The US Consumer Compliance team is primarily responsible for auditing US Consumer ... Audit **Job Description:** The Audit Manager II is a senior -level leader within the US Compliance Internal...as a former OCC, CFPB, FDIC, FRB, or NCUA compliance examiner + Banking industry audit experience… more
- KeyBank (Brooklyn, OH)
- …CIP, CDD, EDD), OFAC, Fraud compliance regulations and laws including banking/ consumer compliance regulations and laws, industry trends, emerging issues, and ... Laundering Specialist (CAMS), Certified AML and Fraud Professional (CAFP), Certified Fraud Examiner (CFE), etc.). . Prior financial services compliance testing… more
- KeyBank (Buffalo, NY)
- …relevant professional certifications or specialized knowledge in risk management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- JPMorgan Chase (Wilmington, DE)
- …controls by technical and social engineering attacks, and preparation of deliverables for senior stakeholders + Design and execute testing and simulations - such as ... frameworks to ensure alignment with the firm's strategy and compliance with regulatory requirements + Evaluate controls for effectiveness...technical and fraud subject matter to a wide and senior audience + Ability to analyze and produce reports… more
- SMBC (Jersey City, NJ)
- …range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees ... feed loss forecasting and capital planning processes, while ensuring regulatory compliance and strong model governance. **Role Objectives** + **Integration of… more
- New York State Civil Service (Albany, NY)
- …Innovation Division. The Virtual Currency Manager serves as a commissioned examiner for regulated Virtual Currency entities, including companies holding licenses to ... Licensees' coin listing procedures, anti-fraud and market-manipulation, BSA/AML, governance, compliance , risk management, etc. policies and procedures.* Leads aspects… more