- Sallie Mae (Newark, DE)
- …or other highly regulated industry is strongly preferred, including familiarity with bank regulatory frameworks relevant to contracting principles. + Experience ... be eligible to obtain the necessary certification(s) to practice law as in-house counsel . + 5+ Years of experience in private practice and/or as in-house corporate… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Director , Counsel role for Sumitomo Mitsui Banking Corporation will work ... the Cash Management System business with a focus on Bank operations including commercial deposits and funds transfer and...G-SIB. The role will report to the Deputy General Counsel of Americas Division with matrix reporting to practice… more
- SMBC (New York, NY)
- …from the ground up, design and implement a robust legal and regulatory compliance framework in partnership with Compliance colleagues, and educate the internal ... base (ranging from junior staff to senior management) on the US regulatory requirements for investment advisers. **Role Objectives** + Provide legal, regulatory… more
- Sallie Mae (Sterling, VA)
- …gain new skills-you're in the right place. **What You'll Contribute:** The Senior Director and Associate General Counsel position will have regular exposure to ... concepts is a must, while in-house experience at a bank , financial services institution and/or public company is a...a plus. **What You'll Do:** + Support the General Counsel Office's delivery of advice and counsel … more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** **Position:** Director & Counsel , US Tax Planning, TD Bank , New York **Specific business/product ... Isbell, VP, Head of US Tax **Position Summary** The Director & Counsel , US Tax Planning is...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more
- Scotiabank (Dallas, TX)
- Associate Director , Legal Counsel , GBM Legal **Requisition ID:** 219710 **Salary Range:** 144,500.00 - 190,995.00 _Please note that the Salary Range shown is a ... a broad range of matters across multiple businesses and operations of the Bank , with a primary focus on commercial contracts, outsourcing and information technology… more
- Scotiabank (Dallas, TX)
- Associate Director , Legal Counsel , Legal and Corporate Affairs **Requisition ID:** 206757 **Salary Range:** 144,500.00 - 190,995.00 _Please note that the Salary ... of matters across multiple businesses and operations of the Bank 's US Global Banking & Markets (GBM) business, with...front office and other internal stakeholders on legal and regulatory matters related to the business. + Independently draft… more
- Scotiabank (Dallas, TX)
- Associate Director , Legal Counsel , Corporate Banking **Requisition ID:** 238867 **Employee Referral Program - Potential Reward:** $3,500.00 **Salary Range:** ... of matters across multiple businesses and operations of the Bank 's US Global Banking & Markets (GBM) business, with...and to build robust processes for managing legal and regulatory risk. 6. Provides legal assistance in launching and… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... around HR processes for TDS HR to ensure operational effectiveness and regulatory adherence. The day accountabilities would entail: working closely with regional HR… more
- Citigroup (New York, NY)
- … Legal team and will serve as Citi's primary legal adviser on US prudential bank regulatory matters. You will lead a team of regulatory attorneys ... the Federal Reserve, OCC and FDIC. + Advise on the US prudential bank regulatory elements of internal restructurings, reorganizations, and other general… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... guidance and expertise on regulatory requirements and assisting business...relevant business lines + liaising with Legal and outside counsel , where necessary, to review and prepare responses +… more
- Office of the Comptroller of the Currency (Washington, DC)
- …as a full performance level attorney who reports to the Unit's Assistant Director . Incumbent performs complex work which influences internal operations so the OCC ... Acquires detailed knowledge of specific, relevant areas and related law. Chief Counsel 's Office Administrative & Internal Law Washington, DC Responsibilities As a … more
- TD Bank (New York, NY)
- …this role. **Line of Business:** Compliance **Job Description:** The Compliance Director Business Oversight, Consumer Deposits, Digital and Marketing Strategy, and ... Enablement supports the development, implementation, and maintenance of a regulatory compliance program and provides independent compliance risk oversight over… more
- TD Bank (New York, NY)
- …products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members of TDS ... adhering to internal (risk management, oversight function and audit) and regulatory requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the… more
- City National Bank (Jersey City, NJ)
- *SR. DIRECTOR OF AUDIT- IT* WHAT IS THE OPPORTUNITY? The Senior Director of Audit for IT will provide independent, objective assurance over the design and ... and to meet the evolving demands of the US regulatory environment and heightened expectations of internal audit. This...enterprise wide as requested by senior management of the Bank . * Closely collaborate with non-IT / Business audit… more
- City National Bank (Los Angeles, CA)
- …appropriateness of conclusions and compliance with requirements. * Coordinate and manage regulatory requests and examinations with bank regulators. WHAT DO YOU ... * DIRECTOR OF AUDIT- BSA/AML* WHAT IS THE OPPORTUNITY?... of Audit for BSA/AML, will support City National Bank 's Internal Audit department by providing independent, objective assurance… more
- Huntington National Bank (New York, NY)
- …financial statements, conducting credit checks and assuring loan meets all policy and regulatory requirements. + Promote and cross-sell other bank products and ... Description Summary: The Managing Director - Warehouse Lending for CSG - Corporate...of the Corporate Mortgage Finance Group vertical for Huntington Bank and will serve as a point person in… more
- M&T Bank (Buffalo, NY)
- …one will balance the need to be financially prudent for the Bank , while being market competitive and meeting employee needs. Accountabilities include enrollment ... supporting vendors and consultants. Through benefit committees of the bank , stewardship of billions of dollars in plan assets...+ Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the… more
- Mastercard (Atlanta, GA)
- …businesses and governments realize their greatest potential._ **Title and Summary** Director , Regulatory Compliance Overview Mastercard is a technology company ... strategic initiative and will report to the Senior Managing Counsel , Regulatory . The ideal candidate is a...a background in payments and financial technology. Role The Director , Regulatory Compliance will lead a team… more
- HCA Healthcare (Manchester, NH)
- …the Data Bank Administrator In collaboration with the facility's Operations Counsel and appropriate facility leaders, submit reports to the NPDB as required by ... and integrity. We care like family! Jump-start your career as a Director Medical Staff Services today with Catholic Medical Center. **Benefits** Catholic Medical… more
