- Bristol Myers Squibb (Princeton, NJ)
- …and in their personal lives. Read more: careers.bms.com/working-with-us . **Position Summary** The Senior Corporate Counsel , Disclosure & Securities Law will ... provide legal counsel on securities and disclosure matters for a public company, managing the voluntary and required public disclosures initiated by Corporate… more
- TD Bank (New York, NY)
- …requirements, requests, and expectations. **JOB DESCRIPTION** Reporting to the Senior Manager, Governance and Control, the Manager supports Change Governance ... Programs across TD Securities (Globally), ensuring a strategic, risk-based approach for alignment...ensure program alignment and provide tailored advice and strategic counsel to TDS partners. + Foster an effective, transparent… more
- TD Bank (New York, NY)
- …you more specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, ... relevant business lines + liaising with Legal and outside counsel , where necessary, to review and prepare responses +...and metrics on remediation efforts to be delivered to senior management committees and the Board of Directors of… more
- SMBC (New York, NY)
- …offers a competitive portfolio of benefits to its employees. **Role Description** The Director , Counsel role for Sumitomo Mitsui Banking Corporation will work ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has...G-SIB. The role will report to the Deputy General Counsel of Americas Division with matrix reporting to practice… more
- Stanford University (Stanford, CA)
- Senior University Counsel **Office of the General Counsel , Stanford, California, United States** Compliance Legal Post Date Oct 17, 2025 Requisition # 107537 ... The Senior University Counsel will be responsible for...submit a resume addressed to: Heather Fine Partner In-House Counsel Recruiting ###@mlaglobal.com Diego Ash Director In-House… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc.,… more
- MTA (New York, NY)
- Senior Director - Debt Financing Job ID: 12102 Business Unit: MTA Headquarters Location: New York, NY, United States Regular/Temporary: Regular Department: ... Office of Financial Services Date Posted: Sep 24, 2025 Description JOB TITLE: Senior Director , Debt Financing DEPT/DIV: Finance WORK LOCATION: 2 Broadway New… more
- Trexquant Investment (Stamford, CT)
- …ethical practices. You'll collaborate with other attorneys in a small team, senior leadership and cross-functional teams to proactively manage legal risk and guide ... business legal risks + Monitor and interpret changes in securities laws, SEC regulations, and corporate governance trends. +...and ISDA agreements. + Assist with Fund board of director meetings and board governance matters. + Support other… more
- Ankura (New York, NY)
- …regulatory undertakings. Role Overview: Ankura Consulting has a full-time position for a Senior Director in its Audit Advisory Practice. Audit Managing Directors ... pre-inspection reviews, regulatory remediation assistance, and investigations. Responsibilities: As a Senior Director in the Audit Advisory Practice, you will… more
- Aegon Asset Management (Denver, CO)
- …by Transamerica Corporate , which includes Finance, People and Places, General Counsel , Risk, Internal Audit, Strategy and Development, and Corporate Affairs, which ... detect, and assist in resolving potential violations of federal securities laws and regulations for TAM, the funds for...+ Direct and assign projects and provide guidance to senior managers, managers, and other compliance staff to improve… more
- Scotiabank (New York, NY)
- …excellent management, relationship building and communication skills + Work confidently with senior management and provide advice and counsel on a broad ... Managing Director & Chief Legal Officer, US **Requisition ID:**...the (i) provision of high quality legal advice and counsel to the US Co CEO's and the Board… more
- USAA (San Antonio, TX)
- …a securities principal as appropriate: In conjunction and coordination with Securities Counsel and Securities Compliance, provides research and ... makes us special and impactful. **The Opportunity** USAA is seeking a talented ** Director , Retirement Income** to lead multiple teams of Health, Life or Retirement… more
- Truist (Charlotte, NC)
- …of America) **Please review the following job description:** The Managing Director , Accounting - Corporate Functions will complement the Wholesale, Consumer, ... Executive Leadership, the BU CFO organization, other members of the Senior Leadership Team, external auditors, and regulatory agencies. Proactively provide … more
- OneMain Financial (Irving, TX)
- As the VP, Director of SEC Reporting, you will lead and oversee the external financial reporting process for the company, including US Securities and Exchange ... releases, and registration statements. + Coordinate with external auditors, legal counsel , investor relations, and internal teams. + Ensure strong internal controls… more
- Truist (Charlotte, NC)
- …**Effectively communicate with leadership, auditors and regulators** 7. Proactively provide counsel to senior leaders and financial management on complex ... complex accounting and financial reporting issues to the Finance organization and other senior leaders. Following is a summary of the essential functions for this… more
- American Water (Camden, NJ)
- …Chief SEC Counsel and Secretary (Corporate Secretary) within the Legal Counsel & Services Department. The Senior SEC/Governance Paralegal will independently ... to be assigned from time to time by the Corporate Secretary or the SEC Counsel . The Senior SEC/Governance Paralegal will also assist the Corporate Secretary with… more
- FirstEnergy (Akron, OH)
- …Corp.) and will report to the Corporate Secretary and Associate General Counsel at the FirstEnergy Headquarters in Akron, Ohio. This Assistant Corporate Secretary ... with Board and Committee policies and charter documents + Support and coordinate director education and new director training and onboarding + Assist in… more
- MyFlorida (Tallahassee, FL)
- …cases under state and federal antitrust laws, Florida False Claims Act, Florida securities law, Civil Racketeering and as needed civil complex enforcement of the ... in this class. This position works under the direct supervision of a senior level attorney. I. INVESTIGATION OF ANTITRUST VIOLATION: Assists the Lead Attorney in… more