- Citigroup, Inc. (New York, NY)
- The Director, Equity Derivatives Sales - PEF & AM North America is a senior-level position responsible for selling equity derivatives to Real Money clients, ... Endowments, and Insurance companies. The Director Salesperson also serves as an intermediary in trading for clients. The overall objective of this role is to act as… more
- Societe Generale (New York, NY)
- …Analysts, leveraging data to enhance engagement. *Collaborate with cross-functional teams ( Trading , Sales , Operations, Technology, HR) to drive process ... you! Why join usBusiness insight Bernstein is widely recognized as a premier global equity research and brokerage firm, with a trading platform that spans the… more
- Yoh Services LLC (New York, NY)
- …to investment banking, equity and fixed income sales and trading , and research *Experience in executing compliance testing and drafting reports ... Title: Broker-Dealer Compliance Analyst Location: NYC Type: Contract Responsibilities: *Assess business activities and support functions for compliance with… more
- TD Bank Group (New York, NY)
- …and associates 5+ years related experience Customer Accountabilities: Works closely with the sales and trading group to develop new relationships, and with other ... as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist in maximizing profitability through sound and… more
- TD Bank Group (New York, NY)
- …desirable but not required Knowledge of global financial institutions' operational, financial, sales and trading , and regulatory reporting activities and their ... United States of America Hours: 40 Line of Business: Compliance Pay Detail: $125,000 - $140,000 USD TD is...access to a premier US equities business and highly-diverse equity research franchise, while growing our strong, diversified investment… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... results, in an inclusive and high-performing culture. Title: Associate Director, Structured Note Sales / GBM - New York, NY Global Banking and Markets Global Banking… more
- State Street Corporation (Boston, MA)
- …licenses (Series 7 and Series 63) preferred or the ability to attain Clean compliance and U4 record required Knowledge of equity markets and portfolio ... The Sector Sales Specialist distributes the SPDR Select Sector ETFs,...provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients. Work, Live… more
- Citadel (New York, NY)
- …The candidate would be responsible for the day-to-day support functions of the sales and trading desk including trade booking, trade reconciliation, P&L ... deep analytic skills. Location: New York Responsibilities: Working with sales and trading teams to process trade...releases and testing for new software Coordinating efforts with Trading , Technology, Compliance and Operations teams to… more
- TD Bank Group (New York, NY)
- …required to establish close working relationships with the Trading Desk, Sales Desk, Clearance, Technology, Credit, Legal & Compliance and Trade Accounting ... team could be an ideal opportunity for you. Responsibilities: Support the MBS trading / sales desk directly Trace Monitoring, Fed Dollar Reporting Assisting the… more
- Pacific Gas and Electric Company (Oakland, CA)
- …In addition, EPP is responsible for long-term planning, risk management, and compliance functions related to PG&E's energy portfolio. All employees are responsible ... jobs in accordance with PG&E's vision and values and for conducting sales /procurement in accordance with PG&E's Risk Management Policy. Position Summary The… more
- Mizuho Bank, Ltd. (New York, NY)
- …and investment banking, capital markets, equity and fixed income sales & trading , derivatives, FX, custody and research. Visit www.mizuhoamericas.com. ... documentations related to new and existing regulatory requirements to ensure firm's compliance . Keep track of each assigned tasks and projects, and meet each… more
- Barclays (New York, NY)
- …contracts and agreements. . Collaboration with other teams, such as Capital Markets, Sales and Trading , Research, and Risk Management, to provide comprehensive ... assess their financial health and valuation. . Collaboration with legal and compliance teams to review, draft, and maintain legal documentation required for… more
- Scotiabank (New York, NY)
- …debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales , trading and research, fixed income products, ... equity capital markets, credit / risk, underwriting / execution, and sales & trading Developing and maintaining effective industry relationships with legal… more
- FBR & Co. (Arlington, VA)
- …FBR, Inc. is a leading investment bank which provides corporate finance, research and sales and trading to corporate, institutional and high net worth individual ... The firm is nationally recognized for its highly ranked proprietary equity research. Summary of Position The Administrative Assistant provides administrative and… more
- US Bank (Chicago, IL)
- …the enterprise to improve speed to market, operational efficiency, risk / compliance adherence etc. Continuously evaluates the external vendor market for new digital ... the customer experience across various modes of interaction. GO TO MARKET AND SALES ALL CHANNELS Collaborate with other enabling functions (eg, marketing, sales ,… more
- Central Bancompany (Lawrence, KS)
- …footprint. CIA employs approximately 38 financial advisors and approximately 15 Sales Assistants throughout the program. This group provides brokerage and advisory ... than on an annual basis. In addition to the sales aspects of this position, the Financial Advisor is...Workstation and Client Goals - Financial Planning Argus - Equity Research Advisory World - Advisory portfolio proposal software… more
- CIBC (New York, NY)
- …Swaps, Index trading ) + Extensive knowledge and experience in Equity Derivative products. + Excellent writing and verbal communication skills, able to present ... You'll Be Doing** The Director for US Delta One trading operates under the guidance of the business leader,...basis with other internal teams such as support, technology, sales etc. + Structuring creative solutions to clients financing… more
- Wells Fargo (New York, NY)
- …+ 3+ years of Management experience **Desired Qualifications:** + Knowledge of the Equity Derivatives Sales and Trading businesses. Understand the regulatory ... **About this role:** Wells Fargo is seeking a Sales and Trading Products Senior Manager...requirements for OTC Equity trading including Structured products ( Equity focused). Understand… more
- TD Bank (New York, NY)
- …strategies, operating processes, controls and infrastructure. This position supports the trading / sales managers and business heads at the Dealer, providing ... supervision practices and escalates key issues arising from Global Markets sales , trading and origination business activities. Specifically, GMS supports… more
- JPMorgan Chase (New York, NY)
- …Economics, Business, or a related field + Minimum of 10 years of experience in equity trading , with a proven track record in a high touch environment and ... inform strategic planning. + Collaborate with senior leadership across sales , research, and trading teams to deliver...leadership roles. + Deep understanding of equity markets, trading strategies, and market microstructure.… more
