- State of North Dakota (Bismarck, ND)
- … Securities Compliance Examiner serves a hybrid role within the Securities Division , providing regulatory, investigative, and administrative support across ... The North Dakota Insurance and Securities Department, led by Commissioner Jon Godfread, is...a secondary resource to the Franchise Examiner to ensure operational continuity when needed. The ideal candidate will be… more
- Fidelity Investments (Boston, MA)
- …Bond Beacon platform. Provide subject matter expertise in high-level technical and operational fixed income investment and brokerage workflows to inform a successful ... with an emphasis on fixed income Bachelor's or Master's degree in finance , computer science, engineering or other quantitative discipline strongly preferred. The… more
- Janney Montgomery Scott LLC (Philadelphia, PA)
- …such as how and why things are done. Responsibilities: Monitors daily securities possession or control requirements to ensure compliance with the Customer Protection ... program. Assists and provides input in the interpretation of new/changing securities rules, regulations, policies or laws, and updates processes for compliance… more
- CAPPS (Austin, TX)
- Job Description Bond Finance Division GENERAL DESCRIPTION : The Texas Department of Housing & Community Affairs Bond Finance and Home Ownership teams are ... and losses. Contribute to the development and maintenance of operational policies, procedures and processes, including risk management policy. Qualifications:… more
- Goldman Sachs, Inc. (Salt Lake City, UT)
- …for multiple roles across the firm that require this skillset. Please note division and function examples below are representative of opportunities common for this ... in support of regulatory mandates and corporate governance. CRGO also manages operational , technology, and other risks incumbent on the Controllers division .… more
- Truist (New York, NY)
- …and proactively identifying, mitigating, and managing risks within Truist Public Finance and Municipals origination and sales and trading businesses. This position ... disabilities to perform the essential functions. 1. Bachelor's degree in Business, Finance or science/academic field, or equivalent education and related training or… more
- State of Arkansas (Little Rock, AR)
- …County: Pulaski Posting End Date: 08/05/2025 Anticipated Starting Salary: $58,700 Arkansas Securities Department: Corporate Finance Division The mission of ... role involves supporting senior examiners by analyzing financial transactions, assessing operational practices, and identifying potential risks. The Securities … more
- Packing Corp of America (Lake Forest, IL)
- …Paper With Purpose by providing the highest level of customer service and operational excellence. We have approximately 15,000 team members in more than 100 ... People * Customers * Trust The Assistant General Counsel assigned to the Securities section will serve as the company's securities law expert. This… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 12 **The Role: Director, Sales: Project Finance & Infrastructure** **The Team:** The S&P Global Commercial Team is responsible ... proven and experienced individual to expand our portfolio of infrastructure/project finance business. In addition, manage and develop relationships with existing… more
- S&P Global (New York, NY)
- **About the Role:** **Grade Level (for internal use):** 11 The Structured Finance (SF) team is responsible for a vast portfolio of criteria and models spanning ABS, ... maintains help global analysts produce independent credit ratings covering Structured Finance securitizations. The team is focused on producing timely, insightful,… more
- Metro Nashville Government (Nashville, TN)
- …Nashville, TN Job Type Full-Time Civil Service Job Number 25254E Department Finance Division Treasurer Opening Date 07/14/2025 Closing Date 7/28/2025 11:59 ... Cash Manager - Treasury Cash Operations ( Finance Manager) Print (https://www.governmentjobs.com/careers/nashville/jobs/newprint/4975744) Apply Cash Manager -… more
- Wells Fargo (Charlotte, NC)
- …role:** Wells Fargo is seeking a Finance Product Controller (Senior Lead Finance Analyst) supporting the Markets Division . This role is responsible for ... + Provide challenge and subject matter expertise from a Finance standpoint in the New Products approval process. +...+ Experience working with Capital Markets products (Fixed Income Securities , Derivatives, FX,XVA). + Familiarity with Wells Fargo … more
- MUFG (Los Angeles, CA)
- …A member of our recruitment team will provide more details. **Asset Based Finance Group (ABF)** **MUFG Bank's Asset-Based Financing (ABF)** is one of the essential ... America, and is housed within MUFG's Global Corporate and Investment Banking division . The ABF group delivers full services-based capabilities to MUFG's clients… more
- S&P Global (Englewood, CO)
- …other servicing clients. Our rankings provide an opinion of a servicer's operational strengths, weaknesses, and overall abilities to service mortgages or other ... We collaborate with our RMBS, CMBS, and other structured finance ratings teams to keep each other current with...businesses, governments, and institutions. S&P Global Ratings is a division of S&P Global (NYSE: SPGI). S&P Global is… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance . The Group has more than ... a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance . The...and Leasing Co., Ltd. **Job Summary** The SMBC Americas Division Office of the CEO Control Officer is a… more
- Truist (Columbia, MD)
- …and support of the Financial Advisors. This includes administrative and operational support, business development assistance, and providing a consistent and ... and support of the Financial Advisors. This includes administrative and operational support, business development assistance, and providing a consistent and… more
- Truist (Jacksonville, FL)
- …Process, Financial Insights, the Leadership Institute and partner closely with Truist Securities (Leverage/Syndicated Finance , M&A and FRM), Corporate Finance ... The Dealer Banker II should be knowledgeable and proficient with corporate finance and capital markets given the increasing size and complexity of dealer… more
- Truist (Tampa, FL)
- …Advisors within our Centralized Group. This includes administrative and operational support, business development assistance, and providing a consistent and ... account, and product attributes that present sales potential. 7. Provide operational guidance to Financial Advisors ranging from systems navigation to document… more
- Federal Reserve Bank (Chicago, IL)
- …strategic and operational management of a large, multi-group research division -including macro, micro, finance , monetary policy, financial markets, and ... and supporting economic well-being in our local communities. The Bank's Research Division has approximately 120 employees, including around 40 economists and nearly… more
- M&T Bank (Buffalo, NY)
- …must interact and build relationships with members of executive management, Operations, Finance , Corporate Finance , Mortgage Division , Tax, Legal, investment ... strategic management of the valuation and risk management of the bank's securities and derivatives arising from balance sheet hedging, customer back-to-back business… more
