- Repligen (Waltham, MA)
- … Compliance :Design, implement, and maintain effective internal controls over financial reporting (ICFR) in compliance with Sarbanes-Oxley (SOX) ... requirements.Ensure compliance with accounting standards and regulatory requirements, including SEC filings and tax regulations for multinational… more
- Red River Communications (Abercrombie, ND)
- Chief Financial Officer (CFO) - Onsite Red River Communications is seeking a Chief Financial Officer to join our senior leadership team. This is a ... compliance with all applicable local, state and federal financial regulations Prepare and submit financial data...and federal financial regulations Prepare and submit financial data and reports to regulatory bodies… more
- WGTE-TV30 (Toledo, OH)
- …membership, underwriting, grants, and major gifts. Ensure fiscal responsibility, regulatory compliance , and operational excellence. Champion digital ... Summary WGTE Public Media seeks a visionary, mission-driven President and Chief Executive Officer (CEO) to lead the organization into its next chapter of service and… more
- Security National Financial Corporation (Dallas, TX)
- …suitable options to the borrower. Obtains executed initial disclosures within required regulatory time frames. Analyzes credit reports and financial scenarios to ... Distributes marketing materials and manages outreach campaigns. Manages assigned Loan Officer 's technology platforms, tools, and CRM systems. Answers phones and… more
- Ocwen Financial Corporation (Rancho Cordova, CA)
- …paperwork to client and provides excellent customer service Adhere to all regulatory mortgage compliance guidelines Partner with internal operations to ... Job Description The Loan Officer will be responsible for inbound and outbound...company-paid life, accident and disability coverage; programs for mental, physical and financial wellness; and more. Visit jobs.onitygroup.com for… more
- The Salvation Army Central Territory (Chicago, IL)
- …NCI DIVISION - Divisional Headquarters POSITION DESCRIPTION POSITION TITLE: Chief Financial Officer LOCATION/DEPT: DHQ-Finance REPORTS TO (TITLE): Divisional ... needs of our most vulnerable neighbors. OUTCOMES The Chief Financial Officer (CFO) provides financial ... with GAAP and applicable federal, state, and local regulatory laws and rules for financial non-profit… more
- Pacific ExecSearch (Iselin, NJ)
- …provide insights to leadership, and maintain financial models. Risk Management & Compliance : Identify and mitigate risks, ensure regulatory compliance , ... We are seeking a highly accomplished and strategic Chief Financial Officer to oversee all financial...demands a seasoned professional with a strong background in financial management, strategy, compliance , and team leadership,… more
- Partners Group (New York, NY)
- …requirements and protecting the firm from regulatory and reputational risks. The Regulatory Compliance team Americas manages the compliance program for ... marketing and distribution activities in the western hemisphere. The Regulatory Compliance team Americas also assists in...time What we offer Partners Group is a global financial institution that retains the culture, pace, and agility… more
- Redwood Credit Union (Sonoma, CA)
- …mortgage principles, practices and rules, with verifiable experience with recent regulatory compliance requirements. Thorough current knowledge internet based ... Since 1950, we have been dedicated to supporting the financial well-being of our Members through better rates, low...Credit Union is looking for an External Mortgage Loan Officer , who will market and originate Redwood Credit Union… more
- BOK Financial (Overland Park, KS)
- …Pay Transparency Salary Range: Not Available Application Deadline: 08/04/2025 BOK Financial Corporation Group includes BOKF, NA; BOK Financial Securities, ... Albuquerque; Bank of Oklahoma; Bank of Texas and BOK Financial (R). Bonus Type Formula Based Summary If you are...opportunity awaiting someone like you! Job Description The Trust Officer is responsible for administering personal trust, custody and… more
- PNC Financial Services Group, Inc. (Grand Rapids, MI)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... have an opportunity to contribute to the company's success. As a(n) Mortgage Loan Officer within PNC's Mortgage organization, you will be based in Grand Rapids, MI… more
- Bell Bank (Winter Park, FL)
- …Opportunity Act, RESPA regulations, local and state real estate, finance laws, regulatory compliance and investor guidelines. Excellent written and oral ... The Mortgage Community Development Loan Officer is focused on growing and developing homeownership...be an area market expert for loans that meet regulatory , investor and bank portfolio guidelines; including but not… more
- PIMCO (New York, NY)
- …thought leader and trusted advisor to our clients. Overview PIMCO is seeking a Senior Compliance Officer to join its US Registered Funds Compliance team ... play a crucial role in supporting the Funds' Chief Compliance Officer and PIMCO's broader compliance...an understanding of investment company, broker-dealer, and investment advisory compliance regulatory focus areas, and their relevance… more
- Westfield (Berkeley Heights, NJ)
- Job Description The Chief Financial Officer Specialty US will oversee the financial operations of the Specialty US division, ensuring the financial ... operational management, including budgeting, forecasting, financial modeling, and strategic financial planning. The Chief Financial Officer Specialty US… more
- Fulton Bank (Richmond, VA)
- …company meetings as necessary. Ensures loan originations are in accordance with regulatory compliance . Ensures documentation is completed in accordance with ... a mortgage loan that is appropriate for their individual financial circumstances and is designed to help them achieve...regulatory compliance . Communicates with the customer throughout the process on… more
- Marex (New York, NY)
- …For more information visit www.marex.com Purpose of Role: Marex is seeking a Senior Compliance Officer - Broker Dealer Advisory who will provide compliance ... and DMA, plus award-winning data, insights and analytics. In the ever-evolving financial landscape, Compliance has become increasingly complex. Marex must… more
- Deutsche Bank (New York, NY)
- Job Description: Employer: DWS Group Title: AFC Compliance Officer (AFC & Compliance Officer ) Location: New York City Job Code: #LI-LV2 #LI-02 About DWS: ... compliance with global and divisional procedures to prevent financial crime at DWS Americas. DWS Americas Business Line...activities or transactions. Role Details As a/an AFC & Compliance officer , you will (be): Acting as… more
- Marex (New York, NY)
- …services. For more information visit www.marex.com Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance ... agency bonds, municipal bonds, and US Treasuries as well as providing compliance advisory services regarding various other regulatory reporting requirements,… more
- Larson Maddox (New York, NY)
- …with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. ... organization with senior compliance responsibilities or is a current chief compliance officer . Key Responsibilities: Oversee and manage the firm's … more
- Relay Payments (Atlanta, GA)
- …information about Relay, visit relaypayments.com. About The Role The role of the Chief Compliance Officer is to lead all compliance initiatives across the ... transaction monitoring programs. Ensure adequacy of internal controls implementing Relay's compliance policies and procedures. Monitor legislative and regulatory … more
