- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Analyst plays a key role in supporting the firm's compliance with non- financial regulatory reporting requirements. Leveraging advanced knowledge and experience, ... rules and regulations. Collaborates with management to identify opportunities to mitigate financial , reputational and regulatory risk. Assists and provides input… more
- City of Spring Hill Kansas (Spring Hill, KS)
- …skills. In addition, exercising independent judgement and simultaneously considering the financial , ethical, legal and regulatory variables that affect the ... and federal agencies such as Kansas Department of Health and Human Services , MARC, Kansas Department of Transportation, Kansas Department of Housing and Commerce,… more
- Realty Income (San Diego, CA)
- …and there is an exciting opportunity to (re)design Fund & Real Estate Financial Services Compliance in a listed company and commercial environment. This ... annual or scheduled assessments of Fund & Real Estate financial regulatory risks to help develop policies,...relationships with relevant regulators on Fund & Real Estate Financial Services Compliance (including financial … more
- PNC Financial Services Group, Inc. (Pittsburgh, PA)
- …Regulatory Reporting, Axiom experience would be ideal. *Database experience within the financial services industry a plus. Ideally, the candidate will have ... Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of… more
- MUFG Bank, Ltd. (Irving, TX)
- …BSA/AML models, and/or OFAC sanctions screening models. 5 plus years' of financial services data analytics or statistics experience Familiarity implementing, ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- American Credit Acceptance (Spartanburg, SC)
- …licensing portals). Demonstrated ability to navigate and develop expertise in complex financial services regulatory environments, including mortgage, direct ... years managing regulatory licenses and examinations in a consumer financial services environment. Bachelor's or Associate degree in Law, Legal Studies, or… more
- Citigroup, Inc. (Irving, TX)
- …degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, ... programs, policies and practices for consumer protection related to Fraud and Financial Crimes ICRM. Assist with regulatory inquiries and/or examinations.… more
- PNC Financial Services Group, Inc. (North Miami Beach, FL)
- …Fair Enforcement for Mortgage Licensing Act of 2008 (SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring of ... valued and have an opportunity to contribute to the company's success. As a Financial Advisor within PNC Investments, you will be based in Aventura, FL. Bilingual… more
- Fidelity Investments (Boston, MA)
- Job Description: Financial Services Representative Have a passion for helping people? Join our team of Financial Services Representative where you'll ... to expect In your first year as a new Financial Services Representatives, your onboarding leader will...in an Investor Center. Obtain Licenses: Become a FINRA ( Financial Industry Regulatory Authority) Registered Representative by… more
- Legend Biotech USA, Inc. (Raritan, NJ)
- …project portfolio and prioritize and drive projects from inception through regulatory approval to global implementation.Requirements BS required, Ph.D. preferred in ... network and drive change management process from inception through regulatory approval to global site implementation.Candidate must have extensive experience… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- About the Department The Clinical, Medical and Regulatory (CMR) department at Novo Nordisk is one of the most diverse and collaborative groups within the ... organization. From healthcare provider interactions and developing and implementing regulatory strategies with the FDA to providing medical education and collecting… more
- FNB Corporation (Harrisburg, PA)
- …quality service to every customer. Primary Responsibilities: Manages and services existing clients and Bank customers and builds stronger existing customer ... Maintains all client files, completes all required Continuing Education (CE) and Financial Industry Regulatory Authority (FINRA) licensing. Reviews the work of… more
- Legend Biotech USA, Inc. (Raritan, NJ)
- …and collaborating with key stakeholders and functionsActively participates in all regulatory and internal audits of the facilityPartner and manage relationships with ... to ensure quality of work and compliance with all company policies and regulatory guidelinesHelps improve metric performance to drive team results in areas of EHS,… more
- Truist (Germantown, TN)
- …7. Adhere to professional and ethical standards set forth by Truist, the Financial Industry Regulatory Authority (FINRA), and other regulatory bodies. ... with a focus on analyzing objectives and risk tolerance to determine which financial strategies and solutions best meet the client's needs. ESSENTIAL DUTIES AND… more
- Merck & Co. (Durham, NC)
- …supplying quality product at a competitive cost consistent with our Company, Regulatory Agency, and State and Local code requirements for quality, good manufacturing ... daily deadlines; develops plans to meet short-term objectives;Works within budgetary/ financial objectives set by Director;Makes decisions - guided by policies and… more
- USAA (Phoenix, AZ)
- …USAA representative to top-level executive leadership from large and complex Financial Services /Sub-Advisory organizations to build and provide comprehensive ... our mission is to empower our members to achieve financial security through highly competitive products, exceptional service...the areas of Property and casualty, life insurance or financial services industry CFP certification The above… more
- Formation Bio (New York, NY)
- …procurement best practices, and collaborate with cross-functional teams to enhance financial efficiency and mitigate risks. The ideal candidate has deep experience ... (CROs), contract manufacturing organizations (CMOs), and other drug development service providers. Establish procurement policies, procedures, and governance frameworks… more
- Legend Biotech USA, Inc. (Raritan, NJ)
- …efficient utilization of the warehouse space. This individual will assist in regulatory inspections, perform safety and quality audits, and answer relevant questions ... the optimization and efficient utilization of the warehouse space.Assist in regulatory inspections, perform safety and quality audits, and answer relevant questions… more
- Eisai, Inc (Nutley, NJ)
- …project teams involving Marketing, Sales, Managed Markets/Market Access, Legal, Regulatory , Medical, PR, agencies, actively soliciting team expertise and input ... and bill, GPO distribution and hospital P&T, landscape of infusion service reimbursement is preferred.Experience in development and implementation of brand… more
- Capital One (Arlington, VA)
- …to support Capital One Securities, a broker dealer registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Exchange Commission ... solutions. Responsibilities: Oversee monthly closes process Prepare internal & external financial statements and variance analysis Prepare regulatory filings… more
