- Marex (New York, NY)
- …of US securities regulations, trade reporting obligations, and trading practices within fixed income . Ability to work on multiple projects in a fast-paced ... information visit www.marex.com Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services primarily for… more
- HSBC (New York, NY)
- …rates, treasury / money markets, options, swaps, structured derivatives, foreign exchange, commodities , equities, fixed income bonds, repo, custody and ... and lending, capital markets (eg. FX, Fixed Income , treasury), specialized lending, global trade finance...Fixed Income , treasury), specialized lending, global trade finance and global payment solutions . Strong managerial… more
- Marex (New York, NY)
- …- Broker Dealer Advisory who will provide compliance advisory services for Equities, Fixed Income , Listed Options, Structured Products trading activities as well ... liquidity, market access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth and depth… more
- Societe Generale (New York, NY)
- …Management Solutions, Execution and Clearing, Prime Services, Equities, Fixed Income , Futures and Currencies & Commodities structuring capabilities with the ... Treasury securities, interest rate swaps, swaptions, and a broad spectrum of fixed - income derivatives. Demonstrate a comprehensive understanding of the pricing,… more
- Morgan Stanley (New York, NY)
- …perspectives and needs is an important part of our culture. The Fixed Income Division is comprised of Credit Products, Commodities , Interest Rate and Foreign ... well as execute innovative transactions in fast-paced and constantly changing global markets. The Fixed Income Division is a market leader across a broad range… more
- DRW (Chicago, IL)
- …US, Canada, Europe, and Asia, we trade a variety of asset classes including Fixed Income , ETFs, Equities, FX, Commodities and Energy across all major ... We are seeking an experienced and proactive Business Manager to support the Commodities /Energy Business Unit. This role will be pivotal in implementing new trading… more
- BTIG (New York, NY)
- …BTIG offers execution, expertise and insights for equities, equity derivatives, ETFs and fixed income , currency and commodities . The firm's core capabilities ... Responsibilities: Support the team with operational functions including onboarding, managing trade allocations and settlement, and reporting trades to clients Assist… more
- Groupe BPCE (New York, NY)
- …industry, focusing on Operations and Regulatory topics. Solid understanding of equity and fixed income activities related to collateral and cash management, as ... IT team, where you'll play a pivotal role in driving innovation for post- trade and regulatory applications. We support crucial areas such as Equity Derivatives,… more
- DRW (Houston, MN)
- …US, Canada, Europe, and Asia, we trade a variety of asset classes including Fixed Income , ETFs, Equities, FX, Commodities and Energy across all major ... seeking a Risk Manager . This position will report to the Head of Commodities Risk and be responsible for performing daily risk monitoring of our trading portfolios… more
- MUFG (New York, NY)
- …Trade Support Associate/AVP will be responsible for supporting all of the firm's Fixed Income businesses but especially the US Treasury Auction process and ... all Middle Office operational functions including, but not limited to, providing trade and sales support for Flow Products desks including Rates, Credit, Commercial… more
- Citigroup (Tampa, FL)
- …+ Knowledge of life-cycle of trade processing for Equity and Fixed Income products including trade capture, P&L, settlement, and ... We support an extensive range of Capital Markets products and services including Fixed Income (FX, Rates, Credit, Muni, Cash and Derivatives) where Citi… more
- Marex (New York, NY)
- …of US securities regulations, trade reporting obligations, and trading practices within fixed income . + Ability to work on multiple projects in a fast-paced ... www.marex.com (http://www.marex.com/) Purpose of Role: The Senior Compliance Officer - Fixed Income Advisory will provide compliance advisory services primarily… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: Marex is seeking a Fixed Income Operations Analyst who will support the ... access and infrastructure services to clients in the energy, commodities and financial markets. The Group provides comprehensive breadth...responsible for supporting full life cycle events for all fixed income products traded by the various… more
- Charles Schwab (Westlake, TX)
- …regulatory practices and securities rules. + Familiarity with Broker Dealer operations, including equity/ fixed income trading and trade reporting is highly ... RLO team is primarily responsible for Schwab's engagement with its securities/ commodities regulators, including the SEC, FINRA, CFTC, NFA, international and state… more
- HSBC (New York, NY)
- …rates, treasury / money markets, options, swaps, structured derivatives, foreign exchange, commodities , equities, fixed income bonds, repo, custody and ... Compliance, Internal Audit, etc). Experience in Global Markets products ( fixed income , equities, corporate and government bonds...and lending, capital markets (eg FX, Fixed Income , treasury ), specialized lending, global trade … more
- ManpowerGroup (New York, NY)
- …+ Wash trades, etc. + Exposure to multiple asset classes, especially: + Fixed IncomeOTC fixed income instruments, RFQs, or dealer-to-dealer workflows ... Our client, a leading financial institution, is seeking a ** Trade Surveillance Consultant** to join their team in New York or Charlotte, NC (Hybrid) As a ** Trade … more
- TD Bank (New York, NY)
- …drive Improvement. + Conduct regular reviews of surveillance alerts across FX, Fixed Income , Commodities , Exchange-Traded Products, and Electronic ... for evaluating the effectiveness of the firm's surveillance framework across trade and communications monitoring. The incumbent will report to the Director… more
- TD Bank (New York, NY)
- …to join the trade surveillance team, specializing in Fixed Income Products, Foreign Exchange and Commodities , Equities Options and Futures. The VP ... members should participate in the discussion + Gain an understanding of new trade surveillance modules and surveillance tools + Keep current on emerging trends/… more
- TD Bank (New York, NY)
- …Preferred 3-5 years of experience in surveillance of either Fixed Income Products, Foreign Exchange and Commodities , Equities Options and Futures and/or ... members should participate in the discussion * Gain an understanding of new trade surveillance modules and surveillance tools * Keep current on emerging trends/… more
- JPMorgan Chase (New York, NY)
- **Description** The Global Fixed Income , Currency and Commodities team (GFICC) at JP Morgan Asset Management is one of the world's deepest and best-resourced ... the comparison of ideas across sectors and geographies. Global Fixed Income , Currency and Commodities ...market perspectives, adhere to internal trading policies, and generate trade ideas. Furthermore, you will cultivate and sustain broker… more
