- Bank of America (Atlanta, GA)
- …including control execution, case management, and results reporting + Oversees all operations front line unit responses for regulatory exams, internal ... GT Risk and Regulatory Portfolio Executive -... examiners.The role will require candidate to work across front line units to discuss emerging risks… more
- American Express (New York, NY)
- …the execution of the second line oversight framework for effective challenge to front line processes and activities in accordance with the applicable risk ... class team of analytical professionals to support and analyze financial and regulatory reporting risk to AXP. The team will assist in independent testing of… more
- Wells Fargo (West Des Moines, IA)
- **2026 Summer Internship, Early Careers - COO Business Risk Control and Regulatory Oversight** **About this role:** Wells Fargo is seeking talent to join the ... Business Risk Control and Regulatory Oversight team under...a financial industry function that collaborates with and influences front - line business groups and functions through assessment… more
- MUFG (New York, NY)
- …details. We are seeking an Associate to join our Global Corporate & Investment Banking - Risk Management team. This role plays a key part within the First Line ... group. Key responsibilities: + Support the execution of the product risk management framework across wholesale lending, investment banking, and transaction banking… more
- JPMorgan Chase (Jersey City, NJ)
- …adoption of cutting-edge, cloud-based technologies. As a Principal Architect, within the Regulatory , Controls and Operational Risk Technology group, you provide ... with our organizational goals and technology standards + Guiding both front -end and back-end engineering teams, ensuring alignment with architectural standards and… more
- Wells Fargo (Iselin, NJ)
- …market data feeds, ensuring low-latency and high-reliability execution, implementing pricing, risk , and analytics models, supporting regulatory and compliance ... role:** Wells Fargo is seeking a Java Fixed Income Front Office ETrading Engineer in Technology as part of...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory… more
- ChenMed (Jacksonville, FL)
- …in for Care Facilitator as needed for scheduled and unscheduled absences. + Cover various Front Desk tasks and duties in line with business needs + Supports the ... we need great people to join our team. The Front Desk Supervisor, functioning under the supervision and guidance...patients are assigned and scheduled + Top 40 and risk score 70+ patients scheduled at least bi-weekly +… more
- TD Bank (New York, NY)
- …in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance, Front Office, RSM teams; and other ... Line supervisors in accordance with Firm policy and regulatory requirements. TD has been growing its US Broker...and sales activities in coordination with Compliance or relevant Risk and Control teams. + Conduct First Line… more
- KeyBank (NY)
- …Road, Brooklyn Ohio The Operational Risk Officer position resides in the 2nd Line of Defense within KeyCorp's Operational Risk Management group and will be ... that may expose KeyCorp and its affiliates to losses, regulatory or reputation risks, or to risk ...is an individual contributor and reports to the Consumer Line of Business Operational Risk Oversight Director.… more
- Bank of America (Charlotte, NC)
- …practices. Key responsibilities include working directly or through compliance officers for the Front Line Units (FLUs) and Control Functions (CFs) to complete ... maintenance of financial crimes owned policies and standards, and reviews relevant Front Line Units/Control Functions-owned policies and standards to ensure that… more
- JPMorgan Chase (New York, NY)
- …with colleagues in other lines of business and other regions on regulatory matters, cross border questions, compliance risk assessments, project management ... Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the center... (CCOR), you will act as an independent second line of defense and challenge function in the equity… more
- Capital One (Mclean, VA)
- …mitigate potential risks to Capital One. Risk Managers at Capital One are the front line of defense to ensure our Company remains stable and profitable. ... the spotlight? Are you ready to work on the front line of a top 10 Bank?...risk agendas + Stay current on the changing regulatory environment and understand the impacts to the businesses… more
- Bank of America (Charlotte, NC)
- …within Global Risk Management, Compliance and Operational Risk ("C&OR") Officers of the Front Line Units ("FLU"), and to the FLU leaders, of front ... subject matter experts who as part of the second line of defense, ensure that the company is managing...decision-making. + Expertise in risk modeling, compliance, risk management and/or regulatory issues. + Track… more
- City National Bank (Charlotte, NC)
- …By providing risk management expertise and partnering with operations managers and second- line risk teams, this role helps strengthen risk awareness and ... expertise while working with operations managers and other 2nd line risk partners (to include Operational and...ambitious deliverables Significant experience in driving operational change with front line to senior leadership personnel *… more
- Regions Bank (Hoover, AL)
- …operational risk /loss events, scenario analysis, emerging risk identification, and front line risk assessments + Analyzes compliance processes and ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...system. **Job Description:** At Regions, the Business Unit Operational Risk Analyst works within a given line … more
- Scotiabank (New York, NY)
- …Business Risk , contributes to the overall success of the front office/business controls for US Global Transaction Banking strategies and objectives. Providing ... Regulation D and Regulation W; + Point person for front office business on operational/process, risk and...abuse, fair dealings with clients, auctions and compliance with regulatory requirements; + Collaborate with Compliance and Risk… more
- SMBC (New York, NY)
- … Risk and Analytics Group, Model Risk Group, and the Operational & Regulatory Risk Group. The Credit Risk Group maintains sound credit management ... with supervisory expectations. + Drive discussions with Analytics, Model Validation, IT, Front Office, Operations, Risk , Legal, Compliance, and other key… more
- Scotiabank (Dallas, TX)
- …Framework and associate processes. + Partner with local Front Office business line managers to address Operational risk issues. + Manage and perform Quality ... together to drive ambition for every future! **Overview** Responsible to provide first line of defense (1LOD) operational risk management practices in the Global… more
- Citigroup (Rutherford, NJ)
- …risk and dependencies for the Enterprise Risk Data Layer platform on Front line business units (FLUs), business and technology teams and drive mitigation ... business problems + Extensive experience working closely with cross functional partners in risk management, technology and Front - Line Units + Track record… more
- PNC (PA)
- … risk and internal controls. Researches AML and Sanctions regulatory developments. Assists, as appropriate, in updating or implementing new/enhanced processes ... to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk , Decision Making, Regulatory Requirements, Risk Assessments, … more