- Bank of Hope (Los Angeles, CA)
- …(consumer or BSA/ AML /OFAC), credit, or financial audits under the direction of the Audit Manager or Audit Director, which can include individual or ... reports to be reviewed and approved by the Audit Manager Conduct meetings with management throughout...compliance with stated requirements and objectives, IIA Standards, and internal audit methodology Follow up on the… more
- TD Bank Group (New York, NY)
- …appetite Participates in responding to periodic exams/audits by regulatory bodies and Internal Audit , to determine level of BSA/FCRM compliance Contributes to ... to identify risk / provide guidance for complex situations Complies with applicable internal and external audit and regulatory requirements and may actively… more
- X Corp. (New York, NY)
- …CAMS) preferred. Minimum of 7 years of experience in compliance, risk management, internal audit , or control testing within a banking, financial services or ... The Control Testing Manager will oversee and execute the testing of...within X Payments to ensure adherence to regulatory requirements, internal policies, and industry standards. This role is critical… more
- KeyBank (Cleveland, OH)
- …groups within Key including the lines of business, other risk management teams and internal audit . Essential Job Functions Lead and manage a team of compliance ... REA team on projects and testing. The Senior Compliance Manager must have a strong understanding of audit...collaborative relationships with mid to senior level management, other internal clients and peers, Internal Audit… more
- Banc of California (Santa Ana, CA)
- …compliance management practices by adhering to required standards and processes. Prepares for internal audit reviews as well as regulatory examinations and is ... in ensuring that processes and work products produced by AML and OFAC Operations and KYC from the front...financial crimes. A minimum of 7 years of direct audit or QA manager with focus on… more
- Scotiabank (New York, NY)
- …team, committed to results, in an inclusive and high-performing culture. Assistant Manager , US Cash Management Operations - Tampa, FL Global Transaction Banking ... all activities conducted are in compliance with governing regulations, internal policies and procedures. Accountabilities Champions a customer focused culture… more
- Capital One (Mclean, VA)
- Audit Manager , FCC/ AML Capital One's ...years of experience with data analytics tools in support of internal audit **_At this time, Capital One will ... professional opportunity. Capital One is seeking an energetic, self-motivated Audit Manager interested in becoming part of...**Responsibilities include:** + Plan, perform, and lead BSA / AML Compliance audits at the enterprise level as well… more
- City National Bank (Dallas, TX)
- *SR AUDIT MANAGER - BSA/ AML * WHAT IS THE...* Bachelor's Degree or equivalent * Minimum 7+ years of audit experience in an internal audit ... OPPORTUNITY? The Senior Audit Manager will lead a team of auditors to assess...compliance policies and procedures. * Possess expert understanding of internal audit methodology and principles. * Ability… more
- PNC (New York, NY)
- …company's success. As an Audit Manager Sr, you will be within PNC's Internal Audit organization, supporting the AML Audit team. This position is ... regular basis. Some responsibilities may be performed remotely, at manager 's discretion. The AML Audit ...analytics, promotes process automation, and embraces emerging risks. PNC's Internal Audit department is composed of industry… more
- TD Bank (Greenville, SC)
- …details for this role. **Line of Business:** Audit **Job Description:** The Senior Audit Group Manager leads and develops a team of audit professionals ... leads a large, significant and/or highly complex, and diverse audit team for an area of significant risk, complexity...area of significant risk, complexity or scope + People Manager role that generally manages a team greater than… more
- Huntington National Bank (Columbus, OH)
- … Internal Audit , product groups, and lines of business stakeholders.The AML Product Manager job profile provides multi-faceted support for BSA Operations ... Leadership and Management Team. The AML Product Manager profile is intended to...Leadership Teams, Information Technology, Model Risk Management, Segment Risk, Internal Audit , product groups, and lines of… more
- Bank of America (Kennesaw, GA)
- …Laundering, Quality Control/Assurance Testing, Management, Process Risk Control (PRC), internal audit , risk management, process improvement, compliance, front ... Business Control Manager - Global AML & Onboarding...This job is responsible for leading and executing on internal control discipline and operational excellence within a Line… more
- Capital One (Plano, TX)
- AML Compliance Advisory Manager The AML ...in Audit , Regulatory, and other reviews of the AML program. -Evaluate Internal Audit , Regulatory ... working within the AML Program framework, the AML Compliance Advisor Manager is responsible for...experience in legal, or 5+ years of experience with audit -CRCM (Certified Regulatory Compliance Manager ) certification,… more
- MUFG (Irving, TX)
- …assigned AML Department Manager to prepare for and respond to internal audit and regulatory examination reviews. Under the direction of the assigned ... of our recruitment team will provide more details. Reporting to an Anti-Money Laundering ( AML ) Operations Department Manager , the AML Operations Team Leader… more
- Coinbase (Charlotte, NC)
- …into new products 2) driving automation and process efficiencies and 3) resolve internal audit findings and ensure all operational processes related to TMS ... role involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure the integration… more
- Huntington National Bank (Farmers Branch, TX)
- …responsibilities, MMO works closely with Information Technology, Model Risk Management, Segment Risk, Internal Audit , product groups, and lines of business. The ... cause analysis, data mining, business intelligence, visual analytics/visualization in support of BSA/ AML operations; + With assistance from the manager , write… more
- Bank of America (New York, NY)
- …Front Line Units; communicating and interacting with the third line of defense (eg, internal audit ) as well as external regulators, as needed. + Writing ... Sr. Quantitative Finance Analyst - AML Model Validation Charlotte, North Carolina;Jersey City, New...for distribution and presentation to model developers, senior management, audit and banking regulators. + Acts as a senior… more
- Navy Federal Credit Union (Winchester, VA)
- …Execute strategies to optimize KYC data, tools, and procedures, and escalate regulatory, audit , and internal control issues as necessary. + Work collaboratively ... Overview To assist the KYC Operations Manager with spearheading the development and implementation of...This role requires a deep understanding of anti-money laundering ( AML ) laws, customer due diligence (CDD), and enhanced due… more
- ManpowerGroup (New York, NY)
- … risk assessment and pre- audit planning + Partnering with the IT Audit Manager and/or external auditors to plan and execute integrated/dual purpose audits, ... At Jefferson Wells, we are searching for an internal auditor for one of our clients. This...of company assets + Designing specific programs for the audit of selected operating, compliance and financial units and… more
- M&T Bank (Buffalo, NY)
- …relevant work experience + Minimum of 1 year's leadership experience + Experience with internal audit methodology + Solid understanding of internal control ... brand. + Maintain M&T internal control standards, including timely implementation of internal and external audit points together with any issues raised by… more
