- TD Bank (New York, NY)
- …team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will ... assist in the management of the firms compliance program supporting all corporate investment banking...relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a… more
- Citigroup (New York, NY)
- …calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings, receptions and conference calls + May prepare and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Aflac (New York, NY)
- VP, Investment Compliance Manager The Company: Aflac Asset Mgt. LLC The Location: New York City, NY, US, 10005 The Division: Global Investment Job Id: ... as appropriate to senior leadership. + Partner effectively with investment advisory staff along with internal departments...a plus Skills/Knowledge: + Minimum 2 years as a manager in Investment Compliance +… more
- TD Bank (New York, NY)
- …capacity. The Senior Manager will provide support to the overall Markets Advisory Compliance team helping with large projects impacting all the Firms ... business with a path to direct coverage over time. **Responsibilities:** + Provide compliance advisory coverage for the markets advisory team with focus on… more
- Cherry Bekaert (Montpelier, VT)
- …Reduction Act application-based incentives **What does your day look like?** As a ** Manager ** in this **Strategic Tax Advisory Practice** , you will help ... **Description** **Tax Credits & Incentive Advisory ("TCIA")** , within Cherry Bekaert's Strategic Tax...Tax Consulting 1. Section 179D 2. Section 45L 3. Investment Tax Credit and Production Tax Credits 4. Inflation… more
- Charles Schwab (Bellevue, WA)
- …Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized ... or CFA(R) investment professionals. **Managing change** - The Senior Regional Manager will establish strategies and design plans to ensure that asset and service… more
- Robert Half (Dallas, TX)
- …. Where We Need You: Protiviti is looking for an Internal Audit & Financial Advisory Manager focused on Trust Auditing to join our growing Financial Services ... JOB REQUISITION Dallas Internal Audit & Financial Advisory (Financial Services - Trust Audits) Manager LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION You… more
- JPMorgan Chase (New York, NY)
- …As a Business Manager Senior Associate within the Mergers & Acquisitions Advisory team, you will act as a trusted partner and advisor, developing business ... Collaborate with US and global support areas, including Product Controllers, Compliance , Legal, Tax, Audit, Events, Marketing, Expense Management, Risk, Conflicts,… more
- Deloitte (Raleigh, NC)
- …equity and investment management industries? Do phrases like "cross border investment advisory " and "fund formation, hold, and exit reporting and consulting" ... Investment Management practice. What You'll Do As a Manager , you will work within an engagement team and...tax filings + Preparing and leading client meetings on compliance and advisory projects related to tax… more
- SAP (Burlington, MA)
- …and continued Value Advisory leadership position in the industry. 3. Program manager for 2 - 3 key impact projects and provide supporting analysis 4. Learn ... fingertips. **What you'll do** Position title: SAP iXp Intern - Value Advisory Location: Burlington, Boston, MA (Hybrid) Expected Start Date: September 2025 Contract… more
- Guidehouse (Mclean, VA)
- …+ Master's degree. + Certified Anti-Money Laundering Specialist (CAMS), Certified Regulatory Compliance Manager (CRCM), or Certified Public Accountant (CPA). + ... **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50%...banking, commercial banking, asset and wealth management, corporate and investment banking, financial technology / digital assets, and insurance.… more
- Black & Veatch (Irvine, CA)
- …operation resiliency services that apply across the client's entire investment -to-operations lifecycle commitments. Included are Strategic Advisory , Industrial ... **Client Advisory Partner - Water/Wastewater Utilities** Date: Jul 22,...market/client needs + Partner with Enterprise Innovation to ensure investment in new/leading innovative solutions are targeted at our… more
- Wells Fargo (Houston, TX)
- …** Investment Banking Industry Coverage Teams** Provides a full range of investment banking and advisory services to clients in the following industries: ... **About this role:** Wells Fargo is seeking talent to join the 2026 Investment Banking Early Career Program in Corporate and Investment Banking. Learn more about… more
- Wells Fargo (Minneapolis, MN)
- …seeking talent to join the 2026 Summer Internship, Early Careers - Wealth & Investment Management program. Learn more about the career areas and lines of business at ... wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) **Business Overview** Wealth & Investment Management, or WIM, is one of the United States' leading… more
- City of New York (New York, NY)
- …with quarterly peer virtual calls. * Performing other related duties as assigned. INVESTMENT MANAGER (COMPTROLLE - 95611 Qualifications 1. A graduate degree from ... of Asset Management is responsible for oversight of the investment portfolios of the five New York City pension...and managing the portfolio of existing investments to ensure compliance with the terms of the limited partnership agreement… more
- The Hartford (Hartford, CT)
- …too. Join our team as we help shape the future. Senior Accountant - Investment Accounting The position will be responsible for analysis of The Hartford's ... investment results - focusing on the investments managed by...NAIC designations to make sure STAT reports are in compliance with NAIC + Gather required documents for NAIC… more
- Siebert Williams Shank (New York, NY)
- …York City headquarters. Only candidates with relevant prior experience in public finance investment banking or municipal advisory will be considered. At SWS, all ... and Oakland. SWS is a perennial leader as a co- manager of investment -grade corporate debt, a national...all activities and duties are carried out in full compliance with regulatory requirements and internal policies and procedures… more
- BMO Financial Group (New York, NY)
- Exciting opportunity to join BMO as a Director on the Investment and Corporate Banking Loan Syndications team covering North American project finance, power, ... and execution of syndicated and club lending transactions; collaborates extensively with Investment and Corporate Banking partners in the US and Canada on dynamic… more
- Scotiabank (Houston, TX)
- Senior Manager , CIB & Research Compliance Officer... Advisory team which provides compliance advisory coverage for the Corporate & Investment ... Compliance Officer will serve as (1) primary compliance advisory coverage for Scotiabank's Houston based...advisory coverage for Scotiabank's Houston based Corporate & Investment Banking (CIB), Mortgage Capital Markets (MCM) and Equity… more
- Insight Global (Los Angeles, CA)
- …-minimum of 2/3 years of compliance experience at a registered investment advisory firm -Bachelor's degree -basic understanding of the compliance ... Job Description Insight Global is looking for a Compliance /Operations Manager for an investment...applicable federal and state regulations, including those related to investment advisory activities, and for maintaining a… more