- JPMorgan Chase & Co. (New York, NY)
- …and using your expert judgement to solve real-world challenges that impact our company , customers and communities. Our culture in Legal Department is all about ... Committee service (including director independence and committee requirements, Clayton Act Section 8 considerations and the Depository Institution Management… more
- Harbor Capital Advisors, Inc. (Chicago, IL)
- …academic credentials Mid-level attorney with at least four years of experience with the Investment Company Act of 1940 and Investment Advisers Act ... will possess the following attributes: Prior experience as an attorney in the investment management industry and...of the regulations that govern its activities, including the Investment Company Act of 1940,… more
- Deutsche Bank (Chicago, IL)
- …As investors on behalf of our clients, it is our role to find investment solutions. Ensuring the best possible foundation for our clients' financial future. And in ... in the Legal Entity Operations group at RREEF Management, LLC, (RREEF) a registered investment advisor, which is a wholly owned subsidiary of DWS. The Legal Entity… more
- JPMorgan Chase (Chicago, IL)
- Are you an experienced attorney with a passion for investment ... investment management firm. + Expertise in the Investment Company Act of 1940. ... in the United States, offering a full array of investment products. Be part of a team that values...a significant impact in the financial industry. As an Attorney in the JPMorgan Asset Management legal team, you… more
- Lincoln Financial (Fort Wayne, IN)
- …with investment companies and SEC-registered investment advisers * Familiarity with Investment Company Act of 1940, Investment Advisers Act ... this opportunity. **Requisition #:** 74804 **The Role at a Glance** In the Attorney , Funds Mgmt Counsel position, you will provide legal counsel and subject matter… more
- JPMorgan Chase (San Francisco, CA)
- …motivated, and collaborative lawyers. As a Private Bank Front Office Legal Attorney - Vice President, Assistant General Counsel within our Private Bank Legal ... in and fostering a diverse, inclusive, supportive and respectful work environment. + Attorney must be licensed to practice law and a member in good standing… more
- JPMorgan Chase (Washington, DC)
- …Chase & Co.'s Home Lending Legal Group as a Home Lending Originations Attorney . Use your legal expertise to ensure compliance with applicable state and federal ... that values excellence and proactive legal guidance. As a Home Lending Originations Attorney within JPMorgan Chase & Co.'s Home Lending Legal Group, you will provide… more
- Robert Half Legal (Los Angeles, CA)
- …partner and others have been promoted to more senior associate roles. The ideal attorney will have: + 5+ years of trust and probate litigation experience + ... to permanently work hybrid or 100% remotely from anywhere in California (this attorney must be able to attend future in-person court hearings or depositions) +… more
- MUFG (New York, NY)
- …colleagues, striving to make a difference for every client, organization, and community we serve. We stand for our values, building long-term relationships, serving ... of the role:** MUFG is seeking an experienced finance attorney to join the Americas Legal Department as a...support various teams and products within our Global Corporate Investment Bank. A successful candidate will be familiar with… more
- JPMorgan Chase (New York, NY)
- …and using your expert judgement to solve real-world challenges that impact our company , customers and communities. Our culture in Legal Department is all about ... Committee service (including director independence and committee requirements, Clayton Act Section 8 considerations and the Depository Institution Management… more
- Lincoln Financial (Radnor, PA)
- …of work related to proxy statements for meetings of shareholders and 1934 Act filings such as Annual/Quarterly Reports on Forms 10-K/10-Q, current reports on Form ... Section 16 reporting obligations; securities offerings under the 1933 Act ; earnings releases and related materials; equity plan matters;...13 and Section 16 filings on behalf of the Company and its executive officers and directors * Perform… more
- SitusAMC (Dallas, TX)
- …advocate for others, stay nimble, dream big, own every outcome, and think global but act local - come join our team! Company Description Our client, a global ... issues, risks and recommended solutions. + Actively participate in investment committee meetings to address issues and provide recommendations...from client and close of escrow by the title company . + Remain engaged throughout the life of each… more
- T. Rowe Price (Owings Mills, MD)
- …legal advice based on experience and research of mutual funds and ETFs, the Investment Advisers/ Company Act of 1940, and related regulations and practices ... with more than 85 years of experience, we provide investment solutions and a broad range of equity, fixed...to create real impact at work and in your community . Y ou'll enjoy resources to support your career… more
- Harding Loevner LP (Bridgewater, NJ)
- …the Harding, Loevner Funds, Inc., an investment company registered under the Investment Company Act of 1940; Harding Loevner Funds plc, an Irish ... Harding Loevner is looking to hire an attorney to serve as Counsel. The individual will...experience in one or more of the following: the Investment Company Act of 1940,… more
- Neuberger Berman (New York, NY)
- …firm + JD Required + Working knowledge of Investment Advisers Act of 1940, Investment Company Act of 1940 and the 1933 and 1934 Acts and ERISA rules ... a leading asset manager that is seeking a Private Equity/ Investment Management Attorney to provide advice, support...are allocable to a particular employee remains in the Company 's sole discretion unless and until paid and may… more
- Neuberger Berman (New York, NY)
- Neuberger Berman is seeking a lawyer experienced in the Investment Company Act of 1940 to join its New York-based Legal and Compliance Team. This position ... Funds. This is an exceptional opportunity for a well-rounded investment management attorney who enjoys working on...of experience working with US registered funds and the Investment Company Act of 1940… more
- Wells Fargo (New York, NY)
- …this role:** Wells Fargo is seeking a highly experienced and commercially minded attorney to join our Legal Department as Assistant General Counsel supporting the ... capital markets transactions, including IPOs, follow-on offerings, private placements, investment -grade and high-yield debt offerings, corporate share repurchases and… more
- Abbott (Lake Forest, IL)
- …a full life. You'll also have access to: * Career development with an international company where you can grow the career you dream of. * Employees can qualify for ... free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...convenient path to getting a bachelor's degree. * A company recognized as a great place to work in… more
- Abbott (Pleasanton, CA)
- …a full life. You'll also have access to: + Career development with an international company where you can grow the career you dream of. + Employees can qualify for ... free medical coverage in our Health Investment Plan (HIP) PPO medical plan in the next...convenient path to getting a bachelor's degree. + A company recognized as a great place to work in… more
- JE Dunn Construction Company (Kansas City, MO)
- …transaction, etc. + Assist with review, execution and implementation of private investment transactions + Assistance with company 's entity management; including ... entity dissolutions, etc. + Litigation management for claims arising from the Company 's investment activities **Key Role Responsibilities - Additional Core** N/A… more
