- Apex Systems (Milwaukee, WI)
- …to detail Bachelors Degree in Business, Finance or related field Data Accuracy Investment Operations Nice To Have Banking Knowledge FINRA licensed SIE, 6 ... in Downtown Milwaukee has an immediate opening for a Investment Ops Specialist . If you are interested...Bachelor's degree in Finance, Business, or related field. FINRA Securities Industry Essentials (SIE), series 6 or 7 preferred.… more
- JPMorgan Chase & Co. (Columbus, OH)
- …US for best places to work and grow your career. As a Loan Servicing Specialist IV within JPMorganChase, you will play a pivotal role in managing an assigned ... skills with cross-functional teams to ensure seamless client service operations , enhancing client satisfaction and service delivery. Flexibility and adaptability… more
- JPMorgan Chase & Co. (Columbus, OH)
- …for our clients through field engagement and support of the Lending Specialist organization. As a Lending Product Analyst within Wealth Management Lending Solutions, ... This role will provide exposure to a breadth of client solutions including securities based, margin, mortgage, and custom lending solutions. To be successful in this… more
- DTCC (Tampa, FL)
- …on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of ... Disaster Recover and Network modernization. It requires collaboration between operations , engineering, and architecture to maintain existing infrastructure as well… more
- Raymond James Financial, Inc. (Memphis, TN)
- …knowledge of managed account practices. Principles of banking and finance and securities industry trading and operations . Knowledge of products, including ... equities, ETFs, and Mutual Funds. Financial markets and investment products and services. Mathematical ability sufficient to calculate transactions accurately and… more
- City National Bank (Newark, DE)
- *INVST OPERATIONS SECURITIES SPECIALIST * WHAT IS THE OPPORTUNITY? The Securities Specialist will support responsibilities assigned to the Trust ... 4 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Ability to perform research… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Securities Operations Specialist to join the Voluntary Corporate Actions team within Wealth & Investment ... complex lifecycle support initiatives and identify opportunity for process improvements within Securities Operations . + Review and analyze basic or tactical… more
- Truist (Atlanta, GA)
- …role on-site 4 days a week* This position performs assigned duties within Securities Operations unit for the bank Wealth Management business. This position ... Participate in various processing functions for Wealth accounts, including securities and investment related transactions. 2. Lead...expertise. 6. Act as Subject Matter Expert (SME) for Securities Operations for processes assigned. 7. Stay… more
- Truist (Wilson, NC)
- …2713 Forest Hills Road, Wilson, NC. This position performs assigned duties within Securities Operations unit for the Wealth Management business. This position ... 2. Two or more years of Wealth Management experience. 3. Knowledge of securities operations . 4. Good verbal and written communication skills to interact… more
- Wells Fargo (Salt Lake City, UT)
- **About this role:** Wells Fargo is seeking a Contact Center Securities Operations Specialist within the Workforce Management team to lead scheduling for a ... dynamic and fast paced Contact Center environment. **In this role, you will:** The Securities Operations Specialist will own the End to End of scheduling… more
- Commerce Bank (Kansas City, MO)
- …estimate of the compensation range for some roles. This compensation range is for the Securities Specialist - Wealth Operations or Senior level job and ... resources to grow into the best version of yourself. Because our number one investment is you. Creating an award-winning culture doesn't come easy. And after 160… more
- City National Bank (Los Angeles, CA)
- * INVESTMENT OPERATIONS SPECIALIST LEAD* WHAT IS THE OPPORTUNITY? The Investment Ops Specialist Lead will support responsibilities assigned to the ... 8 years of experience with procedures, practices and regulations governing trust- securities operations . *Additional Qualifications* * Requires interpretation and… more
- TD Bank (New York, NY)
- …working in a highly focused operation, while being part of a major global investment dealer. Confidence in our US operations systems stems from the recognition ... specific details for this role. **Job Description:** At TD Securities , the CIB Credit function is an integral part...of the full suite of services we offer under Investment Banking. Our Investment Banking professionals provide… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** Principal is seeking a ** Securities Operations Specialist II** to join our Principal Custody Solutions (PCS) team. If you enjoy working in ... problem-solving and communication skills, this may be the position for you! As a ** Securities Operations Specialist II** , you will perform a variety… more
- Citigroup (Jersey City, NJ)
- …perspectives, maintaining a balanced and fresh viewpoint. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives ... **Organization Overview:** Markets Operations represents the evolution and transformation of ...& Collateral Optimization Program for Markets is a multi-year investment initiative with a clear transformation objective. The successful… more
- Capital One (New York, NY)
- …team, the candidate will focus on operational and compliance audits, including operations of investment ( securities and transactions). Responsibilities: + ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated group of… more
- Principal Financial Group (Minneapolis, MN)
- **What You'll Do** Principal is seeking a ** Securities Operations Specialist II** to join our Trust & Custody Department in Minneapolis, MN. If you enjoy ... institutional trust clients whose accounts are managed by an external Investment Managers. **Daily responsibilities include:** + Review, track and monitor reports… more
- Wells Fargo (Charlotte, NC)
- …Join us! **About this role:** Wells Fargo is seeking a **Senior Institutional Investment Operations Specialist ** for **The Structured Products Group (SPG)** ... so does the need to support our businesses and partners. The **Senior Institutional Investment Operations Specialist ** will work to support complex deals,… more
- Wells Fargo (Charlotte, NC)
- …all begins with you._ **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist within our Mortgage Banker Finance Group ... issues and achieve goals **Required Qualification:** + 2+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking an Institutional Investment Operations Specialist to join the Tax Operations team within Corporate & ... issues and achieve goals **Required Qualifications:** + 2+ years of Institutional Investment Operations experience, or equivalent demonstrated through one or a… more
