- Oregon State University (Corvallis, OR)
- …Department College of Ag Admin (AGA) Position Title Administrator 3-Faclt/Ops Job Title Regulatory and Safety Compliance Officer & Corvallis Farm Unit ... Summary The College of Agricultrual Sciences is seeking a Regulatory and Safety Compliance Officer ...equipment, and workspaces; provide written reports with recommendations. + Lead or support investigations of incidents such as accidents,… more
- Citigroup (Tampa, FL)
- The Legal Support Lead Officer is a senior level, non-attorney role, responsible for providing legal support to the Citi Legal team. This role requires a ... team's management to determine legal solutions + Continuously stays informed of regulatory changes, new regulations, internal policy changes and developments in the… more
- Truist (Charlotte, NC)
- …years of direct experience in compliance 4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance . 5. Strong ... 2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Compliance Officer to join the CIB Macro Business Aligned Compliance Team. Learn more about the career ... Trading Compliance Team is a Business Aligned Compliance Officer (BACO). The BACO for this...Dealer within the Markets Division. This role will provide regulatory compliance advice to the business and… more
- Wells Fargo (New York, NY)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... Warehouse lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across… more
- L3Harris (Rochester, NY)
- …domains in the interest of national security. Job Title: Lead , Legal Compliance (Ethics & Compliance Officer ) Job Location: Multiple: Rochester, New ... seeking an experienced, proactive and solutions focused Ethics & Compliance Officer (ECO) who will be responsible...procedures, tools and training that promote knowledge and strict compliance with regulatory requirements and reduce risk… more
- Corewell Health (Grand Rapids, MI)
- …finance and Human Resources functions . The SVP, Chief Compliance & Privacy Officer will also lead and coordinate with other key stakeholders the System's ... to management and board governance, offering guidance and practical solutions to complex regulatory compliance challenges . As Corewell Health's Chief Privacy … more
- Berkshire Bank (Boston, MA)
- …$170,031 Location: Hybrid - Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will develop, strengthen, and maintain the ... (Trust department) business and the Berkshire Banc Investment Services business. The VP, Compliance Officer is also responsible for understanding and advising on… more
- University of Michigan (Ann Arbor, MI)
- Chief Medical Officer of Revenue Cycle and Billing Compliance Apply Now **Job Summary** The **Chief Medical Officer of Revenue Cycle and Billing ... Compliance ** , in partnership with the Chief Revenue Officer (CRO), serves as the head of the University...to support revenue cycle goals. + With the CRO, lead revenue improvement initiatives that span the enterprise utilizing… more
- TD Bank (New York, NY)
- …who can provide you more specific details for this role. **Job Description:** This Senior Compliance Officer is a key member of the TDS US Compliance ... businesses, working with regional teams across the globe. This Compliance Officer will also support other aspects...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- Raymond James Financial, Inc. (New York, NY)
- **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, and ... Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business...+ Identify process improvements to enhance operational efficiency and regulatory adherence. + Lead and mentor a… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …a Vice President/ Compliance Officer to take ownership of its compliance programs and drive excellence across regulatory frameworks. This is an ... Description Vice President/ Compliance Officer - Twin Cities Metro...Lead and oversee all aspects of the bank's compliance programs, ensuring adherence to regulatory requirements,… more
- AON (Chicago, IL)
- …The Compliance Analyst's primary role is to assist the Deputy Chief Compliance Officer and team with the day-to-day administration of AIUSA's compliance ... of special projects. Additionally, this role may assist with regulatory requirements with the review of the firm's marketing...Analyst's primary role is to assist the Deputy Chief Compliance Officer and team with the day-to-day… more
- AdventHealth (Altamonte Springs, FL)
- …facilities as assigned, with oversight from, and reporting to, the Designated Division Compliance Officer . Lead the day-to-day operations of the corporate ... Springs, FL **The role you will contribute:** The Regional Compliance Officer is responsible for the day-to-day...implement training and education on company policies and requisite regulatory compliance matters to ensure consistency across… more
- Vanguard (Malvern, PA)
- … program, and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard Funds and ... and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and...Regulatory Engagement: Serve as the primary liaison with regulatory bodies regarding Financial Crime compliance , ensuring… more
- KeyBank (Cleveland, OH)
- **Location:** 4910 Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF (PURPOSE)** The Compliance Officer will be a member of the Consumer Deposit Compliance ... team within Compliance Risk Management. The Compliance Officer will provide subject matter expertise...facilitate necessary changes. + Assist with internal and external regulatory compliance exams/audits. + Assist with corporate… more
- Wells Fargo (New York, NY)
- …execution of applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering ... **About this role:** Wells Fargo is seeking a ** Lead Control Management Officer ** within the...all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and… more
- AdventHealth (Altamonte Springs, FL)
- …: Altamonte Springs, FL **The role you will contribute:** The Primary Health Division Compliance Officer reports to and works in conjunction with the Senior Vice ... President, Chief Compliance Officer at AdventHealth to provide leadership...Communicate and provide training and education on policies regarding regulatory compliance to ensure consistency across assigned… more
- Bloomberg (New York, NY)
- Compliance - Compliance Officer ...well as IOSCO principles; and be able to implement regulatory compliance policies, governance and controls. Strong ... the product and business + Draft, update and review compliance policies in line with regulatory requirements...conduct rule breach determinations + Work alongside the global lead and compliance team to increase the… more
- Citigroup (New York, NY)
- …the Chief Legal Officer , the Head of HR, the Chief Compliance Officer , other senior management, the Compensation, Performance Management and Culture ... matters, as appropriate. Based in New York, the Ethics Lead Officer will report to an Ethics...of a global financial services company in a dynamic regulatory environment. + Determine the handling and assignment of… more