- Pyramid Consulting, Inc. (New York, NY)
- Immediate need for a talented Regulatory Compliance Officer . This is a 06+months contract opportunity with long-term potential and is located in New York, NY ... plan, and paid sick leave (depending on work location). Key Responsibilities: The Bank Regulatory Compliance Officer (" Compliance Officer ") will… more
- Citigroup, Inc. (Irving, TX)
- …monitoring of compliance related issues. Reviewing materials to ensure compliance with various regulatory and legal requirements and to ensure ... Serves as a compliance risk officer for Independent ...are appropriately identified and addressed. Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing… more
- Zillow Group, Inc. (Seattle, WA)
- …Ready to take the leap and join our team? About the role As a Mortgage Loan Officer , based out of our Seattle , WA Office , you are responsible for originating ... Originate mortgage loans, guiding borrowers through the process, ensuring compliance , and providing all vital documentation for underwriting, processing, and… more
- Alcivia (Hammond, WI)
- …and approvals are in place. Maintains customer files to ensure information adheres to regulatory compliance and company policy. Work closely with the finance and ... growing and looking to add a full-time Agriculture Loan Officer within our Hammond, WI sales territory . Are...collateral reports, extension requests and other required loan application materials required by loan size and credit risk. Build… more
- Pasona NA, Inc. (Hoboken, NJ)
- …improve the Bank's services including custody and other products. Conducts regulatory compliance practices including BSA requirements. (Obtains appropriate ... FX Desk Officer -Japanese bilingual Job Num: 57477 h5 Job Description...Institution preferred) Strong PC skills in Japanese and English ( MS Word, Excel, Access preferred). Strong communication skills (verbal/written)… more
- Texans Credit Union (Richardson, TX)
- Job Type Full-time Description Position Purpose and Objectives The Mortgage Compliance Officer is responsible for helping ensure that the Credit Union's mortgage ... new mortgage products, services, or processes to provide relevant input to ensure regulatory compliance . Prepare and submit required regulatory reports and… more
- KeyBank (Cleveland, OH)
- …organization in strategic investments and acquisitions from an AML and OFAC regulatory compliance perspective. ESSENTIAL JOB FUNCTIONS Manage the AML/OFAC Risk ... committees, working groups, task forces and line of business partnerships to identify and manage compliance risks with assigned regulatory topics. Support the… more
- TowneBank (Covington, LA)
- …Responsibilities: This position is primarily responsible for originating Mortgage loans in compliance with company and regulatory policy. Provides service to ... Completes application and gathers supporting documentation. Reviews and completes regulatory disclosures with customer. Maintains existing and generates new sources… more
- Kyowa Kirin North America (Princeton, NJ)
- …California, North Carolina, and Mississauga, Ontario. Summary: The Project Manager, Global Regulatory Affairs Compliance and Planning will lead or support ... monitoring and reporting of project performance. Essential Functions: The Project Manager, Regulatory Affairs Global Compliance and Planning is responsible for… more
- Evinex Corporation (Cape Coral, FL)
- …cadence. Protect client confidentiality and uphold fiduciary responsibilities at all times. Regulatory Compliance and Market Awareness Maintain full adherence to ... Job Title Vice President, Business Banking Officer Job Type Full-time Direct Hire Applicants must be legally authorized to work in the US. Visa sponsorship is not… more
- B. Riley Securities (Chicago, IL)
- … environments to ensure the Firm is taking every measure to stay in compliance with all regulatory rules. Maintain and update Firm's Restricted and Watch ... highly ranked for its proprietary small-cap equity research. We are seeking a full-time Compliance Officerwith a minimum 5 to 8 years of industry experience to work… more
- LIFEMOVES (Santa Clara, CA)
- …agency operations consistent with mission, programs model, cultural competence, contract compliance , and all applicable regulatory and legal requirements; review ... morale, productivity, and engagement. POSITION PURPOSE Reporting to the Chief Executive Officer , the Chief Operating Officer is the second-in-command for the… more
- Hillcrest Children Center (Washington, DC)
- Position Summary The Chief Financial Officer (CFO) is responsible for all aspects of the financial operations for the agency. Reporting directly to the Chief ... Executive Officer (CEO), the CFO provides accounting, budgetary, operational, and...accounting information and financial reports. Monitor changes in legal, regulatory , and administrative environments and implement changes in procedures… more
- Westamerica Bank (Turlock, CA)
- …Monitor and provide guidance on commercial lending protocols for BBO/BRM. Compliance Related Activity Adhere to Reg B/Flood requirements. Complete all assigned ... tutorials and Compliance Training. Focus on Majority/Minority census tracts as assigned by RMM. Focus on Small Business/Small Farm loans assigned goals. Meet CRA… more
- Westamerica Bank (Napa, CA)
- …party referrals annually. Generate 2 Business Elan applications per month. Compliance Related Activity Adhere to Reg B/Flood requirements. Complete all assigned ... tutorials and Compliance Training. Focus on Majority/Minority census tracts as assigned by RMM. Focus on Small Business/Small Farm loans assigned goals. Meet CRA… more
- WesBanco Bank, Inc. (Bowie, MD)
- …all assigned compliance training in a timely manner. Knowledge of Microsoft Office products and other computer software. Proficiency in Excel preferred. Ability ... documents. Ability to respond to common inquiries or complaints from customers, regulatory agencies, or members of the business community. Ability to write… more
- City of New York (New York, NY)
- …policy implementation. The Compliance Specialist will report to the Deputy Chief People Officer of Compliance , Payroll & Labor Relations and will be part of ... Chief People Officer and Deputy Chief People Officer of Compliance , Labor Relations, and Payroll...forms. - Stay informed about all employee-related legislative and regulatory changes, ensuring that updates to rules and regulations… more
- PJT Partners, Inc. (New York, NY)
- …candidates will possess the following: 7-10+ years' experience in financial crime compliance , legal or regulatory advisory roles within financial services ... skills, with the ability to influence and collaborate across legal, compliance , and front-office teams Demonstrated experience managing regulatory inquiries,… more
- Broadway Bank (San Antonio, TX)
- Position: Wealth Advisor/Trust Officer III | Division: Wealth Mgmt Services| WorkDays:Monday - Friday| Hours of Operation:8:00am - 5:00pm Why Broadway Bank: We are ... of the Position: Within a culture ofempowerment, the Wealth Advisor/Trust Officer III manages fiduciaryrelationships with proactive diligence, adhering to the… more
- Goldman Sachs, Inc. (New York, NY)
- …Chief Financial Officer , Chief Information Officer , Chief Compliance Officer , Audit Committee of GS Board, and regulatory agencies (eg, SEC, FINRA, ... accurate, and visually compelling reports, presentations, and briefings on Compliance Engineering strategies, initiatives, findings, and recommendations. Regulatory… more
