- Commonwealth of Pennsylvania (PA)
- Non - Depository and Securities Compliance Examiner 1 Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4933339) Apply Non - ... and Securities (DoBS) is eager to welcome an ambitious and detail-oriented Non - Depository and Securities Compliance Examiner 1 to the team. In… more
- State of Montana (Helena, MT)
- …Securities Association (NASAA), and collaboration with other state regulators The Securities Compliance Technician serves this mission by performing ... and Insurance (CSI) has an exciting opportunity available for a part-time* Compliance Technician*in the Securities Division!**To learn more about the Agency,… more
- MyFlorida (Alachua, FL)
- …Regulation (OFR) is responsible for licensing, chartering, examining, and regulating depository and non - depository financial institutions and financial ... banks, credit unions, trust companies, loan originators, mortgage lenders, securities dealers, investment advisors, consumer collection agencies and money… more
- ADM (Chicago, IL)
- …**Job Title:** Paralegal - Chicago, IL **Department/Function:** Legal, Compliance , Regulatory Affairs, Corporate Security **Job Description:** **Paralegal - ... plan records. Under the supervision of the Associate General Counsel, Corporate, Securities and M&A, the Paralegal will: **Day-to-Day Duties:** + Collaborate with… more
- Citigroup (Getzville, NY)
- …+ Analyze data for regulatory reporting obligations to US regulators, such as Non -centrally Cleared Bilateral Repo Data to OFR, Short Interest, Covered Securities ... and internal and external audits. + Maintain communication with the Business, Compliance , IT, and the Control & Reconciliation Group to ensure that regulatory… more