- Banc of California (Santa Ana, CA)
- …employee resource groups, and more. TOGETHER WE WIN(R) THE OPPORTUNITY The VP, BSA/ OFAC QA/QC Manager reports to the BSA Officer and will lead the development and ... that processes and work products produced by AML and OFAC Operations and KYC from the front line are...FIU alerts & cases, SARs filed, EDD reviews, CTR, OFAC , KYC, negative news & PEP screening to ensure… more
- Abacus Service Corporation (Mason, OH)
- …of your contractor's compliance while working in the EyeMed department, the OIG/GSA/ OFAC screening is an additional requirement for EyeMed positions. It should be ... conducted prior to placement and once a month thereafter. The results should be emailed to by the 4th of each month and we again ask that you house each file internally for auditing purposes. EyeMed needs full screenshots where the website link and the… more
- BNP Paribas (New York, NY)
- …with developing and implementing an industry-leading Office of Foreign Asset Control (" OFAC ") Compliance Program. GFS US is responsible for the overall supervision ... of contact for the Group with US Regulators regarding Sanctions Compliance. The Bank's OFAC Compliance Program was the basis for the creation of the department, the… more
- TD Bank Group (New York, NY)
- …Global Sanctions Program, including satisfaction of US specific requirements promulgated by OFAC , Global Affairs Canada, and support for sanctions compliance in all ... jurisdictions where TD operates. Depth & Scope: Works independently as the senior analyst / subject matter expert and may coach and educate others Oversees and/or independently performs tasks from end-to-end Applies expert knowledge of business operations,… more
- Contemporary Staffing (Trenton, NJ)
- …assistance *Submit complete files for investor approval when necessary *Conduct OFAC checks and complete post-closing updates in FHA Connection *Respond to ... audit inquiries and collaborate across internal departments *Maintain awareness of underwriting guideline changes and assist in implementation *Communicate with business partners, vendors, and clients to resolve underwriting-related issues *Identify and… more
- Bank-Fund Staff FCU (Washington, DC)
- …*Participate in annual Bank Secrecy Act (BSA) and Office of Foreign Assets Control ( OFAC ) training and demonstrate knowledge and understanding of the BSA and OFAC ... , including the immediate reporting of unusual or suspicious activity to the Risk Management Department. Undertake additional training specific to daily responsibilities and as required to ensure continued compliance with all applicable regulations. *Ensure… more
- BNP Paribas (New York, NY)
- …strategic insights. Experience in Compliance with a strong knowledge of OFAC requirements. High ethical standards. Excellent verbal and written communication skills. ... Strong analytical and investigative skills. High level of detail orientation and organization. Flexibility to adapt to new changing environment. Team player with demonstrated track record in self-initiative and time management. Undergraduate degree, finance or… more
- US Bank (Minneapolis, MN)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (New York, NY)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- US Bank (Los Angeles, CA)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Bank of Hope (Los Angeles, CA)
- Perform operational, compliance (consumer or BSA/AML/ OFAC ), credit, or financial audits under the direction of the Audit Manager or Audit Director, which can include ... individual or multiple audit or assignments and/or projects Develop comprehensive risk and control matrices and audit planning memos for assigned audits Execute and document comprehensive, clear, and concise audit work paper documentation within audit… more
- Bosch Group (Washington, DC)
- …will also be responsible for monitoring legal developments (including Executive Orders, EAR, OFAC and ITAR) and changes to US (re) export control and sanctions laws ... Associate Degree and 9+ years of experience with export control in the US (EAR, OFAC , ITAR and FTR) 5+ years of proven ability to influence and motivate people… more
- Crdit Agricole CIB (New York, NY)
- …CAMS Certification Required skills Competencies Essential: Knowledge of US AML and OFAC regulations Strong understanding of financial products and services, and how ... ESG and compliance factors affect them. Familiarity with regulatory expectations on ESG matters. Analytical mindset with the ability to interpret complex data and regulatory requirements. Competencies Desirable: Knowledge of International AML and Sanctions… more
- Credit Union Texas (Dallas, TX)
- …of all changes and disclosures. Remain compliant with all financial regulations including: BSA, OFAC , Reg CC, USA PATRIOT Act, etc as they apply to the duties of ... the position. Maintain confidentiality of member information and other sensitive information. Positions directly supervised : N/A Specific knowledge, skills, and abilities required for this position: Must be goal-oriented Must be service-oriented Problem… more
- Metro City Bank (Centreville, VA)
- …all banking products Prepare wire transfer for customers and ensure proper OFAC verification is performed before submitting the wire transfer. Perform all duties ... and money instrument transactions Ensure proper customer information is collected and OFAC verification is performed before opening an account Perform Risk Rating… more
- US Bank (Tempe, AZ)
- …also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC , the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines ... applicable to an agreement, such as those related to ethics, safety, or operational procedures. Applicants must be able to comply with US Bank policies and procedures including the Code of Ethics and Business Conduct and related workplace conduct and safety… more
- Farmers and Merchants State Bank (Berne, IN)
- …when applicable, Anti-Money Laundering Act (AML), Office of Foreign Asset Control ( OFAC ) and the USA PATRIOT Act. Adhere to Customer Identification, Customer Due ... Diligence and reporting of suspicious activities to the BSA Department. NON-EXEMPT/HOURLY COMPETENCIES: Job Knowledge: Understands duties and responsibilities, possesses necessary job knowledge and technical skills, maintains job knowledge current.… more
- Tapco Credit Union (Gig Harbor, WA)
- …of the Bank Secrecy Act (BSA) and the Office of Foreign Assets Control ( OFAC ), as it specifically relates to the job functions. Assumes responsibility for other ... duties as required or assigned. Position Qualifications High School diploma, or equivalent. 1-3 years experience in banking operations, including teller services, member service and/or loan administration. Knowledge of consumer lending practices and… more
- Mercedes-Benz of Austin (Austin, TX)
- …new license plates and transfers. Responsible for all regulatory checks involving ofac , redflags, and fraud prevention. Ensures Collection of all finance and ... insurance fees. Attends managers meetings. Handles all rate quotations. Develops and monitors guidelines for working with Customers to ensure maximum customer Satisfaction. Qualifications: Minimum 3 years as a full-time automotive finance manager. Highline… more
- WaFd Bank (Dallas, TX)
- …but not limited to the Bank Secrecy Act, USA Patriot Act and OFAC regulations. Completes administrative tasks correctly and on time; supports the Bank's goals ... and values. Qualifications Education/Skills/Training: Bachelor's Degree or approved equivalent combination of education and experience. Work-related experience should consist of commercial financial analysis or a lending background. Educational experience,… more
