- MUFG Bank, Ltd. (Tampa, FL)
- …and evaluate the effectiveness of the Bank's risk governance, enterprise and operational risk management and control processes. This role includes, but ... impact on risk and/or risk management practices, reporting findings and audit issues...and related regulatory agencies. Experience preferred in enterprise and/or operational risk management . Experience in… more
- Repligen (Waltham, MA)
- …KPI's and management review meetings with the Senior Management team.Facilitate operational excellence initiatives in Quality Assurance.Maintain internal ... and external audit schedules; serve as host for site auditsMaintain risk -based strategy for overall Quality compliance across the organization and in support of… more
- Citigroup, Inc. (New York, NY)
- …these standards Qualifications : 15+ years of experience in operational risk management , compliance, audit , or other control-related functions in ... incumbent also provides a leading contribution to the wider risk management program across Citi Technology and...Technology and Business teams to lead the response to Operational Risk Events and Escalations Builds relationships… more
- Daiichi Sankyo, Inc. (Bernards, NJ)
- …documenting/tracking associated CAPAs or process deviations, and coordinating the end-to-end management of these. They will also be responsible for conducting ... proactive risk assessments related to regulatory processes on a consistent basis and identifying areas of potential non-compliance or operational … more
- iCapital (Boca Raton, FL)
- …and 10-15 years of experience for the VP level in operational due diligence, risk management , internal audit , or a related field within the investment ... of industry trends, regulatory changes, and best practices in operational due diligence and risk management . Mentor and train junior members, fostering… more
- Jefferies (New York, NY)
- …that effectively convey significance and impact on risk and/or risk management practices, reporting findings and audit issues to Audit Management ... will be a key member of the Information Technology Audit Team with responsibility for audit coverage...recommendations within an evolving and increasingly complex regulatory and risk management environment. Ability to work well… more
- First Citizens Bank (Raleigh, NC)
- …reporting teams : Partner with Business Risk & Controls, Operational Risk Management , and Internal Audit teams on establishing and maintaining policy ... Bachelor's Degree and 4 years of experience in Data Management , Financial Analysis, or similar OR High School Diploma...least 4 years of experience in data governance, data risk , audit , or data control functions, ideally… more
- HSBC (New York, NY)
- …Confirm compliance arrangements and internal controls are in place, including processes for management of operational risk , in accordance with Company and ... and be responsible for the execution of all stages in the audit lifecycle: announcement, team management and preparation, logistics, planning, fieldwork,… more
- USAA (Phoenix, AZ)
- …team members in the implementation, management and oversight of fraud risk management workstreams, projects and solutions. Utilizes subject matter expertise ... of fraud risk management requirements, policies, laws, and regulations...risk requirements on business action plans, projects, or operational requests. Contributes to the execution of risk… more
- Brown Brothers Harriman & Co. (New York, NY)
- …provide timely and constructive feedback on Staff/Senior Auditor to Senior Audit Management . Qualifications include: Education level and/or relevant ... support areas in improving their control environments, streamlining their businesses, and achieving operational excellence. Working as part of an audit team, the… more
- US Bank (Minneapolis, MN)
- …and enhanced continuous monitoring activities (working closely with senior management and risk management ) and adjusting the audit plan when appropriate ... services designed to evaluate and improve the effectiveness of risk management , control, and governance. This position...Senior Leadership, in particular the European Head of Internal Audit in developing an appropriate risk -based … more
- INSPYR Solutions (Miami, FL)
- …Audit Manager Description : 4-8 years of experience with accounting, finance, audits Operational audit experience Risk analysis/ risk assessments ... INSPYR Solution's client in the cruise industry is looking for an operational audit manager to join their RAAS ( Risk Advisory & Assurance services) team. As… more
- CrossCountry Consulting (New York, NY)
- …broad range of audit , risk assessment, control testing, and risk management projects by conducting fieldwork, testing controls, preparing work papers, ... liquidity risk , credit risk , model risk , operational risk , and market...risk , and ensure that the organization has robust risk management processes in place Ensure compliance… more
- WSFS Bank (Philadelphia, PA)
- …Relief Act, Anti-Money Laundering, Bank Secrecy Act, OFAC), finance, operations, wealth management , operational risk and compliance preferred. Must have ... We are the region's locally headquartered bank and wealth management company. We are honored to consistently be named...manager role is responsible for planning and executing audits, audit risk assessments and providing oversight, senior… more
- Bank of China Limited, New York Branch (New York, NY)
- …a crucial role in supporting the efficient and effective operations of the Operational Risk Management Department. Responsibilities Expense Budget ... key departmental activities, achievements, and critical operational updates for management review Compile and/or translate various Risk Management … more
- Citigroup, Inc. (Wilmington, DE)
- …standards Qualifications : Minimum of 6-10 years of experience in operational risk management , compliance, audit , or other control-related functions in ... supports the Enterprise by creating and implementing methodologies to measure and escalate Operational Risk . The team develops and maintains reports and tools… more
- MUFG Bank, Ltd. (Tempe, AZ)
- … risk and control self-assessments and initiatives, and support the Operational Risk Management processes and tools through analysis, training, ... recruitment team will provide more details. We're seeking an Operational Risk professional to provide analytic support...years' experience in the financial services industry in a risk management or internal audit … more
- ResponsiveEd (Lewisville, TX)
- …audits that evaluate the adequacy and effectiveness of the organization's internal controls, risk management processes, and governance with a primary focus on ... on efficiency and financial impact across various organizational processes. Compliance & Risk Management : Ensure compliance with all applicable federal, state,… more
- Optiver (Chicago, IL)
- We are seeking an Operational Risk Manager to join the Optiver Operational Risk Management team. In this role, you will help monitor risk , scale, ... events, clubs, sporting leagues and more. Who you are: 4+ years of experience in Operational Risk , Internal Audit , Compliance, or a related second-line role.… more
- Mindlance (Washington, DC)
- …with senior management with the identification, reporting, and evaluation of audit risk areas. Facilitate remediation of the Universal Service Fund ... of audit staff. Participate with the identification, reporting, and evaluation of audit risk areas. Supervisory Responsibilities: Three (3) to Four (4) years… more
