- Societe Generale (Jersey City, NJ)
- …of Customer & PAB reserve computation. Present and communicate the results to Regulatory management and the CFO. 17H Risk Assessment Filing - quarterly ... OBS, and SLS. Be a key contact for various regulatory exams and audits, both external and internal. Provide...areas of the industry by providing expertise on accounting, prudential and tax norms while ensuring compliance .… more
- Kyyba, Inc. (Jersey City, NJ)
- …Qualifications: *3 to 5 years experience working for a financial services firm and/or self- regulatory organization in Compliance , Risk , Regulatory roles ... NJ Duration: 8+ Months Responsibilities: Demonstrate commitment to managing the firm's regulatory risk by assisting in the administration of a comprehensive… more
- TD Bank (New York, NY)
- …7+ years experience **Customer Accountabilities:** + Provides expert/specialized regulatory compliance and prudential risk management guidance on ... mitigates financial crime risk . This involves providing guidance on regulatory compliance , close partnership with business and legal, and operationalizing… more
- Mizuho Corporate Bank (New York, NY)
- …JD. or similar law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process ... functions including banking and underwriting businesses, securities markets, legal, compliance , risk management, operations, treasury, among others.*Ability to… more
- Citigroup (Irving, TX)
- …rule, or regulation related to fraud activities executed in 1LOD, and maintains fraud regulatory / compliance risk levels within the firm's risk appetite ... Serves as a senior function/business/product compliance risk officer for Independent ...transparency. **Qualifications:** + Expertise in Fraud, Consumer Protection and Prudential / Regulatory Compliance laws, rules, regulations,… more
- City National Bank (Los Angeles, CA)
- … risk and effectiveness of credit risk management to ensure limited risk exposure by adherence to bank and regulatory standards. This position also serves ... advisor to 2LODs to identify, recommend and effect process changes regarding credit risk management activities, regulatory issues related to credit risk ,… more
- SMBC (New York, NY)
- …regulators and promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member ... strongly preferred. + Comprehensive knowledge of financial services supervisory and regulatory environment including familiarity in financial services risk … more
- MUFG (Irving, TX)
- …knowledge and experience in compliance with banking laws and regulations, compliance risk management, and regulatory oversight + Deep subject ... and Strategic Communications + Support the MUFG Culture of Compliance , with an emphasis on financial crime risk...of the organization, including staff, senior management, directors and prudential regulators + Past enterprise risk management… more
- HSBC (New York, NY)
- …Investigations team, which deals with all investigations that involve significant legal, regulatory and reputational risk + Provide legal and strategic advice ... risk + Strong knowledge of accounting, disclosure, and prudential stress-testing requirements + Extensive experience advising and influencing senior business… more
- Citigroup (Jacksonville, FL)
- …CCAR, BASEL, Liquidity, Prudential and Capital reporting initiatives, ensuring compliance with evolving regulatory requirements. + Collaborate with cross ... ensuring alignment with industry standards and regulatory needs. + Lead and support...along with short-term planning resource planning. + Appropriately assess risk when business decisions are made, demonstrating particular consideration… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …management compliance to support the firm's overall efforts to manage information compliance risk . This role is responsible for collaborating with peers and ... + Diverse businesses associated with a global, diversified Financial Holding Company. + Compliance Risk Management concepts, including Compliance Risk … more
- American Express (Phoenix, AZ)
- … professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk , financial accounting, data analytics, ... is to protect and enhance organizational value by providing independent, objective, risk -based assurance, advisory services and to influence the way the company… more
- SMBC (Jersey City, NJ)
- …and Skills** + Bachelor's Degree required. + Minimum of 7 years of prior regulatory , compliance , and/or risk management experience. + Familiarity with either ... and escalating delays and other challenges to senior management. + Analyzing the Compliance Risk Assessment ("CRA") results to identify key control gaps (eg,.… more
- MUFG (Irving, TX)
- …overseeing risk management related activities (including sanctions-related risk assessments), and communicating with prudential regulators. ... OFAC, prudential regulators, internal audit, and testing.** + **Sanctions regulatory change management** - Monitoring sanctions regulatory changes, including… more
- Scotiabank (New York, NY)
- …to and effectiveness of day-to-day business controls to meet obligations with respect to operational risk , regulatory compliance risk , AML/ATF risk ... Warning Indicators. + Ensure compliance with US regulatory requirements such as Enhanced Prudential Standards...responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework,… more
- Mizuho Corporate Bank (New York, NY)
- …operational resilience strategy that aligns with the firm's business objectives, regulatory requirements, and enterprise risk management framework. + Establish ... risk appetites. + Collaborate with operational resilience pillars to assess compliance with established capability baselines and risk thresholds. + Monitor… more
- Capco, a Wipro Company (New York, NY)
- …clients. Our collaborative and efficient approach helps clients reduce costs and manage risk and regulatory change while increasing revenues. We are thinkers, ... We have a deep knowledge in financial services offering, including eg Finance, Risk and Compliance , Financial Crime, Core Banking etc. We are committed… more
- MUFG (Irving, TX)
- …Global Financial Crimes Division ("GFCD") is seeking a Vice President for a compliance role with experience in AML Program Oversight. The individual should possess ... terrorist financing, fraud and other forms of misconduct and risk . The Vice President will report into the Head...to the Bank. The role will actively liaise with compliance and business groups globally, to collaborate with and… more
- MUFG (Irving, TX)
- …Credit/Debit, Guardian Analytics, and ThreatMetrix. + Strong knowledge about model risk management and associated regulatory requirements + Bachelor's degree ... detect financial crime and (5) create statically representative samples to ensure that risk is not missed below the threshold. The incumbent is responsible for… more
- Bank of America (New York, NY)
- …and funding risks in the Bank. Responsible for compliance with Enhanced Prudential Standards and other regulatory guidelines, the candidate will work on ... to learn, grow, and make an impact. Join us! **Job Description:** Enterprise Model Risk Management seeks a Senior Quantitative Finance Analyst - Liquidity Risk … more
