- USAA (Phoenix, AZ)
- …Debit Card and Deposit transactional disputes while consistently ensuring regulatory compliance. Utilizes developing problem-solving skills and knowledge of Laws, ... arbitrations. Processes account credits/debits when necessary, in accordance with regulatory requirements. Documents the results of a reasonable investigation within… more
- USAA (Colorado Springs, CO)
- …business applications Ability to apply knowledge and understanding of insurance regulatory and compliance requirements Acquire Property & Casualty licenses and state ... registrations within 90 days of hire depends on location of hiring What sets you apart: 1 year of customer contact experience in a needs-based sales environment 6 months experience frequently communicating (minimum 60 percent of the time) with customers by… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …levels of leadership within Novo Nordisk US Operations, serving as a key advisor to the cross-functional teams on AI development, consumption, and governance. This ... IT, Ethics and Compliance, Commercial, Patient Services, CMR (Clinical, Medical, Regulatory ), Finance, and Novo Nordisk global colleagues. Externally, this role… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …various levels of leadership within Novo Nordisk US Operations, serving as a key advisor to the leadership teams and all levels of the business regarding advanced ... but not limited to - Commercial, Patient Services, CMR (Clinical, Medical, Regulatory ), Finance, and Novo Nordisk global colleagues, to deliver data-driven insights… more
- Larson Maddox (Washington, DC)
- …operations across the US Key Responsibilities: Serve as a trusted legal advisor on regulatory compliance issues impacting energy operations and strategy. ... with a leading power generation company to find a Regulatory Attorney who will play a key role in...key role in advising on federal and state energy regulatory matters. This is a high-impact position within a… more
- Novo Nordisk Inc. (Plainsboro, NJ)
- …in other NNI departments, including but not limited to Medical, Regulatory , Marketing, Sales, Commercial Operations, and Ethics, Compliance & Privacy. May ... Essential Functions In collaboration with other attorneys, serves as a legal advisor for assigned functions to help appropriately shape and execute strategy,… more
- Edward Jones (Warrenville, IL)
- …If you find yourself at a professional crossroads, a career as a financial advisor may be the right change for you. Financial advisors partner with clients to ... building wealth, estate strategies, funding education and more. As a financial advisor with Edward Jones, you'll develop and grow your own practice, supported… more
- Citigroup, Inc. (Forest Hills, NY)
- …in the workplace through Citi Global Wealth at Work. The Senior Wealth Advisor will offer comprehensive financial and investment advice to our Citigold(R) and ... center of everything we do. As a Senior Wealth Advisor , you will partner closely with a dedicated Wealth...referral leads Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Ensure strict adherence to… more
- National Financial Partners (West Hartford, CT)
- …to each client. Wealthspire Advisors acts as a wealth manager, investment Advisor , consultant, and constant partner in helping clients achieve their aspirations. For ... on Wealthspire Advisors, please visit www.wealthspire.com. Summary: As an AVP, Advisor at Wealthspire, you will leverage deep financial expertise to craft… more
- GTE Financial (Tampa, FL)
- …team! At GTE Financial, we're looking for an experienced and results-driven Financial Advisor to join us. If you're passionate about helping people achieve their ... we want you on our team. As a Financial Advisor at GTE Financial, you'll empower our members by...and maintain a deep understanding of federal and state regulatory requirements, including compliance with SEC, FINRA, NCUA, broker-dealer… more
- MUFG Bank, Ltd. (New York, NY)
- …more details. Our ideal candidate will possess a strong understanding of regulatory compliance, risk management, and business operations. This role requires someone ... analytical, and able to effectively communicate with various stakeholders. Assess regulatory /compliance controls related to areas of coverage. This would include… more
- Jamie Grayem (Long Beach, CA)
- FINANCIAL ADVISOR $75,000-90,000 Base Salary + Quarterly Production Bonus + Full Benefis MUST HAVE 7/66 (63/65) This position is subject to SAFE Act registration ... solutions for clients. Is thorough and thoughtful in incorporating relevant regulatory due diligence into daily activities and long-term strategies for clients.… more
- TD Bank Group (Philadelphia, PA)
- …details for this role. Line of Business: TD Wealth Job Description: The Financial Advisor (TFA) role is a three-year program with a draw, for financial advisors or ... a criminal background check, credit report check, civil litigation search, and regulatory agency or self- regulatory organization enforcement action search, and… more
- LPL Financial Holdings, Inc. (Kensington, MD)
- …the Investment Program at Signal Financial Federal Credit Union as a Financial Advisor associated with LPL Financial. Under this model Financial Advisors are not ... territories with significant deposit base, which includes current clients who need an advisor to support their financial goals The opportunity to find new clients… more
- Range (New York, NY)
- …to devise and implement tax strategies that align with clients' goals and regulatory requirements, and manage ongoing tax compliance work for members. This role is ... based at Range's Headquarters in McLean, VA or New York City. Employees hired for this position will work in office Monday-Friday. If you are not currently located in one of these areas, your willingness to relocate will be a contingency for employment. What… more
- Tesla Motors (Washington, DC)
- The Policy Advisor will be focused on state legislative work and building relationships with regulatory bodies in the Eastern states. This person will interface ... US location. Responsibilities Develop and execute state policy strategies -legislative and/or regulatory -impacting Tesla in the Eastern US in all aspects of its… more
- TD Bank Group (Manchester, NH)
- …TD Wealth Job Description: The Private Client Service (PCS) Income Tax Advisor is responsible for timely and effective fiduciary income tax compliance, relationship ... Wealth fiduciary accounts Ensures proper administration of Company policies and regulatory guidelines Directs and coordinates with Customer Service Associate (CSA)… more
- LPL Financial Holdings, Inc. (Houston, TX)
- Credit Union Financial Advisor - Wellby Financial Your career path should lead to real opportunity LPL Financial partners with credit unions to offer a complete menu ... you to join the Investment Program at Wellby Financial as a Financial Advisor associated with LPL Financial. Under this model Financial Advisors are not employees… more
- Workoo Technologies (El Paso, TX)
- …companions. Tasks Study *Assessment of membership arrangements or move demands *Client/ Advisor level exemptions * Regulatory responsibilities (Instances: 2340 and ... Back Together, as well as Company Activities that straight impact the Client/ Advisor account. A professional's failing to interpret or even process client deals… more
- LPL Financial Holdings, Inc. (Venice, FL)
- Financial Advisor - Suncoast Credit Union Your career path should lead to real opportunity LPL Financial partners with credit unions to offer a complete menu of ... to join the Investment Program at Suncoast Credit Union as a Financial Advisor associated with LPL Financial. Under this model Financial Advisors are not employees… more
