- Citigroup (New York, NY)
- The Regulatory Communications , Advisory & Management team within the Enterprise Data Office's (EDO) Business Enablement and Data Governance group leads ... address senior leaders' questions, concerns and direction. The Regulatory Communications , Advisory & Management Senior Vice President (for EDO) reports… more
- SMBC (New York, NY)
- …Personal Account Dealing) + Financial Crimes Compliance + Regulatory Change Management + Compliance Alerts and other Communications Governance and Reporting: ... business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory … more
- Bangor Savings Bank (Portland, ME)
- …+ SR Specialist: Minimum 5 years of experience in compliance, audit, risk management , or regulatory advisory within financial services. Strong, practical ... Review: Review and approve marketing materials and customer communications ; provide advisory input on risk mitigation and regulatory alignment. + Risk… more
- City National Bank (New York, NY)
- …are in place to mitigate compliance risk. Maintaining regulatory change management , policies and procedures, training, and advisory matters. This role is ... *COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY * *WHAT IS THE OPPORTUNITY?* The Senior Compliance...* Provide credible challenge at committee meetings. * Manage regulatory change management and participate with business… more
- Equitable (Charlotte, NC)
- …persistent, and have a growth mindset + Proven written and verbal communications skills **Skills:** **Client Relationship Management :** Knowledge of client ... Relationship Manager, Advisory and Investment Consulting ( 250000GV ) **Primary...Licenses Series 7 and 66 required + Demonstrated relationship management , sales, customer service, and presentation skills in large… more
- NTT America, Inc. (Itasca, IL)
- …to changing market, regulatory , and customer dynamics** **Key Responsibilities:** **Client Advisory & Relationship Management ** + Serve as a senior advisor ... day at NTT DATA** **We are seeking a dynamic and experienced P&C Insurance Advisory Lead to join our business consulting practice. In this role, you will spearhead… more
- MUFG (Irving, TX)
- …contributor will be a sanctions regulations subject matter expert supporting GSCD's Regulatory Advisory functions across MUFG Bank, globally. The GSCD Program ... **Engaging with OFAC, prudential regulators, internal audit, and testing.** + **Sanctions regulatory change management ** - Monitoring sanctions regulatory … more
- Ankura (Philadelphia, PA)
- …- and provide testimony in a wide variety of venues, including specialized regulatory boards. Advisory Services: Our clients seek identification of risks ... founded on innovation and growth. Practice Overview: Ankura's Construction Disputes & Advisory Expert and Advisory Services: Expert Services: Our construction… more
- MUFG (Los Angeles, CA)
- …specialty investment bank and provides M&A, capital raising and strategic advisory services to entrepreneurs, family-owned companies, private equity sponsors and ... in San Francisco, New York, Chicago, and Charlotte. Intrepid is the middle-market advisory arm of Mitsubishi UFJ Financial Group (NYSE: MUFG), one of the largest… more
- Edward Jones (St. Louis, MO)
- …highly skilled individual to serve as a Senior Consultant within a newly created Strategic Advisory team. This individual will be a key member of an advisory pod ... senior leaders, in a structured manner via presentations, meetings, and written communications + Track industry and competitive trends, and develop business outlook… more
- Raymond James Financial, Inc. (New York, NY)
- …in investment and financial planning, in addition to capital markets and asset management . At Raymond James, we are putting the power of perspectives into action ... **Job Summary** _Investment Banking Summer_ _Associates_ _(part of the Capital Markets & Advisory area)_ are given a high level of responsibility on matters of… more
- BMO Financial Group (New York, NY)
- …group management in communicating and implementing changes to applicable regulatory policies and procedures. + Represent the Compliance team and interact with ... Currencies, and Commodities LOBs and other internal business partners to ensure regulatory , corporate and fiduciary obligations are met. You will have a specific… more
- Raymond James Financial, Inc. (Memphis, TN)
- …out to the required quality standards and/or to ensure adherence to external regulatory codes and internal codes of conduct. * Answer the telephone and assist ... directing more complex matters to colleagues, as necessary. * Account Management : Assist with account opening/closing, monitor accounts for compliance, and resolve… more
- MUFG (Jersey City, NJ)
- …for managing complex, critical professional disciplinary areas such as Policy Management , Cybersecurity Controls and Reporting, and Cyber Risk Quantification in both ... environments with an emphasis on the role also emphasizes comprehensive risk management , including the identification, assessment, and management of inherent,… more
- Truist (Atlanta, GA)
- …invited to create a profile, which will let you see your application status and any communications . If you already have a profile with us, you can log in to check ... the business on existing and emerging risks. Responsible for supporting strong risk management practices in alignment with the firm's risk appetite and the assigned… more
- BMO Financial Group (Los Angeles, CA)
- Provides a superior level of customer service and portfolio management in lending services for all existing and potential clients and in support of a team of ... Ensures new business meets policy and procedures requirements for profitability and risk management . + Provides advice and support where needed with a focus on… more
- Raymond James Financial, Inc. (Memphis, TN)
- …+ Develop working knowledge of the organization's policies and procedures and of regulatory codes and codes of conduct relevant to own work, adhering to mandatory ... Works at an intermediate level to understand and operate effectively all client management systems. Typically works with guidance. + Works at an intermediate level… more
- SMBC (Los Angeles, CA)
- …and findings and circulates information in periodic status reports. + Maintaining regulatory communications , transmittal letters, management responses, and ... strategies. The Regulatory Relations team is the primary contact for regulatory interactions and exam management for US regulators. The Regulatory… more
- Indy Gov (Indianapolis, IN)
- …reflected in the IT Service Management (ITSM) tool. + Represent unified communications and wiring changes in Change Advisory Board (CAB) meetings and ensure ... Unified Communications Manager Print (https://www.governmentjobs.com/careers/indianapolis/jobs/newprint/5147812) Apply Unified Communications Manager Salary… more
- Lilly (Indianapolis, IN)
- …environment, product specific regulator advice, and other public information (ie Advisory Committees) to develop robust, innovative regulatory strategies and ... the regulatory strategy and complex issues. + Accountable for communications to the regulator, development teams, GRA, other development functions, Research, and… more