- TD Bank (Mount Laurel, NJ)
- …colleagues dedicated to setting new industry standards. **The US Compliance - Regulatory Issue Management Lead is responsible for:** + Facilitating the ... assessment, control, and monitoring of escalated US Compliance risks through the regulatory issue management process. + Providing the governance, reporting… more
- Citigroup (Jacksonville, FL)
- …implement sustainable solutions to address root causes. + Leverage analytics to assess issue remediation trends, identify key risks, and develop insights for ... Manage Business/Function Quality Control engagement over the complete lifecycle of high-impact issue remediations and primary remediation programs. + Manages a… more
- Citigroup (Tampa, FL)
- …on-time QA status reporting to Services leadership. + Leverage analytics to assess issue remediation trends, identify key risks, and develop insights for process ... Manage Business/Function Quality Control engagement over the complete lifecycle of high-impact issue remediations and primary remediation programs. + Ensure QA… more
- US Bank (St. Louis, MO)
- …and Third Lines of Defense. RESPONSIBILITIES - Provide the governance and oversight to ensure identified issues receive appropriate remediation and corrective ... at-all from Day One. **Job Description** SUMMARY The Payments Risk Issue Coordinator is responsible for facilitating the identification, assessment, control, and… more
- City National Bank (Los Angeles, CA)
- …gaps in control design or operating effectiveness * Review and challenge regulatory remediation activities in assigned coverage areas to ensure operational ... associated with known control deficiencies are addressed. This includes providing oversight and challenge throughout the Issue Management Lifecycle, which… more
- City National Bank (San Francisco, CA)
- *OPERATIONAL RISK BUSINESS OVERSIGHT MANAGER I - Entertainment & Sports Banking, Private Banking and Wealth Management* WHAT IS THE OPPORTUNITY? Operational Risk ... Management (ORM) is responsible for providing independent and objective oversight of the management of risks arising from City National Bank's business processes,… more
- Santander US (Boston, MA)
- …senior management, and committees. + Contributes to ongoing initiatives and regulatory examinations, internal audit reviews and other remediation efforts. ... Sr. Associate, Capital Risk Oversight Country: United States of America **Your Journey...preserve Santander US capital adequacy, contributes on meeting its regulatory requirements. As an independent function from management, the… more
- Scotiabank (New York, NY)
- …supervisory exam management, continuous regulatory monitoring interactions, assisting with oversight of regulatory remediation and reporting to internal ... their regulatory interactions. The role also provides oversight and monitoring of remediation commitments made...Scotiabank to Regulators and assist with execution of US regulatory governance forums + Overseeing centralized issue … more
- Scotiabank (New York, NY)
- …management to support their regulatory interactions. The role also provides oversight and monitoring of remediation commitments made by Scotiabank US to ... of interactions with US regulators, including but not limited to: + Providing oversight for regulatory examinations and supervisory interactions and be a central… more
- Deloitte (Sacramento, CA)
- …with clients and among Deloitte practitioners + Experience with business transformation, regulatory remediation or change management initiatives as a result of ... may be available Preferred Qualifications + Experience with business transformation, regulatory remediation or change management initiatives as a result… more
- Citigroup (Getzville, NY)
- …Change Management, Communication, Data Analysis, Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant ... Regulatory Operations Vice President (VP) will be responsible...Swap/Security-based Swap Trade Reporting, along with the ongoing governance, oversight of reporting obligations and associated controls. This role… more
- Citigroup (Charlotte, NC)
- The Finance Chief Risk Office ("FINCRO") organization is responsible for second-line oversight of regulatory capital management, including the measurement and ... of spot regulatory capital and risk weighted assets ("RWA"). FINCRO's oversight of spot RWA and capital measurements includes both _ex-ante_ and _ex-post_… more
- Citigroup (Tampa, FL)
- …Human Resources (HR) regulatory management team formed to lead HR's end to-end regulatory issue lifecycle. This role will be part of the HR Chief ... timely response to regulatory requests and exam responses and help effective oversight of program success and sustainment in addition to effective management of … more
- Citigroup (Tampa, FL)
- …in Global Regulatory Reporting. This role is part of the Global Regulatory Reporting Controllers function which has oversight and ownership of the FR ... Change Management, Communication, Data Analysis, Financial Acumen, Internal Controls, Issue Management, Problem Solving, Regulatory Reporting. **Other Relevant… more
- City National Bank (Phoenix, AZ)
- …effectiveness for product and change risk management * Review and challenge regulatory remediation activities in assigned coverage areas to ensure product ... exposures associated with known control deficiencies are addressed. This includes providing oversight and challenge during the Issue Management Lifecycle, which… more
- System One (Laurel, MD)
- …Audit Coordinator plays a key role in supporting the Internal Audit Department's oversight of IT and IS risk. This position is responsible for coordinating audit ... testing of IT and IS controls, and tracking the remediation of audit findings. The role serves as a...and external auditors, ensuring timely communication, accurate reporting, and issue resolution. Reporting directly to the Director of Internal… more
- Citigroup (New York, NY)
- …Concerns and Data issue resolution, ERM Transformation Progress, EUC Remediation efforts, Regulatory Compliance, Compensating Controls validation and ... and deliver technology implementation roadmaps, ensuring that both business and regulatory requirements are met; Drive implementation and adoption of consistent data… more
- Citigroup (Tampa, FL)
- …implement sustainable solutions to address root causes + Utilize analytics to assess issue remediation trends, identify key risks, and develop insights for ... Control engagement across the full lifecycle of high impact issue remediations and key remediation programs +...Master's degree preferred **Job Family Group:** Controls Governance & Oversight **Job Family:** Issue Management **Time Type:**… more
- TD Bank (Greenville, SC)
- …activities, including metadata, data quality, data retention and disposition tasks + Leads the oversight of data issue resolution and drive data issue ... efficiency. A successful candidate will have knowledge of the US Treasury Regulatory and Reporting environment and effective communication skills with the ability to… more
- MUFG (Tampa, FL)
- …by Second Line of Defense (SLoD), Third Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation . + Participate in ... of business requirements to accurately assess and validate issues, ensuring the remediation is appropriate and adequate to address the issues. **RESPONSIBILITIES** +… more