- BOK Financial (Tulsa, OK)
- …on trading activity Ability to communicate with Investment Advisor, Trust Advisor, Relationship Manager , and/or professional staff (legal and tax counsel) ... Tulsa -TUL Areas of Interest: Investment Management; Portfolio Management; Relationship Management; Wealth Management Pay Transparency Salary Range: Not Available… more
- Huntington National Bank (Indianapolis, IN)
- …operational effectiveness of advisors and sales support staff (Sales Support Manager and Client Relationship Specialists). Communicates the group's program, ... Description Summary: The HFA Region Manager is an excellent career opportunity to lead...clients and in compliance with all state and federal securities regulations. Works closely with internal partners to build… more
- Computershare (Columbia, MD)
- …and innovation you can trust. When you join this dynamic team as an Account Manager I you will enjoy a career, teamwork, flexibility and leadership you can trust to ... of experience as a provider of trustee and sophisticated agency services for private and public companies, investment bankers,...skills, and ability to independently perform tasks within the Securities Admin Services lines of business? If you're a… more
- Wells Fargo (New York, NY)
- …Managing Director/Principal Investment Banker within the Commercial Mortgage Loan & Securities Finance team which specializes in financing mortgage REITs, debt ... Banking coverage and product groups including but not limited to CMBS, Agency , Debt Capital Markets, Equity Capital Markets, Loan Syndications and Mergers &… more
- TD Bank (New York, NY)
- …role. **Line of Business:** TD Wealth **Job Description:** The Associate Private Client Relationship Manager (ARM) is a high-touch point of client contact ... maintain smaller balances with TD. The Associate Private Client Relationship Manager I will serve as the...record of high client satisfaction and retention) required + Securities Licensed: Series 7, 63 + 65 or 66… more
- TD Bank (Greenville, SC)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Relationship Manager II (RM) is a high-touch point of client contact ... in the high net worth segment. The Private Client Relationship Manager II will serve as the...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- US Bank (St. Louis, MO)
- …of US Bancorp Asset Management, Inc. is currently seeking an Institutional Sales and Relationship Manager to manage and join with other team members in new ... and drive asset growth. This position will initially focus on sales and relationship management of existing clients in Missouri and developing new relationships with… more
- Wells Fargo (New York, NY)
- **About this role:** The role of the Principal Corporate Banking Relationship Manager / Managing Director will originate, evaluate and structure new financing ... Capital Markets, Loan Syndications, Mergers & Acquisitions, CMBS, and Agency . + Apply deep financial or credit subject matter...subject to comply with 17 CFR 240.17f-2 of the Securities Exchange Act of 1934 and FINRA Bylaws, Article… more
- Citigroup (Jersey City, NJ)
- …or Asset Management industries, preferably in Custody, Fund Services, ETF Servicing, Transfer Agency , FX, Securities Lending or Middle Office areas. + Ability to ... services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. As a bank with… more
- Huntington National Bank (Denver, CO)
- …Ensures operational effectiveness of advisors and sales support staff (Sales Support Manager and Client Relationship Specialists). + Communicates the group's ... Description Summary: The HFA Region Manager is an excellent career opportunity to lead...clients and in compliance with all state and federal securities regulations. + Works closely with internal partners to… more
- MUFG (Tempe, AZ)
- …+ Consults with the Service Requestors throughout the phases of Third-Party Relationship Lifecycle. + Responsible for quality of documentation in FLoD and TPRM ... of Financial Serivices), and foreign-based regulators (eg, Japan's Financial Services Agency , Canada's Superintendent of Financial Instiatuions, and those in Latin… more
- MUFG (New York, NY)
- …the development of financing transaction marketing materials, including rating agency presentations, lender and investor presentations, and information memoranda. + ... is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity… more
- Citigroup (Tampa, FL)
- …the Team to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.** **Facts** : + Issuer Services Ops Tampa Hub ... on the daily basis. **General Description:** + Independently administer and manage LATAM Agency & Trust Operational Payment activities end - to - end, including the… more
- Fifth Third Bank, NA (Los Angeles, CA)
- …leader positioning the Asset Backed Finance business along with the senior Relationship Manager representing the institution and driving and creating ... activity including origination, structuring, and execution of large, complex loan and securities transactions. Perform all underwriting and work with Credit on all… more
- JPMorgan Chase (Mattapan, MA)
- …relationships by hosting and participating in Community Events, with your Community Manager . Be involved in local community volunteer leadership groups (VLGs) and ... solutions to your clients by relying on leadership and relationship -building skills. This will be done with a consistent...FDIC INSURED * NOT INSURED BY ANY FEDERAL GOVERNMENT AGENCY * NOT A DEPOSIT OR OTHER OBLIGATION OF,… more
- MUFG (Tampa, FL)
- …and external parties including, but not limited to, Debt Capital Markets, Portfolio/ Relationship Management, Loan and Agency Services, Finance, Legal, Trade ... Financial Covenants for active Credit Agreements in individual's portfolio. Liaise with Relationship /Portfolio Manager for latency and any Covenant Breaches. +… more
- MUFG (Tampa, FL)
- …to; Portfolio/ Relationship Management, Back Office Operation Team, Loan and Agency Services and Deposit Service Team. **Major Responsibilities:** + Manage and ... Covenants for active Credit Agreements in individual 's portfolio. Liaise with Relationship /Portfolio Manager for latency and any Covenant Breaches. + Generate… more
- TD Bank (Greenville, SC)
- …keeping client information up to date + Retains a book of business through relationship management and periodic updates to client's financial plan as needed + Meets ... for TD Mass Affluent clients, without a local FA relationship , who have a Wealth need; service all aspects...and is subject to the requirements of FINRA and Securities Laws. May (or may not) be a registered… more
- MUFG (Irving, TX)
- …provide more details. Reporting to an Anti-Money Laundering (AML) Operations Department Manager , the AML Operations Team Leader supervises a team of AML ... Daily Activities of the Unit:_ Assist the assigned AML Department Manager in establishing and maintaining efficient, scalable and risk-based analytical techniques… more
- BMO Financial Group (Denver, CO)
- …+ Leads a deal team to meet client needs when acting as the lead relationship manager . + Manages the retention and expansion of client relationships through a ... conflicts of interest, safeguarding of customer information, trading in securities , anti-money laundering, privacy, and disclosure of outside business activities.… more
