- Vanguard (Malvern, PA)
- …advanced degree or certification (eg, CRMA, PMP) preferred. + 8+ years of experience in risk advisory , internal audit, or compliance , ideally within a sales ... We are seeking a strategic and experienced Senior Risk Advisor within the Financial Advisor Services...cross-functional teams in a dynamic, fast-paced environment. Key Responsibilities Risk Advisory & Governance + Partner with… more
- SMBC (New York, NY)
- … Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or processes under ... responsible for overseeing the management of the broker dealer's compliance risk and is represented by the...coverage. Reports to a senior member of Private Side Compliance Advisory for SMBC Nikko Securities Inc.… more
- Bloomberg (New York, NY)
- …need to have:** + 8+ years' experience in Compliance , risk advisory , or audit within financial services , market data, or technology. + Strong knowledge ... regulations, and correspond with regulators. We have an exciting Compliance Advisory role on the Data, Research...services , as well as working with the global Compliance and Risk teams to identify and… more
- Cherry Bekaert (Tysons Corner, VA)
- …advisor to clients, delivering high-impact solutions in internal audit, SOX compliance , risk management, and related advisory services . + Identify and ... **Commercial** ** Risk Advisory Services ** **Growth**...local laws. https://careers.cbh.com/legal-disclosures/ contains further information regarding the firm's compliance with federal, state and local recruitment and hiring… more
- Carnival Cruise Line (Miami, FL)
- …in innovative and sustainable cruising, delivering memorable vacations and building borderless connections. Risk Advisory and Assurance Services (RAAS) is a ... technology and compliance risks. We're looking for an experienced Senior Audit Consultant, Risk Advisory and Assurance Services to fill this role, which… more
- Cherry Bekaert (Raleigh, NC)
- ** Risk Advisory Services (RAS) Managing Director- Go-to-Market Focus** Cherry Bekaert is a top-ranked national firm providing assurance, tax, and advisory ... serve clients across industries and geographies with a forward-thinking, collaborative approach. Our Risk Advisory Services (RAS) team is expanding rapidly,… more
- Carnival Cruise Line (Miami, FL)
- Risk Advisory and Assurance Services (RAAS) is a diverse global team, recognized by the Audit Committee and senior management as their partner for providing ... advisory and assurance services on the company's...the company's most significant strategic, financial, operational, technology and compliance risks. The Senior Risk Advisory… more
- Grant Thornton (Minneapolis, MN)
- …to various projects across Risk solutions, allowing the Interns to discover the advisory services most suited to their skills and interests. Risk Interns ... Risk Advisory Interns are responsible for...firm), which exclusively provides non-attest offerings, including tax and advisory services . In 2025, Grant Thornton formed… more
- Grant Thornton (New York, NY)
- As Risk Advisory Manager-Not-for-Profit and Higher Education Practice, you will get the opportunity to grow and contribute to our clients' business needs by ... in both proactive and responsive contexts for the Risk Advisory Practice - all with the...processes + Manage the development and execution of enterprise risk management, operational risk compliance … more
- Capital One (Richmond, VA)
- …as well as develop and implement innovative solutions? As a member of the Consumer Advisory risk team within the Retail Bank Risk Office, you'll be ... Principal Risk Advisor, Consumer Advisory | Retail Bank...in Risk + 3+ years of Financial Services risk management experience **At this time, Capital… more
- Bloomberg (New York, NY)
- …Audit, to provide centralized risk frameworks, processes, tools, training and advisory services to businesses and departments. In addition, we are ... Risk Officer - Enterprise Products ( Risk Advisory ) - Chief Risk...Risk Office Location New York Business Area Legal, Compliance , and Risk Ref # 10046060 **Description… more
- Citigroup (Washington, DC)
- … Management & Advisory in Banking Sanctions is a senior Independent Compliance Risk Management (ICRM) professional with subject matter expertise on Economic ... for the consistent implementation, execution and oversight of the sanctions compliance risk management framework, ensuring consistent global application of… more
- Capital One (Richmond, VA)
- IT SOX Risk Manager, SOX Advisory Team If you're looking for a fast paced, dynamic and innovative firm founded on a culture of diversity and inclusion that can ... + Develop a high level of knowledge around reporting compliance , risk management, and evolving industry changes...nor guarantee and is not liable for third-party products, services , educational tools or other information available through this… more
- Capital One (Richmond, VA)
- Manager, Compliance Advisory | Enterprise Services (Brand Marketing, Workplace Solutions, Americans with Disabilities) Capital One, a Fortune 500 company and ... 2nd Line of Defense, this exciting role will provide compliance advisory support and credible independent challenge...years of experience in compliance , legal, or risk management within a Financial Services organization… more
- Ankura (Los Angeles, CA)
- …working on complex accounting investigations, national and/ or international investigations, compliance risk assessments, forensic audits, disputes support or ... + Lead and conduct forensic investigations, technical accounting research, fraud risk assessments, compliance reviews, forensic accounting audits, background… more
- Ankura (New York, NY)
- …not receive a response. Ankura Consulting Group, LLC is an independent global expert services and advisory firm that delivers services and end-to-end ... will possess a strong personal brand within Investigations and Forensic Accounting advisory and deep market-making relationships resulting in a robust flow of… more
- SMBC (New York, NY)
- …competitive portfolio of benefits to its employees. **Role Description** The SMBC Compliance Advisory Function resides within Compliance Department Americas ... Regulatory Governance Advisory Team within the CPAD Advisory Function provides centralized compliance support across...Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications and Transaction… more
- City National Bank (New York, NY)
- …and regulations, and ensuring effective controls are in place to mitigate compliance risk . Maintaining regulatory change management, policies and procedures, ... * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY * *WHAT IS...regulatory requirements to business processes. * Develop and maintain compliance policies and standards that address key risk… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... must have compliance advisory experience with background in OTC...with firm policies for covered business areas + Conduct compliance risk assessments to ensure effective business… more
- TD Bank (New York, NY)
- …We are looking for a Vice President, Compliance - US Corporate Investment Banking Compliance Advisory to join our team in NYC. The ideal candidate must have ... team are in a manner consistent with the Bank's risk culture and the relevant risk appetite...relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a… more